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HomeMy WebLinkAbout06082022 PACAB Spc Mtg Packet - Ad Hoc Comm RecommPost & Commerce Advisory Board Agenda Packet Special Meeting Wednesday, June 8, 2022 Council Chambers, City Hall 12: 00 p.m. SPECIAL MEETING REQUEST Pursuant to Seward City Code 2.10.030 (2), this is to serve as the written notice calling a Special Meeting of the Port & Commerce Advisory Board on Wednesday, June S, 2022 at 12:00 p.m, for the purpose of. Resolution 2022-006, A Resolution Of The Port And Commerce Advisory Board Of The City Of Seward, Alaska, Requesting Authorization From The City Council To Direct The Manager To Issue A Purchase Order To Your Clean Energy To Consult With The Heat Loop Ad Hoc Committee And Provide Services As Authorized By The Manager And As Requested By The Ad Hoc Committee In Its Effort To Identify Available Funding Sources To Continue The Ground Source/Seward District Heat System Project To Completion The Special Meeting will commence in the Seward City Council Chambers located in City Hall at 410 Adams Street, Seward. All interested persons are invited to attend the meeting. Signed this 3rd day of June, 2022 Chair City Manager 2 Commission Members SPECIAL MEETING NOTICE Pursuant to Seward City Code 2.10.030 (2), this is to serve as the written notice calling a Special Meeting of the Port & Commerce Advisory Board on Wednesday, June 8, 2022 at 12:00 p.m. for the purpose of: Resolution 2022-006, A Resolution Of The Port And Commerce Advisory Board Of The City Of Seward, Alaska, Requesting Authorization From The City Council To Direct The Manager To Issue A Purchase Order To Your Clean Energy To Consult With The Heat Loop Ad Hoc Committee And Provide Services As Authorized By The Manager And As Requested By The Ad Hoc Committee In Its Effort To Identify Available Funding Sources To Continue The Ground Source/Seward District Heat System Project To Completion The meeting will commence in the Seward City Council Chambers located in City Hall at 410 Adams Street, Seward. All interested persons are invited to attend the meeting. All public is invited to attend. Posted: Friday, June 3, 2022 City Hall bulletin board U.S. Post Office Harbormaster's Building Seward Community Library Museum `a The City of Seward, Alaska PORT AND COMMERCE ADVISORY BOARD SPECIAL MEETING AGENDA ib June 8, 2022 12:00 Council Chambers Brandii Holmdahl 1. CALL TO ORDER Chair Term Expires July, 2023 2. PLEDGE OF ALLEGIANCE Lynda Paquette 3. ROLL CALL Vice Chair Term Expires July, 2024 4. CITIZEN COMMENTS ON ANY SUBJECT EXCEPT THOSE Bruce Jaffa ITEMS SCHEDULED FOR PUBLIC HEARING Board Member Term Expires July, 2024 5. APPROVAL OF AGENDA AND CONSENT AGENDA [Approval of Consent Agenda passes all routine items indicated by asterisk (*). Consent Agenda Carl Hughes items are not considered separately unless a council member so requests. In the event Board Member of such a request, the item is returned to the Regular Agenda] Term Expires July, 2023 6. NEW BUSINESS Colby Lawrence Board Member A. Resolutions Term Expires July, 2022 Benjamin Smith 1. Resolution 2022-006, Requesting Authorization From The City Board Member Council To Direct The Manager To Issue A Purchase Order To Term Expires July, 2022 Your Clean Energy To Consult With The Heat Loop Ad Hoc Committee And Provide Services As Authorized By The Fred Woelkers Manager And As Requested By The Ad Hoc Committee hi Its Board Member Effort To Identify Available Funding Sources To Continue The Term Expires July, 2024 Ground Source/Seward District Heat System Project To Completion....................................................... Pg. 5 Stephen Sowell 7. CITIZEN COMMENTS [There is no sign in for this comment period. Time is Assistant City Manager limited to five (5) minutes per speaker.] Norm Regis 8. BOARD AND ADMINISTRATION COMMENTS & RESPONSE Harbormaster TO CITIZEN COMMENTS Brenda Ballou 1 9. ADJOURNMENT City Clerk City of Seward, Alaska Port & Commerce Advisory Board Special Meeting Agenda June 8, 2022 3 TABLE OF CONTENTS PACAB Resolution 2022-006 Pg. 5 Your Clean Energy (YCE) Proposal Pg. 7 Resume for YCE's Andy Baker Pg. 9 Status Report for Project as of 1/15/2022 Pg. 14 City's Capital Improvement Project List Pg. 16 Res 2015-078 Approving Original Grant Pg. 19 Res 2018-89 Accepting $725K Grant Funds Pg. 22 Res 2021-088 Requesting Grant Extension Pg. 60 Res 2021-119 R&M Consultants Grant Writing Pg. 64 Res 2022-038 Creating Ad Hoc Committee Pg. 69 Res 2022-004 PACAB Requesting Committee Pg. 73 4 Sponsored by: Board Member Jaffa CITY OF SEWARD, ALASKA PORT AND COMMERCE ADVISORY BOARD RESOLUTION 2022-006 A RESOLUTION OF THE PORT AND COMMERCE ADVISORY BOARD OF THE CITY OF SEWARD, ALASKA, REQUESTING AUTHORIZATION FROM THE CITY COUNCIL TO DIRECT THE MANAGER TO ISSUE A PURCHASE ORDER TO YOUR CLEAN ENERGY TO CONSULT WITH THE HEAT LOOP AD HOC COMMITTEE AND PROVIDE SERVICES AS AUTHORIZED BY THE MANAGER AND AS REQUESTED BY THE AD HOC COMMITTEE IN ITS EFFORT TO IDENTIFY AVAILABLE FUNDING SOURCES TO CONTINUE THE GROUND SOURCE/SEWARD DISTRICT HEAT SYSTEM PROJECT TO COMPLETION WHEREAS, on November 26, 2018, the City of Seward received a $725,000 grant from the Alaska Energy Authority's Renewable Energy Fund to build the Ground Source/Seward District Heat System demonstration project via Resolution 2018-089; and WHEREAS, this project was designed to provide primary heat for the City Library/Museum and City Hall Annex, with options to include the City Hall and Fire Station; and WHEREAS, the project is fully shovel ready for construction; and WHEREAS, the benefits to the community are broad and include long-term economic and environmental benefits; and WHEREAS, the project has substantial merit, beyond a return on investment, by showing the feasibility and benefits of using geothermal heat generated from Resurrection Bay; and WHEREAS, the project has stalled due to dramatic increases in the cost estimates; and WHEREAS, on February 16, 2022, PACAB approved Resolution 2022-004 to request that City Council direct PACAB to create a committee to research funding opportunities for this proj ect; and WHEREAS, on March 29, 2022, City Council approved Resolution 2022-038, authorizing PACAB to create and lead an Ad Hoc Committee of interested community members to identify available funding sources to continue the ground source/Seward District Heat System project to completion; and WHEREAS, the Ad Hoc Committee was directed to bring their recommendations back to PACAB for consideration; and 11 PORT AND COMMERCE ADVISORY BOARD RESOLUTION 2022-006 WHEREAS, the Ad Hoc Committee will meet with city administration to learn about the grant writing resources available to the city through R&M Consultants which was approved by council Resolution 2021-119; and WHEREAS, should the Ad Hoc Committee discover a potential opportunity to apply for grant funding through R&M Consultants, or by other means, the Ad Hoc Committee wishes to have ready access to Your Clean Energy (YCE) for technical support, information, and services in support; and WHEREAS, the Ad Hoc Committee may continue to request input and engagement from YCE on a voluntary basis, but the Ad Hoc Committee is not authorized to commit or expend funds, per council Resolution 2022-038; and WHEREAS, the Ad Hoc Committee may request the paid services of YCE on a billable hourly basis, based on the contract proposal attached to this resolution, only by submitting their request to the city manager to include a specific request and time estimate; any expenditures incurred by YCE must be approved by, and will be paid in response to, a request from the city manager; and WHEREAS, on June 2, 2022, the Ad Hoc Committee voted unanimously to bring this recommendation forward to PACAB for consideration. NOW, THEREFORE, BE IT RESOLVED BY THE PORT AND COMMERCE ADVISORY BOARD OF THE CITY OF SEWARD, ALASKA that: Section 1. The Port & Commerce Advisory Board (PACAB) hereby accepts the recommendation of the Ad Hoc Committee. Section 2. PACAB will present this resolution and the contract proposal attached to City Council for consideration. Section 3. This resolution shall take effect immediately upon its adoption. PASSED AND APPROVED by the Port and Commerce Advisory Board of the City of Seward, Alaska, this 8th day of June, 2022. THE CITY OF SEWARD, ALASKA Brandii Holmdahl, Chair Your Clean Energy Celebrate the power of nature Page 1 of 2 May 11, 2022 Janette Bower, City Manager City Of Seward PO Box 167 Seward, AK 99664 RE: Proposal For Support Services — District Heat Loop Project Dear Janette: This proposal is for anticipated time effort by Andy Baker PE of YCE (You rCleanEnergy) to support additional grant opportunities and development of the City's District Heat Loop Project. This proposal is based on the following: BACKGROUND A team effort by the City and YCE to develop the current Heat Loop Project began with YCE completing a preliminary concept design and Economic Evaluation in 2015. YCE then provided technical assistance to develop a scope of work for construction of a 300 ft deep test well in the waterfront park near the Branson Pavilion. This test well was drilled and a 4" perforated PVC well screen was installed to depth in August of 2015. YCE assisted to identify the Castaway submersible probe that then City Building Inspector Stefan Nilsson used to make a series of measurements to profile the temperature and salinity of the water column down this test well. YCE updated the Economic Evaluation to include the test well measurements and the potential of the heat resource below grade in the waterfront park along the bike path. YCE presented the project to City Council and Admin in September 2015 and Council voted unanimously to pursue a $725,000 grant from the AEA Renewable Energy Fund. YCE provided assistance to complete the descriptive, economic, and technical elements of the AEA grant application; the application successfully competed along with 52 other renewable heat projects across the state of Alaska, and the grant award of $725,000 was made to the City with support in late 2018 from then Governor Bill Walker. The City in 2019 secured the services of YCE for Engineering Design of the project and to update the Economic Evaluation to reflect the final design. Both the final Engineering Design and Economic Evaluation were completed by YCE in August of 2020. SCOPE OF WORK - YCE ongoing time efforts may consist of the following: meetings with and/or presentations for PACAB, the PACAB Heat Loop Project Committee, City Admin and/or City Council; meetings with private, state or federal grant agencies regarding the project; providing historical and new information regarding the project and potential grant opportunities; general correspondence with City Admin, Council, Mayor, PACAB and/or PACAB Heat Loop Committee regarding the Project; and providing assistance to the City with technical and economic information needed for grant applications the City is making for the Project. 3604 S. Charlestown Street, Seattle WA 98144 907-274-2007 www.yourcleanenergy.us Your Clean Energy Celebrate the power of nature Page 2 of 2 ASSUMPTIONS — Andy Baker of YCE will be available via teleconference or zoom for meetings and presentations with PACAB, City Admin and City Council, but will not travel to Seward unless time and expenses for a trip are fully covered by the City. DELIVERABLES — Following any meetings with City Admin, City Council or PACAB, meeting minutes will be compiled and then distributed to attendees as a record of what was discussed. Following any presentations to City Admin, City Council or PACAB, a PDF and power point show of the slide presentation will be distributed by email by YCE to attendees. Review comments, suggestions, or contributions to grant applications will be sent in PDF form to City Admin and PACAB. These efforts allow progress to be documented with transparency thru the process of developing funding for the project. SCHEDULE —Support services are available to the City from YCE as needed thru December 31, 2022. An extension of YCE support services is available once projected budget herein is reached, or if a time extension into 2023 is requested by City Admin. COMPENSATION — The 2022 billing rate for Andy Baker, PE of YCE for grant and project support is $160/hour. An invoice for each completed effort of the work will be submitted when the tasks and deliverables for that effort is completed. An estimate of YCE support time that may be needed thru December 31, 2022 is as follows, actual time effort may be more or less than this estimate: Prepare for and attend meetings w/ Admin, Council, PACAB (24 hours) $ 3,840 Provide historical and new information regarding the project (24 hours) $ 3,840 General correspondence with Admin or PACAB on the project (24 hours) $ 3,840 Technical assistance with completion of grant applications (50 hours) $ 8,000 Total Compensation $ 19,520 If you have any questions regarding the above scope for support services, or our understanding of the services that may be needed, please feel free to contact me, Sincerely, Andy Baker, PE Owner, Project Manager YourCleanEnergy LLC 3604 S. Charlestown Street, Seattle WA 98144 907-274-2007 www.yourcleanenergy.us Your Clean Energy Celebrate the power a nature....m Andy Baker, PE Independent Clean Energy Consultant Resume Of Professional Experience Specialization: Concept development, modeling, engineering design, & financial evaluation of renewable energy heating systems for municipal and commercial buildings, with significant experience in air source / waste heat / ocean source / ground source CO2 heat pump systems, and solar thermal systems. Development of process schematics, sequence of operations, and design of custom operator screens to support complex heat pump systems with diverse cooling and heating loads. Energy audits of municipal and commercial buildings. Presentation of renewable energy concepts to clients to encourage interest, adoption, and investment. Preparation of technical and economic portions of private, state, and federal grant applications for heat pump projects. Project management of process, civil, mechanical, and electrical engineering design of heat pump systems for large facilities. Fducatinn- • Educational technical sessions on use of natural refrigerants for cooling and heating at annual ATMO America Conference on Natural Refrigerants, 2016 thru 2021. • Training On Operation/Maintenance/Control of Trane RTWD 90 Ton Heat Pumps Installed at Alaska SeaLife Center in Seward, Alaska —Trane Factory Engineers — April 2012 • REM/RATE Energy Rater Training — National Center for Appropriate Technology, Butte, MT — 2008 • Blower Door Certification, Air Tightness, AK WARM Energy Rater Training with Wisdom & Associates — Anchorage, AK - 2008 • Arctic Engineering Course, University of Alaska - 1999 • BS Environmental Engineering, Penn State University - 1986 Professsional Certification: • Registered Professional Civil Engineer —Alaska #9994 • Member of the Seattle based Clean Tech Alliance that drives job growth, products, and services to advance the cleantech economy in the Pacific Northwest of USA. Invited speaker to CTA Government Affairs Committee — topic of HFO's vs Natural Refrigerants For Decarbonization - December 6, 2021. • Member of American Solar Energy Society (ASES); invited speaker/presenter on ocean source heat pump systems at annual national conference SOLAR 2015 Penn State, SOLAR 2016 San Francisco, SOLAR 2017 Denver • Invited speaker on ocean source CO2 heat pump systems at annual ATMO America conference on natural refrigerants (Chicago 2016, San Diego 2017, Long Beach 2018, Atlanta 2019), and on college campuses (University of Alaska, Humboldt State University). Invited speaker to ATMO America conference June 6 — 8, 2022 in Wash DC — topic: Framing The Case For NatRef Heat Pumps Over HFO's 3604 S. Charlestown Street, Seattle WA 98144 www.yourcleanenergy.us Your Clean Energy Celebrate the power a nature....m Professional Experience: Owner / Project Manager, YourCleanEnergy LLC: Anchorage AK (2006 - 2019), Seattle WA (2020 - Present) Andy specializes in the financial evaluation and engineering design of renewable energy systems for municipal and commercial buildings, with significant experience with waste heat, air source, ocean, tidal and ground source CO2 heat pump systems; heat recovery systems; small district heating systems; solar thermal systems; solar PV and small hydro -electricity systems. He also has experience in the evaluation and design of seawater intake systems for ocean source heat pump systems at aquariums and science centers. He has demonstrated success in guiding clients to off- setting or eliminating fossil fuel heat (de -carbonizing) with CO2 heat pump systems that utilize high efficiency cutting edge technology and natural refrigerants. He has directly assisted client in preparing the technical and financial elements of private state, and federal grant applications which have competed successful for substantial awards to design and construct demonstration heat pump projects. Specific recent projects of note include: Engineering design of ocean source CO2 heat pump system for the 14,000 sq ft Sitka Sound Science Center, Sitka, Alaska. Final design was completed October 2021; the project was designed in association with EDC, Inc. of Anchorage, AK, and funded by The Denali Commission also based in Anchorage. Design includes sea water supply loop, glycol source loop, one 20-ton Mayekawa Unimo water -to -water heat pump, buffer tank, low temperature heat load loops, selection of heating appliances, and design of web -based system controls. CO2 heat pump will operate in parallel to existing oil boiler and will provide approximately 85% of annual space and domestic hot water heat load demand. The Center is now seeking funding for construction which is anticipated in fall of 2022. Concept design, including technical and financial evaluation, of new 700 KW air source CO2 heat pump (ASHP) system for University of British Columbia Okanagan Campus (UBCO). The ASHP consists of 12 Mayekawa Unimo air source heat pump units arranged in parallel configuration which shall offset existing gas boiler for heating the campus LDES, or ambient temperature district energy loop. Concept design and financial evaluation completed in April 2021(in association with clJoule District Energy Development LLC of Seattle, WA). Concept design, economic evaluation, and preparation of $725K grant application for ocean source CO2 heat pump district heating system for four city buildings in Seward, Alaska. Grant funding recommended by Alaska Governor Bill Walker in January 2018 and approved by Alaska State Legislature in June 2018. YourClean Energy, in association with EDC, Inc. of Anchorage, led engineering design during 2019 and 2020. Vertical ground loops in tidal zone will supply heat to 960 MBH trans -critical CO2 heat pump system that will maintain medium temperature hydronic district heat loops to City Hall, Fire Hall, City Annex and City Library. Final design now in review by the state grant agency, with construction anticipated for September 2023, pending approval of additional funding for construction by the Seward City Council. • Engineering design of 240 MBH heat recovery loops to enhance performance of both existing large heat pump systems for Alaska Sea Life Center, Seward, including fan coils in mechanical room, electrical room, IT room, Tissue storage room, exhaust fan duct coils, web -based Trane TRACER software operator screens. Design was completed September 2018 in association with EDC, Inc. of Anchorage, AK. • Engineering design and construction phase services for 960 MBH medium temperature ocean source CO2 heat pump system for Alaska Sea Life Center in Seward Alaska, including: sea water supply loop, evaporator 3604 S. Charlestown Street, Seattle WA 98144 907-350-2084 www.yourcleanenergy.us it$] Your Clean Energy Celebrate the power a nature..,wm and condenser loops, four x 20 ton Mayekawa Unimo water -to -water trans -critical CO2 heat pumps, heat recovery loops, domestic hot water heat exchanger, air handler heating loop, main building heat loop, outdoor snow melt heating loop. Development of process schematics, sequence of operations, and custom web -based Trane TRACER software operator screens. Design completed October 2014; construction of CO2 heat pump system was completed in December 2015; project placed in operation January 2016 and has operated as designed to present. Project was designed in association with EDC, Inc. of Anchorage and funded with Emerging Energy Technology Grant provided by the Alaska Energy Authority. Monitoring of project performance via web -based operator screens continues to present. • Engineering design of 12" diameter HDPE seawater intake for Sitka Sound Science Center, including stainless steel screened intake box at 60 ft depth, 1200 ft of submerged intake pipe with concrete block anchors, shoreside hydraulic powered pigging station. Project constructed and placed in operation in 2016. Engineering design of 168 MBH ground source heat pump system for Seldovia House mixed income apartments, Seldovia, Alaska; including ten 300 ft deep vertical ground loops in solid basalt bedrock, two 7- ton Water Furnace R-134a heat pumps, source and load side circ pumps, buffer tank, and system controls. Design was in association with EDC, Inc. of Anchorage, and was completed September 2015. Project was constructed November 2015. Project owned and funded by Cook Inlet Housing Authority of Anchorage, Alaska. • Engineering design (in association with EDC, Inc.) of 2,000 MBH sea water heat pump system for Alaska SeaLife Center, Seward, including sea water supply loop, evaporator and condenser loop, 90-ton Trane RTWD heat pumps, air handler delivery loop, domestic hot water heat exchanger, development of process schematic, sequence of operations, web -based Trane TRACER software operator screens. Design completed November 2010. Project funded by the Alaska Energy Authority & Alaska Center for Energy & Power. • Construction inspection/commissioning of 2,000 MBH sea water heat pump system for Alaska SeaLife Center, Seward, - March 2011 thru Dec 2012 • Financial evaluation of high efficiency rotary screw 90 ton sea water chiller system w/ heat recovery for Kodiak Fisheries Research Center (KFRC) — Near Island, Kodiak Island Borough - 2009/2010 • Energy audit, modeling and concept sea water heat pump design for Sitka Sound Science Center, Sitka, AK, completed Oct 2012, in coordination with Pre -Design Document prepared for SSSC/Foraker by Northwind Architects. • Financial evaluation of 2,000 MBH sea water heat pump system for space heating - Alaska Sea Life Center, Seward — completed 2009; preparation of technical and economic portions of both state and federal grant applications that received awards for 80% of design and construction costs, project was designed by YourCleanEnergy in 2010, constructed in 2011. See more details above. • Modeling, financial evaluation, and engineering design of large rooftop solar thermal system (total of 56 flat plate Heliodyne cold climate collectors of 4'x10' size, three 1000-gallon storage tanks, Heliodyne heat transfer appliance and controls) for 72 unit senior housing Coronado Building in Eagle River, Alaska, for Cook Inlet Housing Authority — design completed 2012 in association with KPB Architects of Anchorage, Alaska. Project built in 2013 and continues to operate to present day. 3604 S. Charlestown Street, Seattle WA 98144 907-350-2084 www.yourcleanenergy.us is Your Clean Energy Celebrate the power a nature....m Concept design and financial evaluation of 1.2 MW Lowell Creek small hydro -electric project for City of Seward, Alaska. This hydro plant will be located within City limits and receive flow from two separate and adjacent drainages. Assisted City to secure application for water rights and coordinated concept planning with Alaska Department of Fish & Game, Alaska Department of Natural Resources, Army Corps of Engineers, and Federal Energy Resource Commission. Prepared scope of work for three years of flow measurements and assisted City to secure contract with USGS; flow measurements of the upper drainage of Lowell Creek were initiated by USGS in March 2020, and continue to present. • Engineering and financial evaluation of grid tied 12 KW rooftop solar PV system for new eight story Cook Inlet Regional Inc office building, featuring forty-two 285 watt Solarworld PV modules rack mounted at 45 degree tilt with Enphase micro -inverters. Project constructed and placed on- line in 2016. • Financial evaluation of renewable energy options (wood boiler, solar thermal, hydroelectric, wind, generator waste heat) for Tsiana Lodge, Valdez, Alaska - 2009 • Modeling, design and financial evaluation of solar thermal system for Seth Downs tri-plex rental property in Anchorage — designed in June, installed in September 2008 • Modeling, design and financial evaluation of solar thermal system for 35% design of new City Hall, Homer, Alaska, in association with ECI Hyer Architects — March 2007. • Proposal and financial evaluation for Lowell Creek small hydroelectric power system, Port and Commerce Advisory Board, City of Seward, Alaska — November 2006 • Energy audit of municipal, commercial, and church buildings in Alaska, 2007-2012, see client list below: o Lynden Air Freight Facility (34,400 ftz) —Anchorage - 2012 o Fairbanks Rescue Mission (41,000 ftz) — downtown Fairbanks - 2011 o Bristol Bay Native Assoc Admin Bldg (20,000 ftz) — Dillingham - 2011 o Coastal Villages Region Bldg — 711 H Street (46,328 ftz) — downtown Anchorage - 2011 o Alaska Airlines Passenger & Cargo Terminal (9,000 ftz) — Kotzebue - 2011 o Alaska Airlines Passenger & Cargo Terminal (24,540 ftz) — Bethel — 2011 o The Central Building (retail & office space, 25,700 ftz) — downtown Anchorage — 2011 o Talialuk Office Building (14,500 ftz) — Kawerak Native Corp - downtown Nome - 2011 o Sitka Lutheran Church (10,000 ft2) — Sitka — 2011 o Petersburg Municipal Buildings (Gym, Motor Pool, Harbor Office, Firehall) — 2011 o Alaska Hydraulics — Warehouse & Shop (4,000 ftz) — Kodiak - 2011 o Chickaloon Native Village (14 municipal bldgs) — Sutton — 2010 o Gakona Native Village Multi -Purpose Center (4,250 ftz) — Gakona —2010 o Spenard Rec Center (15,000 ftz) — MOA — Anchorage - 2010 o University Community Presbyterian Church (30,000 ftz) — Fairbanks — 2010 o Christ Lutheran Church (5,000 ftz) — Fairbanks - 2010 o Alaska Aviation Museum (4 hangars)—17,750 ftz - Anchorage — 2009 o Alaska Railroad Depot Historic Window Evaluation —Anchorage - 2009 o St. Marys Episcopal Church/School — 22,500 ftz — Anchorage — 2009 o St. Elizabeth Ann Seton Church/School — 56,600 ftz — Anchorage - 2009 3604 S. Charlestown Street, Seattle WA 98144 907-350-2084 www.yourcleanenergy.us im Your Clean Energy Celebrate the power a nature....m o Bayview Commercial Bldg—107,000 ftz — Anchorage — 2009 o Bosco's Warehouse—10,000 ftz — Anchorage — 2008 o St. David's Episcopal Church - 6,000 ftz — Wasilla — 2008 o St. Ann's Parish Hall — 6,400 ftz —Juneau —2008 o St. John's Methodist Church-11,000 ftz — Anchorage — 2008 o First Presbyterian Church-12,000 ftz — Anchorage — 2008 o Arctic Wire & Rope Warehouse — 20,00oft2 — Anchorage — 2007 o Unitarian Universalist Church — 5,000 ftz —Anchorage - 2007 Professional Exoerience Prior To YourCleanEnerev LLC Project Engineer, HDR Alaska, Anchorage (1998-2001) • Design of Delta Creek Water Treatment Plant Building Improvements — Phase II, City of King Cove, Alaska • Design of Phase VI of AWWU 30" Water Main Loop, Municipality of Anchorage Project Engineer, Black & Veatch, Boston, Massachusetts (1996-1997) • Design of 36" Hyde Park Water Main for Massachusetts Water Resource Authority (MWRA) Project Engineer, Black & Veatch International (BVI), Lusaka, Zambia (1991-1996) • Design of Water System Improvements for the $40 million Lusaka Water Supply Rehabilitation Project funded by the African Development Bank - including pump station buildings, chlorination buildings, reservoirs, water mains. Project Engineer, Black & Veatch, San Diego, California (1989-1990) • Design of throttling valve building and chambers — Point Loma Wastewater Treatment Facility, City of San Diego Engineer -In -Training, Municipal Water Projects, Buchart Horn, State College, PA (1986-1989) • Design of Wastewater Treatment Plant Improvements, Phase III, University Park WWTP, Penn State University Main Campus (1986-1988) 3604 S. Charlestown Street, Seattle WA 98144 907-350-2084 www.yourcleanenergy.us 13 Heat Pump System for City of Seward Progress Report Form Grantee: City of Seward Project Name: Heat Pump System for City of Seward Grant#7091242 Report No. 14 Period Report: 10/1/2021 to 12/31/2021 Project Activities Completed - The grant was extended for another 90-day. The City of Seward is still looking to get additional funding and evaluate funds' use. - No reimbursement for this period. Existing or Potential Problems: The initial application was based on 2014-2015 cost numbers and we are seeing those costs continue to rise. Activities Targeted for Next Reporting Period: We are waiting to get the results of another grant application. The City of Seward will decide whether to pursue the project or not. Prepared by: C*kMP� Jan Bower, City Manager cc: Naneth Ambrosiani, Grant Accountant Date: ql� l 14 C E Q Lk N N Oaf 0 a E z C N O N V. G! E 07 U w a C IN N O N a-� O O O 0 IL OO000 O O OOOOO (D o CO D (0 4 0NC co c M O ai im- ci V)L LO0CjN OHO N c V. 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O V V N w w O O O O O O O O O M M . w w w O O O O 0 0 o I� O M ----------------------- O O O O 0 0 vi vt N ti O O O O 0 0 o vi O ti 0 OJ O O O O 0 0 o 0 OJ 0 O OJ O O O O 0 0 0 N N O O O O 0 0 0 0 OJ N N O O O O C C 0 O 0 N O O O O O C C- 0 0 O O V N o 0 o 0 C 0 0 O O M M 0 0 0 0 C C 0 O 0 V V N 0 0 0 0 0 0 C 0 C x x x x x x x x x x x x x x x x x x x x x x x xx 0 3 0 3 3 0 3 0 0 3 3 3 0 0 3 0 3 3 0 1 T O N y - .o g .� w o 2 E o f0 'O __ ai a= i L 3 - uS o o E iai m= o T .- o N E N �w O .�V. w o g inw m �� w aa� oo � w o N— O T V O N _ o' o o'p O O o u '• — t� p� a K o '� a .- c[ - 2 O O� O� E E - O O a� 'O N Um1 N Um1 Y N N C c25 c25 O V V 2 m 3 V C7 — � O d — > > m V O_ V E m 3 3 o a a - - E E in¢uaa- o o�tc:'; a¢���c�wc°'i c°'i u o o o m m as as as as as ad ad O O a a a a a� a a� H ii ii a a V V a a a a a a a CITY OF SEWARD, ALASKA Sponsored by: Hunt RESOLUTION 2015-078 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SEWARD, ALASKA, AUTHORIZING THE CITY MANAGER TO SUBMIT A GRANT APPLICATION TO ALASKA ENERGY AUTHORITY FOR THE CITY'S HEAT LOOP SYSTEM PROJECT, AND SHOULD THE APPLICATION BE APPROVED BY COUNCIL AND THE CITY BE SUCCESSFUL IN ITS APPLICATION TO ALASKA ENERGY AUTHORITY, THE CITY SHALL APPROPRIATE $85,000 FOR REQUIRED MATCHING FUNDS WHEREAS, the City has an interest in reducing energy costs through energy efficiency and in using energy from clean and renewable sources; and WHEREAS, the City has, contracted with Your Clean Energy, LLC (YCE) to perform an economic evaluation of a ground source heat pump, and to provide a report and presentation to Council; and WHEREAS, among the factors affecting the economic feasibility of the project is the temperature of the sea water permeating the ground source, and very little data exists for the depths considered; and WHEREAS, other work in town brought drillers to the area; the City was able to cost- effectively have a test well drilled at the proposed project site to provide real time data specific to the project; and WHEREAS, the Contract Officer extended the YCE contract deliverable time so that YCE could incorporate this new data into the report and presentation; and WHEREAS, the Alaska Energy Authority has funds available for projects of this type in their Round 9 Clean Energy grant program, and the submittal deadline is September 15, 2015; and WHEREAS, the estimated cost of the project is $850,000, and grant funds will be of essential assistance if the project is to be undertaken in the near future; and WHEREAS, YCE has prepared successful grant applications in previous rounds of this program, and recommends a minimum of 10% cash match be committed, in this case $85,000, for the application to be competitive; and WHEREAS, the City has an opportunity through this project to save money for taxpayers through the efficient use of energy from a sustainable source, and to demonstrate the efficacy of same for other public and private applications in the community. ion CITY OF SEWARD, ALASKA RESOLUTION 2015-078 NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SEWARD, ALASKA that: Section 1. The City Manager is hereby authorized to submit the Alaska Energy Authority Round 9 Clean Energy grant application for a Starter District Heating System. Section 2. Funding in the amount of $85,000 is committed as match to the project if the application is successful, and would come from the General Fund. Section 3. This resolution shall take effect immediately upon its adoption. PASSED AND APPROVED by the City Council of the City of Seward, Alaska, this 3 1 " day of August, 2015. THE CITY OF SEWARD, ALASKA Q'�a� 4ue��-— can Bardarson, Mayor AYES: Butts, Squires, Terry, Darling, Casagranda, Keil, Bardarson NOES: None ABSENT: None ABSTAIN: None ATTEST: JJJ nnaI ey, MC Clerk C gaRas, fi. &�a S�* O v A' F ® j a •y:;.> �'E> 1ti`11.20 ���a 1 1 1 Council Agenda Statement Meeting Date: August 31, 2015 From: Jim Hunt, City Manager Agenda Item: To authorize the City Manager to apply for an Alaska Energy Authority Clean Energy grant, and committing City funds to complete the heat pump loop project if the grant is awarded BACKGROUND & JUSTIFICATION: With the passage of Resolution 2014-103 the City awarded a contract to Your Clean Energy LLC (YCE) to develop an economic evaluation of a Starter District Heating System. The work is complete and the presentation by the contractor is at .this meeting. In the economic evaluation, certain assumptions about the source temperature were made based on a single test well done by the US Army Corps of Engineers in the 1960's for an entirely different purpose. The contract officer saw an opportunity to take advantage of a well driller in the area at the time and in consultation with YCE contracted to have another test well drilled to the specifications specific to this purpose, and extended the time for delivery of the YCE report in order to include this new information. The results are promising, validating the earlier assumptions and reinforcing the economics of the project as to a return on investment schedule. The Alaska Energy Authority has $11,000,000 in competitive grant programs available to fund projects that result in increased or improved energy savings to the community through the use of clean/renewable energy. The grant application will be rated to an extent on the matching funding provided by the applicant, which must be stated in the application. Work done to date, including the test well, energy efficiency and insulation projects at City Hall, the Annex and Fire Hall count as non -cash match, but cash match is common to the successful applications in previous rounds. Project cost is estimated at $800,000, and YCE, having prepared successful applications, suggests a 10% cash match, therefore the City would be responsible for $80,000 if the grant is awarded. INTENT: Council authorize the City Manager to prepare and submit the grant application for the Starter District Heat System, and commit a cash match of $80,000 if the application is successful. CONSISTENCY CHECKLIST: Yes No N/A 1 Comprehensive Plan (page 35): Continue to support, promote, enhance and X develop facilities to accommodate Seward's growth. 2 Strategic Plan (page 7): Continue to support efforts that would provide Seward X with alternative energy sources, including hydropower 3. 1 Other (list): FISCAL NOTE: The funding for the cash match would come from the General Fund in the amount of $80,000. Approved by Finance Department: ATTORNEY REVIEW: Yes No X RECOMMENDATION: Council authorize the Manager to submit the grant application and commit the cash match. `AI Sponsored by: Bridges CITY OF SEWARD, ALASKA RESOLUTION 2018-089 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SEWARD, ALASKA, AUTHORIZING THE CITY MANAGER TO ACCEPT ALASKA ENERGY AUTHORITY GRANT #7091242 IN THE AMOUNT OF $725,000 FOR THE DESIGN AND CONSTRUCTION OF A GROUND SOURCE HEAT PUMP WHICH WILL DRAW HEAT FROM THE RESURRECTION BAY TO HEAT A HEATING DISTRICT CONTAINING FOUR CITY BUILDINGS, WITH POTENTIAL FOR FUTURE EXPANSION AND AUTHORIZING A CITY MATCH OF $157,497 FOR A TOTAL PROJECT COST OF $882,497 AND APPROPRIATING FUNDS WHEREAS, the City of Seward funded a testing well to determine if the Resurrection Bay would be a viable natural sustainable resource utilizing geothermal technology; and WHEREAS, the results from the testing well showed that a geothermal heat loop system project would be successful; and WHEREAS, Resolution 2018-006 adopted the Port and Commerce Advisory Board priorities which lays out the need to explore energy alternatives which includes geothermal technology; and WHEREAS, the Alaska SeaLife Center has experienced tremendous success in saving money utilizing geothermal heating systems; and WHEREAS, the City has successfully lobbied for a state pass -through grant in the amount of $725,000 for a district heat project; and WHEREAS, the heat loop system will supplement the existing boiler heating system in four municipal buildings up to 80%, representing an estimated annual fuel cost savings of $25,000; and WHEREAS, the grant requires a community match of $157,497 which includes in -kind contributions, cash contributions and already spent funds on the original testing well. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SEWARD, ALASKA that: Section 1. The City Manager is hereby authorized to accept grant #7091242 from the Alaska Energy Authority in the amount of $725,000 for the purpose of design and construction of a ground source heat pump and district heat system for four municipal buildings. The project period for this grant is September 1, 2018 to December 31, 2019. CITY OF SEWARD, ALASKA RESOLUTION 2018-089 Section 2. Funding in the amount not to exceed $157,497 is appropriated from the Capital Acquisition fund as the City's match for the grant. Funds totaling $882,497 are appropriated as follows: $157,497 from account no. 8001-0-3710-80040 and $725,000 from the State grant funds account no. 80041-0-4252 for a total amount of $882,497 to heat loop project accounts 80040-0- 7009 ($157,497) and 80041-0-7009 ($725,000). Section 3. This resolution shall take effect immediately upon approval. PASSED AND APPROVED by the City Council of the City of Seward, Alaska, this 261n day of November, 2018. THE CITY OF SEWARD, ALASKA David Squires, Mayor AYES: Squires, McClure, Towsley, Horn, Seese, Osenga, Lane NOES: ABSENT: ABSTAIN: ATTEST: Brenda J. Ballou, MMC City Clerk A c+ ::, 9 C f y (City Seal) •!,pgs I see,," OF SEC* ® I SEAL P .o �'�'.• OF r a'.zsm-•' 23 Agenda Statement Meeting Date: November 26, 2018 To: City Council From: Jeff Bridges, Interim City Manager Agenda Item: Authorizing the City Manager to accept Alaska Energy Authority grant 97091242 in the amount of $725,000 for the design and construction of a ground source heat pump which will draw heat from the Resurrection Bay to heat a heating district containing four City buildings, with potential for future expansion and authorizing a City match of $157,497 for a total project cost of $882,497 and appropriating funds. BACKGROUND & JUSTIFICATION: In 2015, the City spent $24,999 to drill a test well on the waterfront to determine if the City could take advantage of geothermal technology by utilizing heat from the Resurrection Bay. The test results were favorable and State of Alaska has awarded a grant in the amount of $725,000 for a district heat project. This grant, along with a $157,497 City match will be used for the design and construction of a heating district that will supplement the boiler heating systems in the Library/Museum, City Hall Annex, City Hall and Fire Hall. Estimated fuel savings cost for this project is $25,000 per year. The Alaska Sea -Life Center has experienced tremendous success with their heat loop system and the City wishes to utilize newer, advanced technologies that will significantly reduce the cost of heating our City facilities. The City match includes cash, in -kind and previously spent funds. The City will make every effort to aid in the completion of this project with utilizing the maximum amount of in -kind contributions as possible. This will help reduce the overall impact to the Capital Acquisition fund. INTENT: Authorizing the City Manager to accept the terms and conditions of the grant agreement and secure grant funding in the amount of $725,000 from the Alaska Energy Authority. Accepting the responsibility to operate and maintain the heat district loop system and appropriate funds for the City's match. CONSISTENCY CHECKLIST: 1. Comprehensive Plan 3.1.1.7: Continue to explore economic renewable energy projects 2. Comprehensive Plan 3.7.1.7: Encourage the development of cost efficient options for renewable energy production in Seward. FISCAL NOTE: Approved by Finance Department: ATTORNEY REVIEW: Yes No X 24 RECOMMENDATION: City Council Approve Resolution 2018-089 authorizing the City Manager to accept the terms and conditions of the grant agreement, accept responsibility to operate and maintain the proposed district heat system, enter into a grant agreement with the Alaska Energy Authority and accept the total award amount of $725,000 as well as authorizing $157,497 in match funding and appropriate funds. W Alaska Energy Authority .ass KA Grant Agreement 4A ENERGY UTH(DRIT`,' Grant Agreement Number CFDA Number Amount of Funds: AEA use only 7091242 1 N/A $ 725,000 Managed Pass-thru Project Code(s) 7RE91242 Proposal Number: Period of Performance: 407109 From: September 01, 2018 To: December 31, 2019 Project Title: Heat Pump System for City of Seward Grantee Grantor Name Alaska Energy Authority City of Seward Street/PO Box Street/PO Box PO Box 167 813 W. Northern Lights Blvd City/State/Zip City/State/Zip Seward, AK 99664 Anchorage, AK 99503 Contact Person Contact Person Brennan Hickok Dan Smith, Project Manager Phone: Fax: E-mail: Phone: Fax: E-mail: 907-224-4020 907-224-4038 bhickok@cityofseward.net 907-771-3983 907-771-3044 dsmith@akenergyauthority.org AGREEMENT The Alaska Energy Authority (hereinafter `Authority') and City of Seward (hereinafter `Grantee'), agree as set forth herein. Section I. The Authority shall grant funds to pia for expenses incurred by the Grantee under the terms and conditions of this Agreement, in an amount not to exceed $ 725,000, unless the grant amount is amended as provided herein. Section II. The Grantee shall apply the grant funds to the Project and perform all of the work and other obligations required by this Agreement. Section III. Performance under this agreement begins September 01, 2018 and shall be completed no later than December 31, 2019. Section IV. The agreement consists of this page and the following: Appendices Attachments/Forms Appendix A: General Provisions Attachment 1: Financial Report/Request for Appendix B: Standard Provisions Reimbursement Form Appendix C: Grantee Proposal/Scope of Attachment 2: Progress Report Form Work Attachment 3: Notice of Project Closeout Appendix D: Project Management & Attachment 4: Notice of Substantial Completion Reporting Requirements Attachment 5: Grantee Certification Appendix E: Project Budget & Attachment 6: Advance Request Form Reimbursement Provisions Attachment 7: Grant Documents Authorized Signers Form AMENDMENTS: Any amendments to this Agreement must be signed by authorized representatives of Grantee and the Authority and should be listed here. Grantee Authority Executive Director or Project Manager Designee Signature Date Signature Date Signature Date Brennan Hickok, Dan Smith, Janet Reiser, Assistant City Manager Project Manager Executive Director P11 Heat Pump System for City of Seward Grant Agreement #7091242 Table of Contents Grant No. 7091242 AGREEMENT...................................................................................................................................................... I APPENDIX A GENERAL PROVISIONS.............................................................................................................4 1. DEFINITIONS.................................................................................................................................................4 2. INDEMNIFICATION........................................................................................................................................4 3. INFORMATION TECHNOLOGY RISKS AND WARRANTIES...............................................................................4 4. WORKERS' COMPENSATION INSURANCE......................................................................................................5 5. INSURANCE...................................................................................................................................................5 6. EQUAL EMPLOYMENT OPPORTUNITY (EEO)................................................................................................5 7. PUBLIC PURPOSES........................................................................................................................................5 8. OFFICIALS NOT TO BENEFIT.........................................................................................................................6 9. GOVERNING LAW.........................................................................................................................................6 10. COMPLIANCE WITH APPLICABLE LAW AND FUNDING SOURCE REQUIREMENTS...........................................6 11. SEVERABILITY..............................................................................................................................................6 12. NON-WAIVER................................................................................................................................................6 13. INTEGRATION...............................................................................................................................................6 14. GRANTEE NOT AGENT OF AUTHORITY.........................................................................................................6 15. DISPUTES......................................................................................................................................................6 16. TERMINATION...............................................................................................................................................6 17. TERMINATION DUE TO LACK OF FUNDING...................................................................................................7 18. NO ASSIGNMENT OR DELEGATION...............................................................................................................8 19. NO THIRD PARTY BENEFICIARIES.................................................................................................................8 20. NO ADDITIONAL WORK OR MATERIAL........................................................................................................8 21. CHANGES......................................................................................................................................................8 22. RIGHT TO WITHHOLD FUNDS........................................................................................................................8 23. REMISSION OF UNEXPENDED FUNDS............................................................................................................8 24. TAX COMPLIANCE RESPONSIBILITIES OF GRANTEE......................................................................................8 25. LOBBYING ACTIVITIES.................................................................................................................................8 26. FINANCIAL MANAGEMENT AND ACCOUNTING.............................................................................................9 27. PROCUREMENT STANDARDS.........................................................................................................................9 28. REPORTING REQUIREMENTS.........................................................................................................................9 29. OWNERSHIP OF DOCUMENTS AND PRODUCTS...............................................................................................9 30. INSPECTIONS AND RETENTION OF RECORDS.................................................................................................9 31. AUDITS.........................................................................................................................................................9 32. LEGAL AUTHORITY....................................................................................................................................10 33. GRANT CLOSEOUT......................................................................................................................................10 APPENDIX B STANDARD PROVISIONS.........................................................................................................11 1. GRANT FUNDING SOURCES......................................................................................................................... I I 2. GOVERNING LAWS.....................................................................................................................................11 3. DOCUMENTATION AND RECORD KEEPING..................................................................................................11 4. ELIGIBLE COSTS.........................................................................................................................................11 5. INSURANCE REQUIREMENTS.......................................................................................................................11 6. PROCUREMENT AND SUSPENSION AND DEBARMENT..................................................................................12 7. DECLARATION OF PUBLIC BENEFIT............................................................................................................13 8. GRANTEE PROJECT MANAGER....................................................................................................................13 9. APPROVAL TO PROCEED WITH NEXT PHASE...............................................................................................13 10. CONTRACTS FOR ENGINEERING SERVICES..................................................................................................13 11. SITE CONTROL ............................................................................................................................................13 12. PERMITS.....................................................................................................................................................14 Page 2 of 34 27 Heat Pump System for City of Seward Grant Agreement #7091242 13. EXCLUSION OF EXISTING ENVIRONMENTAL HAZARDS...............................................................................14 14. ENVIRONMENTAL STANDARDS...................................................................................................................14 15. CURRENT PREVAILING RATES OF WAGE AND EMPLOYMENT PREFERENCE................................................14 16. CONSTRUCTION PLANS AND SPECIFICATIONS REVIEW...............................................................................15 17. CONSTRUCTION INSURANCE AND BONDING...............................................................................................15 18. OWNERSHIP OF FACILITIES.........................................................................................................................15 19. OPERATION AND MAINTENANCE OF FACILITIES.........................................................................................15 20. PERFORMANCE/OPERATION AND MAINTENANCE (O&M) REPORTING.......................................................16 21. TARIFFS & RATES FOR USE OF GRANT -FUNDED ASSETS............................................................................16 22. GRANT -FUNDED ASSETS NOT INCLUDED WITH PCE..................................................................................16 23. SUBSTANTIAL COMPLETION OF PROJECT....................................................................................................16 24. FORCE ACCOUNT PAYROLL AND PROJECT COORDINATION........................................................................17 APPENDIX C GRANTEE PROPOSAL/SCOPE OF WORK............................................................................17 APPENDIX D PROJECT MANAGEMENT & REPORTING REQUIREMENTS........................................20 1. PROJECT MANAGEMENT.............................................................................................................................20 2. CONTACT PERSONS....................................................................................................................................20 3. MONTHLY PROGRESS AND FINANCIAL REPORTS........................................................................................20 APPENDIX E PROJECT BUDGET & REIMBURSEMENT PROVISIONS...................................................21 1. ALLOWABLE COSTS....................................................................................................................................21 a. Direct Labor & Benefits...........................................................................................................................21 b. Travel, Meals, or Per Diem...................................................................................................................... 21 C. Equipment.................................................................................................................................................21 d. Supplies....................................................................................................................................................21 e. Contractual services.................................................................................................................................21 f. Construction Services............................................................................................................................... 22 g. Other Direct Costs....................................................................................................................................22 2. SPECIFIC EXPENDITURES NOT ALLOWED....................................................................................................22 3. MATCH.......................................................................................................................................................22 4. COST SHARE MATCH REQUIREMENTS........................................................................................................23 5. VALUING IN -KIND SUPPORT AS MATCH.....................................................................................................23 6. GRANT DISBURSEMENTS............................................................................................................................24 7. WITHHOLDING OF GRANT FUNDS...............................................................................................................24 8. ADVANCE DISBURSEMENTS........................................................................................................................24 9. UNEXPENDED GRANT FUNDS AND INTEREST EARNED...............................................................................25 10. BUDGET ADJUSTMENTS AND CHANGES......................................................................................................25 ATTACHMENT 1 FINANCIAL REPORT/REQUEST FOR REIMBURSEMENT FORM ..........................26 ATTACHMENT 2 PROGRESS REPORT FORM.............................................................................................27 ATTACHMENT 3 NOTICE OF PROJECT AND GRANT CLOSEOUT........................................................28 ATTACHMENT 4 NOTICE OF SUBSTANTIAL COMPLETION.................................................................29 ATTACHMENT 5 GRANTEE CERTIFICATION............................................................................................30 ATTACHMENT 6 ADVANCE REQUEST FORM............................................................................................33 ATTACHMENT 9 GRANT DOCUMENTS AUTHORIZED SIGNERS FORM............................................34 Page 3 of 34 28 Heat Pump System for City of Seward Grant Agreement #7091242 APPENDIX A GENERAL PROVISIONS 1. Definitions In this Grant Agreement, attachments and amendments: a) "Authority" means the Alaska Energy Authority, a public corporation of the State of Alaska. b) "Authority Project Manager" means the employee of the Authority responsible for assisting the Grantee with technical aspects of the Project and is one of the Grantor's contacts for the Grantee during all phases of the Project. c) "Authorized Representatives" means those individuals or entities authorized by an entity to act on its behalf, with delegated authority sufficient to accomplish the purposes for which action is needed. d) "Economic Life" means 20 years from the date of the final disbursement. e) "Executive Director' means the Executive Director of the Authority or the Executive Director's authorized representative. f) "Grantee Project Manager" means the person designated to fulfill the obligations arising under Appendix B1, item #2. g) "Matching Contributions" means the cash, loan proceeds, in -kind labor, equipment, land, other goods, materials, or services a Grantee provides to satisfy any match requirements of a grant or to complete the Project. h) "Project" means Heat Pump System for City of Seward as defined in Appendix C (Scope of Grant) for which funds have been made available. i) "State" means the State of Alaska. 2. Indemnification As a condition of this Grant, the Grantee shall indemnify, hold harmless, and defend the Authority and the State of Alaska from and against any claim of, or liability for, error, omission or negligent act of the Grantee arising out of, or in any way connected with, this Grant Agreement or the project for which the Grant is made. The Grantee shall not be required to indemnify the Authority or State of Alaska for a claim of, or liability for, the independent negligence of the Authority or State of Alaska agency. If there is a claim of, or liability for, the joint negligent error or omission of the Grantee and the independent negligence of the Authority or State of Alaska, the indemnification and hold harmless obligation shall be apportioned on a comparative fault basis. "Grantee" and "Authority" and "State of Alaska," as used within this section, include the employees, agents and other contractors who are directly responsible, respectively, to each. The term "independent negligence" is negligence other than in the Authority's or State of Alaska's selection, administration, monitoring, or controlling of the Grantee and in approving or accepting the Grantee's work. 3. Information Technology Risks and Warranties Neither the Authority nor the State of Alaska makes any warranty, express or implied or assumes any legal liability or responsibility for the Grantee's use of the software, equipment or other related services provided by this grant or included in the project for which the grant is Page 4 of 34 29 Heat Pump System for City of Seward Grant Agreement #7091242 made. The Grantee understands that although the Authority may procure software services or equipment on behalf of the grantee, the use of this software, equipment or other related services is at the Grantee's own risk. The Grantee bears the entire risk of using these services, such as any damages or liabilities resulting from a cyber-attack or computer virus on its own computers, communication systems and networks. The Grantee acknowledges that computer, communications systems and networks are not fault - free and occasional periods of downtime occur. The Authority and the State of Alaska do not guarantee these services will be uninterrupted, timely, secure or error -free. 4. Workers' Compensation Insurance The Grantee shall provide and maintain Workers' Compensation Insurance as required by AS 23.30 for all employees engaged in work under this Grant Agreement. The Grantee shall require any contractor to provide and maintain Workers' Compensation Insurance for its employees as required by AS 23.30. 5. Insurance The Grantee is responsible for obtaining and maintaining any necessary insurance and endorsements as defined in Appendix B Standard Provisions 6. Equal Employment Opportunity (EEO) The Grantee may not discriminate against any employee or applicant for employment because of race, religion, color, national origin, age, physical handicap, sex, marital status, changes in marital status, pregnancy, or parenthood. The Grantee shall post in a conspicuous place, available to employees and applicants for employment, a notice setting out the provisions of this paragraph. The Grantee shall state in all solicitations or advertisements for employees to work on Authority funded projects, that it is an Equal Opportunity Employer (EEO) and that all qualified applications will receive consideration for employment without regard to race, religion, color, national origin, age, physical handicap, sex, marital status, changes in marital status, pregnancy or parenthood. The Grantee shall include the provisions of this EEO article in every contract relating to this Grant Agreement and shall require the inclusion of these provisions in every agreement entered into by any of its contractors, so that those provisions will be binding upon each contractor and subcontractor. 7. Public Purposes The Grantee agrees that the Project to which this Grant Agreement relates shall be dedicated to public purposes and any project constructed or equipment or facilities acquired, shall be owned and operated for the benefit of the general public. The Grantee shall spend monies appropriated under this grant only for the purposes specified in the Grant Agreement. The benefits of the Project shall be made available without regard to race, religion, color, national origin, age, physical handicap, sex, marital status, changes in marital status, pregnancy or parenthood. Page 5 of 34 30 Heat Pump System for City of Seward Grant Agreement #7091242 8. Officials Not to Benefit No member of or delegate to Congress or the Legislature, or officials or employees of the Authority or Federal government may share any part of this agreement or any benefit to arise from it. 9. Governing Law This Grant Agreement is governed by the laws of the State of Alaska. Any civil action arising from this Agreement shall be brought in the Superior Court for the Third Judicial District of the State of Alaska at Anchorage. 10. Compliance with Applicable Law and Funding Source Requirements The Grantee shall comply with all applicable local, state and federal statutes, regulations, ordinances and codes, whether or not specifically mentioned herein. Refer to Appendix B Standard for more specific requirements. 11. Severability If any section, paragraph, clause or provision of this Agreement is held invalid or unenforceable, the remainder of this Agreement shall be unaffected and enforced to the fullest extent possible, and the invalid or unenforceable provision shall be deemed replaced with a valid and enforceable provision that is as similar as possible to such invalid or unenforceable provision. 12. Non -waiver The failure of either party at any time to enforce a provision of this Agreement shall in no way constitute a waiver of the provision, nor in any way affect the validity of this Agreement, or any part hereof, or the right of such party thereafter to enforce each and every provision hereof. 13. Integration This instrument and all appendices, amendments, attachments, Request for Applications dated July 8, 2015 and the Application dated September 15, 2015 hereto embody the entire Agreement of the parties concerning the grant funds granted hereunder. There are no promises, terms, conditions, or obligations regarding said funds other than those contained in the documents described above; and such documents shall supersede all previous communications, representations or agreements, either oral or written, between the parties hereto. To the extent there is any conflict between the provisions of Appendix A and B and the Grantee's application or proposal, the provisions of Appendix A and B prevail. 14. Grantee Not Agent of Authority The Grantee and any agents and employees of the Grantee act in an independent capacity and are not officers or employees or agents of the Authority in the performance of this Grant Agreement. 15. Disputes Any dispute arising under this Grant Agreement which is not disposed of by mutual agreement must be dealt with in accordance with 3 AAC 108.915. 16. Termination a) The Grantee shall have no rights to compensation or damages for termination except as provided in this Section. Page 6 of 34 31 Heat Pump System for City of Seward Grant Agreement #7091242 b) In addition to all other rights available under law, the Authority may terminate this Agreement or stop work on the Project for the convenience of the Authority or for cause upon ten (10) days written notice. c) "Cause" for termination shall exist when the Grantee has failed to perform under this Agreement, has been stagnant on progression of the project for 2 years, has provided incorrect or misleading information or has failed to provide information which would have influenced the Authority's actions. In order for termination to be for cause, the Grantee's failure to perform or the Grantee's provision of incorrect, misleading, or omitted information must be material. d) If this Agreement is terminated for cause, the Grantee shall be entitled to no compensation. The Grantee shall reimburse the Authority for all grant funds expended under this Agreement by the Grantee or on the Grantee's behalf including interest accrued from the date of disbursement. The Grantee shall also reimburse the Authority for any costs incurred to collect funds subject to reimbursement, and for any damages incurred by the Authority as a result of the Grantee's failure to perform or provision of incorrect or misleading information. The Authority may require the Grantee to return to the Authority some or all of the Project assets and the fair market value of the returned Project assets will be applied to reduce the amount of reimbursement the Grantee owes the Authority under this subsection d. e) If this Agreement is terminated at the sole request of the Authority for the sole reason of its convenience, the Grantee is not required to reimburse the Authority for funds expended prior to the date of termination. If the Grantee has incurred costs under this agreement, the Grantee shall only be reimbursed by the Authority for eligible costs the Grantee incurred prior to the date of termination of the Agreement. However, prior to making any claim or demand for such reimbursement, the Grantee shall use its best effort to reduce the amount of such reimbursement through any means legally available to it. The Authority's reimbursement to the Grantee shall be limited to the encumbered, unexpended amount of funds available under this Agreement. f) If the basis for the termination of the Agreement or stop work under Section 15(b) is capable of being cured, the Authority shall provide the Grantee thirty (30) days from the date the termination or stop work becomes effective for the Grantee to cure the basis for the termination or stop work. If the Grantee cannot reasonably cure the basis for the termination or stop work within this thirty (30) day period, but the Grantee promptly undertakes and diligently pursues such cure, the cure period shall be extended to sixty (60) days. The Authority may further extend the cure period if the Grantee demonstrates that it is prohibited from curing the basis for termination or stop work by any process, stay or injunction issued by any governmental authority or pursuant to any bankruptcy or insolvency proceedings. If the Grantee cures the basis for the stop work, the stop work will be lifted. Until the Agreement is reinstated or stop work lifted, the Authority may not disburse any amount under this Agreement to the Grantee except as otherwise specifically provided in this section. 17. Termination Due to Lack of Funding In the event funding from the Authority, federal or other sources is withdrawn, reduced, or limited in any way after the effective date of this agreement and prior to normal completion, the Page 7 of 34 32 Heat Pump System for City of Seward Grant Agreement #7091242 Authority may terminate the agreement, reduce funding, or re -negotiate subject to those new funding conditions. 18. No Assignment or Delegation The Grantee may not assign or delegate this Grant Agreement, or any part of it, or any right to any of the money to be paid under it, except with the written consent of the Executive Director or Designee. 19. No Third Party Beneficiaries Except as otherwise specified in this agreement, no person is a third party beneficiary of this Agreement and this Agreement creates no third party rights. Specifically, any person who is not a party to this Agreement shall be precluded from bringing any action asserting the liability of a party or asserting any right against a party to this Agreement, through the terms of this Agreement. No person, other than a party to this Agreement, may bring any action based upon this Agreement for personal injuries, property damages, or otherwise. 20. No Additional Work or Material No claims will be allowed for additional work, materials, or equipment, not specifically authorized in this Grant Agreement, which are performed or furnished by the Grantee. 21. Changes Any changes which have been agreed to by both parties will be attached and made a part of this Grant Agreement by use of a written Amendment. Any such Amendment must be dated and signed by Authorized Representatives of the Authority and the Grantee. 22. Right to Withhold Funds The Authority may withhold payments under this Grant Agreement for non-compliance with any of the provisions of this Grant Agreement. 23. Remission of Unexpended Funds The Grantee shall return all unexpended grant monies to the Authority within 90 days of the Project completion. 24. Tax Compliance Responsibilities of Grantee The Grantee is responsible for determining applicable federal, state, and local tax requirements, for complying with all applicable tax requirements, and for paying all applicable taxes. The Authority may issue an IRS Form 1099 for Grant payments made. The Grantee shall pay all federal, state and local taxes incurred by the Grantee and shall require the payment of all applicable taxes by any contractor or any other persons in the performance of this Grant Agreement. 25. Lobbying Activities In accepting these funds, the Grantee agrees and assures that none of the funds will be used for the purpose of lobbying activities before the United States Congress or Alaska Legislature. No portion of these funds may be used for lobbying or propaganda purposes as prohibited in AS 37.05.321, 18 U.S.C. 1913, 31 U.S.C. 1352, or other laws as applicable. Page 8 of 34 33 Heat Pump System for City of Seward Grant Agreement #7091242 26. Financial Management and Accounting The Grantee shall establish and maintain a financial management and accounting system that conforms to generally accepted accounting principles. In addition, the accounting system must keep separate all grant funds awarded under this grant agreement. 27. Procurement Standards Grantees will follow competitive purchasing procedures that: 1) provide reasonable competitive vendor selection for small dollar procurements; 2) provide for competitive bids or requests for proposals for contracts and procurements greater than $100,000; 3) provide a justification process for non-competitive procurements or contracts; 4) document the source selection methods used for all contracts, equipment, or material transactions greater than $10,000. Grantees who have questions about their procurement procedures or a specific procurement should contact the Authority's Grant Manager. 28. Reporting Requirements The Grantee shall submit progress reports to the Authority according to the schedule established in Appendix D of this Grant Agreement. 29. Ownership of Documents and Products Except as otherwise specifically agreed, all designs, drawings, specifications, notes, artwork, computer programs, reports and other work developed with grant funds in the performance of this agreement are public domain and may be used by the Authority and/or public without notice or compensation to the Grantee. The Grantee agrees not to assert any rights and not to establish any claim under the design patent or copyright laws. Except as otherwise specifically agreed, and without limiting any Intellectual Property requirements of a federal funding agency, the Authority shall have unlimited rights to use and to disseminate any data produced or delivered in the performance of the contract. For purposes of clarity, nothing in this section precludes Grantee from using any document or product with respect to the Project or other Grantee uses. 30. Inspections and Retention of Records The Grantee shall keep a file for financial, progress and other records relating to the performance of the grant agreement. The file must be retained for a period of four years from the fully executed close out of the grant agreement or until final resolution of any audit findings claim or litigation related to the grant. The Authority may inspect, in the manner and at reasonable times it considers appropriate, records and activities under this Grant Agreement. 31. Audits This Grant Agreement is subject to 2 AAC 45.010 single audit regulations for State Grants. The Grantee must comply with all provisions of 2 AAC 45.010 and any additional audit requirements outlined in Appendix D. Commercial (for -profit) entities shall obtain an audit by an independent auditing firm similar to a program audit prepared under 2 CFR 200. The auditee and auditor shall have basically the same responsibilities for the federal or state program as they would have for an audit of a major program in a single audit. The expenditure threshold is $750,000 in the commercial entity's fiscal year. Page 9 of 34 34 Heat Pump System for City of Seward Grant Agreement #7091242 32. Legal Authority The Grantee certifies that it possesses legal authority to accept grant funds from the State of Alaska and to execute the Project described in this Grant Agreement by signing the Grant Agreement document. The Grantee's relation to the Authority and the State of Alaska shall be at all times as an independent Grantee. 33. Grant Closeout Upon completion of all work and expenditure of all grant funds related to the Project the Authority will provide written notice to the Grantee that the Grant will be closed. The Grantee shall sign the Notice of Project Closeout within 30 days after it is delivered by the Authority. The Grant will be considered closed upon receipt of the signed Notice of Project Closeout. The Grant will be administratively closed if the Grantee fails to return the Notice of Project Closeout within 30 days after it is delivered by the Authority. If the Grantee has a valid reason for the Grant to remain open, they must contact the Authority in writing within 30 days. No additional reimbursements will be made to the Grantee after the grant is closed out. Page 10 of 34 35 Heat Pump System for City of Seward Grant Agreement #7091242 Appendix B Standard Provisions 1. Grant Funding Sources This Grant is subject to appropriation and availability of funds as listed below: State of Alaska $ 725,000 SLA 2018, Ch. 19, Sec. 1, Pg. 2-3, Ln. 3-15, 23-31 Community Match $ 157,497 City of Seward Total Funding 882,497 Grantee acknowledges that if additional grant funds are made available they are subject to the terms and conditions of this Agreement and any amendment. 2. Governing Laws The Grantee shall perform all aspects of this Project in compliance with all applicable state, federal and local laws. 3. Documentation and Record Keeping The Grantee shall maintain the following in their files: • Grant application; • Grant agreement and any amendments; • All written correspondence or copies of emails relating to the Grant; • Reports, including any consultant work products; • A separate accounting of grant income and expenditures; • Supporting documentation for the expenditures charged to the grant (including supporting documentation for all required matching contributions). The Authority and any authorized federal representative may inspect, in the manner and at any reasonable time either considers appropriate, the Grantee's facilities, records, and activities funded by this Grant Agreement. 4. Eligible Costs The Authority, as Grantor, shall have sole discretion to determine which project costs are eligible to be paid from Grant monies under this agreement. Only direct costs of the Project are eligible for payment or reimbursement from grant funds. Indirect costs are not allowed under this grant unless approved by the Authority in Appendix E. The eligible costs will be determined in accordance with 3 AAC 107.600 — 695 and the Request for Applications dated July 8, 2015; which is incorporated by reference into this grant agreement. 5. Insurance Requirements The following insurance requirements are in effect for this Project. Grant funds may be used to procure Project related insurance and the Authority will work with the Grantee to ensure that Page 11 of 34 36 Heat Pump System for City of Seward Grant Agreement #7091242 these requirements are met. Insurance will be obtained with an insurance carrier or carriers covering injury to persons and property suffered by the State of Alaska, Alaska Energy Authority or by a third party as a result of operations under this grant. The insurance shall provide protection against injuries to all employees of the Project engaged in work under this grant. All insurance policies shall be issued by insurers that (i) are authorized to transact the business of insurance in the State of Alaska under AS 21 and (ii) have a Bests Rating of at least A-VII and be required to notify the Authority, in writing, at least 30 days before cancellation of any coverage or reduction in any limits of liability. Where specific limits and coverage are shown, it is understood that they shall be the minimum acceptable and shall not limit the Grantee's indemnity responsibility. However, costs for any coverage in excess of specific limits of this agreement are the responsibility of the Grantee and may not be charged to this grant agreement. The following policies of insurance shall be maintained with the specified minimum coverage and limits in force at all times during the performance work under this Project: a. Workers' Compensation: as required by AS 23.30.045, for all employees engaged in work under this Project. The coverage shall include: Waiver of subrogation against the State and the Alaska Energy Authority and Employer's Liability Protection at $500,000 each accident/each employee and $500,000 policy limit; b. Commercial General Liability: on an occurrence policy form covering all operations under this Project with combined single limits not less than: a. $1,000,000 Each Occurrence; $1,000,000 Personal Injury; $1,000,000 General Aggregate; and $1,000,000 Products -completed Operations Aggregate. The State of Alaska and Alaska Energy Authority shall be named as an Additional insured. c. Automobile Liability: covering all vehicles used in Project work, with combined single limits no less than $1,000,000 each occurrence. All of the above insurance coverage shall be considered to be primary and non-contributory to any other insurance carried by the State of Alaska and Alaska Energy Authority, whether self- insurance or otherwise. The Authority's acceptance of deficient evidence of insurance does not constitute a waiver of Grant requirements. 6. Procurement and Suspension and Debarment When the Grantee enters into a transaction with an entity for the purchase of goods or services that are expected to equal or exceed $25,000, or meet other special criteria as specified in 2 CFR section 180.220, the grantee is required to verify that the entity and its principals as defined in 2 CFR section 180.995, are not suspended or debarred or otherwise excluded from participating in the transaction. The Grantee must verify the eligibility of the entity and its principals by one of the following: (1) checking the Excluded Parties List System (EPLS) Page 12 of 34 37 Heat Pump System for City of Seward Grant Agreement #7091242 maintained by the General Services Administration (GSA) (Note: EPLS is no longer a separate system; however, the OMB guidance and agency implementing regulations still refer to it as EPLS) and available at https://www.sam.gov/portal/public/SAM/), (2) collecting a certification from the entity, or (3) adding a clause or condition to the covered transaction with that entity stating it is not suspended or debarred from participating in the transaction (2 CFR section 180.300). 7. Declaration of Public Benefit The parties acknowledge and agree that the Project shall be constructed, owned and operated for the benefit of the general public and will not deny any person use and/or benefit of Project facilities due to race, religion, color, national origin, age, physical handicap, sex, marital status, changes in marital status, pregnancy or parenthood. 8. Grantee Project Manager For construction projects, the Grantee will contract or hire competent persons to manage all phases of the Project. Work at a minimum will include; management of Grantee's labor for the project, engineering firms and consultants, procurement, management of construction contractors, selection of equipment, review of plans and specifications, on -site inspections and review and approval of work, and other duties to ensure that the completed work conforms with the requirements of the grant and the construction documents. If the Grantee fails to provide adequate project management the Authority may terminate the Grant or assume project management responsibilities with the concurrence of the Grantee. Costs for a Grantee Project Manager must be reasonable to be considered an eligible grant expense. 9. Approval to Proceed with Next Phase A grant award may be for one or more phases of a project. The Grantee must achieve substantial completion of work or of designated grant milestones and receive approval from the Authority prior to proceeding to the next phase of work. 10. Contracts for Engineering Services In the event the Grantee contracts for engineering services, the Grantee will require that the engineering firm certify that it is authorized to do business in the State of Alaska and provide proof of licensing and required professional liability insurance. Unless otherwise agreed by the Authority, the insurance required by this section shall, at a minimum, included professional liability insurance covering all errors, omissions or negligent acts in the performance of professional services under this agreement, with limits required per the following schedule: Contract Amount Under $ 100,000 $ 100,000-$ 499,999 $ 500,000-$ 999,999 $ 1,000,000 or over 11. Site Control Minimum Required Limits $ 300,000 per Occurrence/Annual Aggregate $ 500,000 per Occurrence/Annual Aggregate $ 1,000,000 per Occurrence/Annual Aggregate Refer to Risk Management If the grant Project involves the occupancy and use of real property, the Grantee assures that it has the legal right to occupy and use such real property for the purposes of the grant, and Page 13 of 34 38 Heat Pump System for City of Seward Grant Agreement #7091242 further that there is legal access to such property. The Grantee is responsible for securing the real property interests necessary for the construction and operation of the Project, through ownership, leasehold, easement, or otherwise, and for providing evidence satisfactory to the Authority that it has secured these real property interests. 12. Permits It is the responsibility of the Grantee to identify and ensure that all permits required for the construction and operation of this Project by the Federal, State, or Local governments have been obtained unless otherwise stated in Appendix C. These permits may include, but are not limited to, Corps of Engineers, Environmental Protection Agency, Alaska Department of Environmental Conservation, State Historic Preservation Office, State Fire Marshal, Alaska Department of Natural Resources, Alaska Department of Fish and Game and Boroughs. 13. Exclusion of Existing Environmental Hazards Grant funds for investigation, removal, decommissioning, or remediation of existing environmental contamination or hazards, are not allowed unless specifically specified and approved in Appendix C. 14. Environmental Standards The Grantee will comply with applicable environmental standards, including without limitation applicable laws for the prevention of pollution, management of hazardous waste, and evaluation of environmental impacts. 15. Current Prevailing Rates of Wage and Employment Preference To the extent required by federal and State law construction projects may require certain Grantees to include the requirements for Davis Bacon and Little Davis Bacon when contracting for construction services. This requires contractors to pay minimum rates of pay for specific classes of workers and provide certified payrolls to the State Department of Labor. The current wage rates can be found at the following web sites: The Federal wage rates at http://www.wdol.gov/ The State wage rates at http://www.labor.state.ak.us/Iss/pamP600.htm If federal funding sources require federal Davis Bacon compliance, the Grantee must use both the Federal and State wage scale and the contractor is required to pay the higher of the State or Federal wage scale. When only State Funds are used that requires "Little Davis Bacon," the Grantee is only required to follow the State Rate schedule. For projects that are only State funded, contractors are also required to use local residents where they are available and qualified in accordance with AS 36.10.150-180, and 8 AAC 30.064 - 088. The Grantee is responsible for identifying any other sources of project funds and for ensuring compliance with applicable wage scales for all sources of project funding. If a Grantee believes they or their contractors may be exempt from these requirements, they should contact the State of Alaska Department of Labor and Workforce Development, Wage and Hour Administration, for a determination and forward a copy of that determination to the Authority's Grant Administrator. Page 14 of 34 39 Heat Pump System for City of Seward Grant Agreement #7091242 16. Construction Plans and Specifications Review Prior to public notice of bidding a construction project the Grantee will provide the plans and specifications to the Authority for review. Concurrence that the plans and specifications are consistent with the grant award must be received before grant funds will be released for construction related costs. 17. Construction Insurance and Bonding When the value of the construction is anticipated to be greater than $100,000, prior to beginning construction on a project funded by this grant, the Grantee or Grantee's contractor(s) must provide the Authority; either a payment and performance bond, as may be required by AS 36.25.010, a surety in form and substance acceptable to the Authority, or some other guarantee or assurance acceptable to the Authority that the Grantee or the Grantee's contractor has the capacity, qualifications, and financial resources necessary to complete construction of the project as proposed in the grant or construction contract(s) funded by this grant. Post Construction Certification. Upon completion of construction, the Grantee will submit a final report that includes: • Certification that all work is completed in accordance with the grant and all costs claimed are eligible costs and represent work completed on the Project; • Summary of total project cost including detailed funding sources and any outstanding debt; • Certification that there is a release of any contractor or subcontractor liens on the project; • Identification of any outstanding construction issues; • Demonstration that appropriate insurance is in place and, • As -built drawings. 18. Ownership of Facilities The Grantee shall assume all liabilities arising from the ownership and operation of the Project. Grantee will not sell, transfer, encumber, or dispose of any of its interest in the facilities constructed with this grant funding during the economic life of the project without prior written approval of the Authority. 19. Operation and Maintenance of Facilities The Grantee is required to maintain and operate the facilities defined in Appendix C of this agreement for the economic life of the facility or the specific period of time designated herein. In the event that the Grantee is no longer operating the facilities for the intended purposes the Authority may require the Grantee to reimburse the Authority an amount based on the total contribution of the Authority, the value of the assets, and the terms and conditions of this agreement. The Authority may require that the assets acquired under this agreement be sold and the proceeds returned to the Authority. Page 15 of 34 40 Heat Pump System for City of Seward Grant Agreement #7091242 20. Performance/Operation and Maintenance (O&M) Reporting If the grant is for Project construction, the Grantee must provide the Authority with a Performance/O&M Report annually for ten years after Project completion. The Performance/ O&M Report must include: (1) a detailed description of Project operations and maintenance activities and issues; and (2) a detailed description of Project performance, including energy output, estimated fuel savings resulting from the operation of the Project, and any other relevant measures of Project performance reasonably requested by the Authority, a description of repairs and modifications to the Project, and recommendations for improvements for similar future projects. The Authority may take into account the Grantee's failure to provide the required annual Performance/O&M Report in evaluating future applications from the Grantee for grant funds. The Authority encourages Grantees to provide annual Performance/O&M reports for the life of the Project, and may consider the Grantee's voluntary submittal of annual Performance/O&M reports beyond the first ten years in evaluating future applications from the Grantee for grant funds. 21. Tariffs & Rates for Use of Grant -Funded Assets Rates for power provided as a result of generation or transmission facilities built with grant funds may be subject to review and approval by the Regulatory Commission of Alaska (RCA), or if the rates are not subject to RCA review and approval, they may be subject to review and approval by the Authority to ensure reasonable and appropriate public benefit from the ownership and operation of the Project. As a condition of the grant, Independent Power Producers will agree to sell energy resources for electricity and heat at a cost -based rate for the economic life of the project. The Authority will hire an independent economist to provide guidance in developing a cost -based rate for electric sales with an appropriate rate of return on equity. The allowable cost -based rate represents the highest rate that the Independent Power Producer will be allowed to charge. Because the cost -based rates are a grant condition, avoided costs rates or Public Utility Regulations Policies Act (PURPA) rates will not apply for projects which obtain grant funding. Application for a Certification of Public Convenience and Necessity (CPCN) is also a grant condition. RCA action related to the issuance of the CPCN must be completed prior to the issuance of any construction grant funding. 22. Grant -funded Assets Not Included with PCE The Grantee agrees that it will not include the value of facilities, equipment, services, or other benefits received under this grant as expenses under the Power Cost Equalization Program or as expenses on which wholesale or retail rates or any other energy tariffs are based. 23. Substantial Completion of Project. Upon substantial completion of the project, the Authority PM shall schedule a site inspection with the general contractor, the designer of record, the grantee and the Authority. At this inspection, a punchlist will be generated of outstanding items which must be completed prior to grant completion. Upon completion of this inspection, the Authority will issue a Notice of Substantial Completion (NOSC) and identify in this notice, the punchlist items which must be Page 16 of 34 41 Heat Pump System for City of Seward Grant Agreement #7091242 completed. When the Notice is issued, the Grantee assumes all responsibility associated with operating and maintaining the Project, except as specifically provided otherwise herein or by separate agreement executed by the Authority and the Grantee. The Grantee may disagree with the substantial completion determination by providing written notice to the Project Manager within 30 days after receipt of the Notice of Substantial Completion. The Grantee's written objections disagreeing with the Notice of Substantial Completion must detail the reasons the Grantee believes the Notice of Substantial Completion should not be issued. Further the Grantee must explain what the Grantee expects should be done so the Notice of Substantial Completion can be issued, and when the additional issues identified can be completed or resolved. The Authority will follow-up within 60 days, letting the Grantee know if the objections have been accepted, if the Notice of Substantial Completion stands, or, if the Notice of Substantial Completion is modified. Within 30 days of final disposition of the Notice of Substantial Completion, the Authority Project Manager will issue a Certificate of Substantial Completion which will include an updated punchlist (if one still exists) which will be signed by the general contractor and the Authority. The date of this certificate shall be the completion date of the Project. 24. Force Account Payroll and Project Coordination The Grantee will assist the Authority in obtaining qualified local labor for the Project and will provide necessary local administration assistance, including recommending qualified local personnel; assisting in obtaining necessary personnel information; assisting in obtaining housing for nonresident workers; facilitating communications between the Authority, the community and local employees; and serving as a liaison between the Authority and the community. Appendix C Grantee Proposal/Scope of work This grant to the City of Seward (City) is for the design and construction of a Ground Source Heat Pump (GSHP) which will draw heat from nearby Resurrection Bay to heat a heating district containing four existing City buildings, with potential for future expansion: • Library - 24,323 ft2 • City Annex - 8,192 ft2 • City Hall - 20,532 ft2 • Fire Hall - 7,262 ft2 • (future) Adams Street Shower House - 800 ft2 A field of vertical boreholes will be drilled on City land adjacent to the water front; piping will be used in these boreholes and charged with a heat transfer fluid in a closed system to provide heat to the heating district. High efficiency water to water heat pumps, one buffer tank, and loop pumps will be installed in the existing mechanical rooms of the Library and City Hall. One buffer tank will be installed in the Annex, and the Fire Hall. One existing heating oil boiler will Page 17 of 34 42 Heat Pump System for City of Seward Grant Agreement #7091242 remain in each building to serve as a backup boiler, these back-up boilers will be integrated into the heating system of their respective buildings along with buffer/storage tanks. This system is estimated to provide at least 96% of the current heating loads of the buildings, and to displace roughly 20,020 gallons of heating oil annually. Page 18 of 34 43 Heat Pump System for City of Seward Grant Agreement #7091242 Budqet: Reimbursable Grant Match Total Start End Milestones Tasks Budget Budget Budget Date Date Deliverables Reconnaissance $0 $10,000 $10,000 Jan Dec Construct test well 2015 2015 Test well Collect and Localized water evaluate water Jan Dec table thermal column data 2015 2015 profile Design Phase $68,440 $68,440 $136,880 Select Design Oct Oct Team 2018 2018 Solicitation, NTP Design Team Oct Oct Scoping Meeting Scope Mtg. 2018 2018 Minutes Complete Design Oct Nov Memo w/cost Memo 2018 2018 opinion Complete 65% Dec Jan Plans, Specs, cost Design 2018 2018 1 opinion Complete 100% Feb Feb Plans, Specs, cost Design 2019 2019 opinion Update Economic Mar Mar Analysis 2019 2019 Economic Analysis Construction Phase $584,060 $79,057 $663,117 Prepare Bid Apr Apr Package 2019 2019 May May Advertise For Bids 2019 2019 Bid Advertisement Jun Jun Review Bids 2019 2019 Notice of Award Jul Jul Procure long lead Award Bid 2019 2019 items Pre -Construction Aug Aug Conference Conference 2019 2019 Minutes Aug Sep Submittal Reviews 2019 2019 Progress Report Contractor Sep Sep Mobilizes 2019 2019 Progress Report Stake Out/Line Sep Sep Locates 2019 2019 Progress Report Drill/Install Vertical Sep Nov Loos 2019 1 2019 Progress Report Construct Sep Nov Mains/Laterals 2019 2019 Progress Report Mech./Elect Inside Sep Nov Bldgs. 2019 2019 Progress Report Construct Loop Nov Nov Manifold 2019 2019 Progress Report Pressure Test Nov Nov System 2019 2019 Progress Report System Start Nov Nov Up/TestingUp/Testing 2019 2019 Pro ress Report Punch List Nov Nov Items/Testing 2019 2019 Progress Report Close Out Certificate Final as - Nov Dec built/redline Close Out Final Punch List $72,500 0 $72,500 2019 2019 drawings TOTAL Page 19 of 34 44 Heat Pump System for City of Seward Grant Agreement #7091242 Appendix D Project Management & Reporting Requirements 1. Project Management The Grantee will notify the Authority immediately of any significant organizational changes during the term of the grant, including changes in key personnel or tax status, any unforeseen problem or project delay that may cause a change to the work plan or budget or that may otherwise affect the Grantee's ability to perform its commitments under this Grant Agreement. Any unreported or unapproved changes to the work plan or budget evident in reports may result in an amendment being required, costs disallowed, suspension or termination of the grant as described in Appendix A. 2. Contact Persons For the Grantee For The Authority Grant Manager Grant Manager Brennan Hickok Shawn Calfa, Grants Administrator PO Box 167 813 W. Northern Lights Blvd. Seward, Alaska 99664 Anchorage, Alaska 99503 bhickokCa)-cityofseward.net scalfa(a)aidea.org 907-224-4020 907-771-3031 Project Manager Project Manager Doug Schoessler Dan Smith PO Box 167 813 W. Northern Lights Blvd. Seward. Ak 99664 Anchorage, Alaska 99503 dou. a�cityofseward.net dsmith(a�akenergyauthority.org 907-224-4093 907-771-3983 3. Monthly Progress and Financial Reports The Grantee will provide monthly progress and financial reports by email (or other method allowed by the Authority, if email is not available) to the Authority Project Manager. These reports are due starting the first full month after the execution of this Agreement. This report must update the Authority on the project's progress, regulatory and compliance issues, possible delays, and grant expenditures during the month. These Monthly Progress Reports, which are due within 30 days of the end of the previous month, must summarize, in one or two pages, the progress made on grant tasks during the month and identify any difficulties in completing tasks or meeting goals or deadlines. The Grantee must also include with the report copies of any work products due to the Authority during this period. Reports are considered late five 5 days after the due date. No further payments will be made without submission and approval of required reports. Work completed after the twenty -day period when required reports have not been submitted is at the Grantee's risk, and costs incurred may be disallowed. Repeated failure to submit reports in a timely manner could result in suspension or termination of the grant. All reports and deliverables required in this agreement must have been submitted and approved by the Authority prior to the final payment being released. Page 20 of 34 45 Heat Pump System for City of Seward Grant Agreement #7091242 Appendix E Project Budget & Reimbursement Provisions 1. Allowable Costs Allowable costs under this grant include all reasonable and ordinary costs for direct labor & benefits, travel, equipment, supplies, contractual services, construction services, and other direct costs identified and approved in the Project budget that are necessary for and incurred as a direct result of the Project and consistent with the requirements noted in Appendix B 4 Eligible Costs. A cost is reasonable and ordinary if, in its nature and amount, it does not exceed that which would be incurred by a prudent person under the circumstances prevailing at the time the decision was made to incur the costs. Allowable costs are only those costs that are directly related to activities authorized by the Grant Agreement and necessary for the Project. The categories of costs and additional limits or restrictions are listed below: a. Direct Labor & Benefits Include salaries, wages, and employee benefits of the Grantee's employees for that portion of those costs attributable to the time actually devoted by each employee to, and necessary for the Project. Direct labor costs do not include bonuses, stock options, other payments above base compensation and employee benefits, severance payments or other termination allowances paid to the Grantee's employees. b. Travel, Meals, or Per Diem Include reasonable travel expenses necessary for the Project. These include necessary transportation and meal expenses or per diem of Grantee employees for which expenses the employees are reimbursed under the Grantee's standard written operating practice for travel and per diem or the current State of Alaska Administrative Manual for employee travel. c. Equipment Include costs of acquiring, transporting, leasing, installing, operating, and maintaining equipment necessary for the Project, including sales and use taxes. Subject to prior approval by the Authority Project Manager, costs or expenses necessary to repair or replace equipment damage or losses incurred in performance of work under the grant may be allowed. However, damage or losses that result from the Grantee's employees, officer's, or contractor's gross negligence, willful misconduct, or criminal conduct will not be allowed. d. Supplies Include costs of material, office expenses, communications, computers, and supplies purchased or leased by the Grantee necessary for the Project. e. Contractual services Include the Grantee's cost of contract services necessary for the Project. Services may include costs of contract feasibility studies, project management services, engineering and Page 21 of 34 46 Heat Pump System for City of Seward Grant Agreement #7091242 design, environmental studies, field studies, and surveys for the project as well as costs incurred to comply with ecological, environmental, and health and safety laws. f. Construction Services For construction projects this includes the Grantee's cost for construction contracts, labor, equipment, materials, insurance, bonding, and transportation necessary for the Project. Work performed by the Grantee's employees during construction may be budgeted under direct labor and benefits. Contracted project management or engineering may be budgeted under contractual services and major equipment purchases made by the Grantee may be budgeted under equipment. g. Other Direct Costs In addition to the above the following expenses necessary for the Project may be allowed. • Net insurance premiums paid for insurance required for the grant Project; • Costs of permits and licenses for the grant Project; • Non -litigation legal costs for the Project directly relating to the activities; in this paragraph, "non -litigation legal costs" includes expenses for the Grantee's legal staff and outside legal counsel performing non -litigation legal services; • Office lease/rental payments; • Other direct costs for the Project directly relating to the activities and identified in the grant documents; and/or • Land or other real property or reasonable and ordinary costs related to interests in land including easements, right-of-ways, or other defined interests. 2. Specific Expenditures not allowed Ineligible expenditures include costs for overhead, lobbying, entertainment, alcohol, litigation, payments for civil or criminal restitution, judgments, interest on judgments, penalties, fines, costs not necessary for and directly related to the grant Project, or any costs incurred before the beginning date of the grant as indicated on the signature page. Overhead costs described in this section include: • Salaries, wages, applicable employee benefits, and business -related expenses of the Grantee's employees performing functions not directly related to the grant Project; • Office and other expenses not directly related to the grant Project; and • Costs and expenses of administration, accounting, human resources, training, property and income taxes, entertainment, self-insurance, and warehousing. 3. Match The Grantee is required to provide $ 157,497 in match for this Project. Cash match will be applied based on a percentage basis unless otherwise specified in the budget in Appendix C. In -kind match will be applied based on the budget in Appendix C. Page 22 of 34 47 Heat Pump System for City of Seward Grant Agreement #7091242 4. Cost Share Match Requirements Cost sharing or matching is that portion of the Project costs not borne by the Authority. The Authority will accept all contributions, including cash and in -kind, as part of the Grantees' cost sharing or matching when such contributions meet the following criteria: • Are provided for in the Project budget; • Are verifiable from the Grantee's records; • Are not included as contributions for another state or federally assisted project or program; (The same funds cannot be counted as match for more than one program.) • Are necessary and reasonable for proper and efficient accomplishment of the Project or program objectives; • Are allowable costs; • Are not paid by the State or federal government under another award, except for those authorized by the State or federal statute to be used for cost sharing or matching; • Must be incurred within the grant eligible time period. The Authority may allow cost sharing or matching contributions that occurred prior to the grant eligible time period for projects that involve construction. 5. Valuing In -Kind Support as Match If the Grantee chooses to use in -kind support as part of or its entire match, the values of those contributions must be approved by the Authority at the time the budget is approved. The values will be determined as follows: • The value of real property will be the current fair market value as determined by an independent third party or a valuation that is mutually agreed to by the Authority and the Grantee and approved in the grant budget. • The value assessed to Grantee equipment or supplies will not exceed the fair market value of the equipment or supplies at the time the grant is approved or amended. • Equipment usage will be valued based on approved usage rates that are determined in accordance with the usual accounting policies of the recipient or the rates for equipment that would be charged if procured through a competitive process. Rates paid will not exceed the fair market value of the equipment if purchased. • Rates for donated personal services will be based on rates paid for similar work and skill level in the recipient's organization. If the required skills are not found in the recipient organization, rates will be based on rates paid for similar work in the labor market. Fringe benefits that are reasonable, allowable, and allocable may be included in the valuation. • Transportation and lodging provided by the Grantee for non -local labor will not exceed the commercial rates that may be available within the community or region. Page 23 of 34 48 Heat Pump System for City of Seward Grant Agreement #7091242 6. Grant Disbursements The Grantee must request disbursement of grant funds in the form and format required by the Authority with appropriate back-up documentation and certifications. (See Attachment 1). Reimbursements are made for actual costs incurred and must be for approved milestones. The back-up documentation must demonstrate the total costs incurred are allowable, and reflect the amount being billed. Documentation must include: • A ledger summarizing cost being billed; • A summary of direct labor costs supported by timesheets or other valid time record to document proof of payment; • Travel and per -diem reimbursement documentation; • Contractor or vendor pay requests; • Itemized invoices and receipts; and • Detailed ledger of costs being charged to this grant. Additionally, the Grantee may be required to provide proof of payment of the incurred costs at the request of the Authority. Payment of grant funds will be subject to the Grantee complying with its matching contribution requirements of the Grant. Payment of grant funds will be made by the Authority to the Grantee within 30 days from receipt of a properly completed, supported, and certified Reimbursement Request (See Attachment 1). 7. Withholding of Grant Funds If, upon review of the monthly billings, the Authority discovers errors or omissions in the billings it will notify the Grantee within thirty (30) days of receipt of the billing. Payment for the portion of billings for which there is an error or omission may be withheld pending clarification by Grantee. Grant funds may be withheld for the following reasons: • The Grantee fails to provide adequate back-up documentation. • The Authority determines that a specific expense is not allowed under the grant. • The Grantee's matching contribution requirements are not met. Up to 10% of the Authority's contribution of grant funds may be retained by the Authority until the Project is completed and all required final documentation and reports are received and accepted by the Authority. 8. Advance Disbursements In most instances, payments to a Grantee will be made on a cost reimbursable basis. If the Authority determines that cost reimbursement will significantly inhibit the Grantee's ability to perform the Project and determines that an advance is in the public interest, the Authority may Page 24 of 34 49 Heat Pump System for City of Seward Grant Agreement #7091242 recommend an advance to the Grantee of an amount not to exceed a projected thirty (30) day cash need, or twenty percent (20%) of the grant amount, whichever amount is less. Before the Authority will issue an advance, the Grantee must provide in writing, and the Authority must approve a "Request for Advance Payment" form which includes: • justification of the need for the advance; • documentation of anticipated line item costs associated with the advance. All advances will be recovered with the Grantee's next Financial/Progress Report form. Should earned payments during the terms of this Grant Agreement be insufficient to recover the full amount of the advance, the Grantee will repay the unrecovered amount to the Authority when requested to do so by the Authority, or at termination of the Grant Agreement. 9. Unexpended Grant Funds and Interest Earned Any grant funds not expended under this agreement and any interest accruing on the grant funds belong to the Authority and shall be returned to the Authority. 10. Budget Adjustments and Changes When a Grantee faces increased unbudgeted costs, the Grantee should contact the Authority Project Manager. Budget adjustments cannot increase the grant award amount. Cost overruns that may require reduced scope of work will require Authority approval and an amendment to the grant. If a budget adjustment or other changes indicate to the Authority Project Manager that the project cannot be completed as currently planned and budgeted for, the Authority Project Manager will not approve the release of additional grant funds until the Grantee provides sufficient information on how the Grantee intends to complete the revised project. Budget Adjustments The Grantee shall identify budget changes on its Financial Reports submitted to the Authority. At least quarterly, the Authority will compare actual costs to budgeted distributions based on the Financial Report/Request for Reimbursement form. Costs charged to grant funds must reflect adjustments made as a result of the activity actually performed. The budget estimates or other distribution percentages must be revised at least quarterly, if necessary, to reflect changed circumstances. Page 25 of 34 50 Heat Pump System for City of Seward Grant Agreement #7091242 Attachment 1 Financial Report/Request for Reimbursement Form THIS REQUEST IS FOR FINAL PAYMENT ❑ Grantee: City of Seward Period: to Project: Heat Pump System for City of Seward Grant Number: 7091242 BUDGET C D=B+C E=A -D SUMMARY RANT BUDGET ATCHING UDGET OTAL BUDGET PRIOR EXPENDITURES EXPENDITURES THIS PERIOD TOTAL EXPENDITURES RANT BALANCE BY TASK OR MILESTONE Reconnaissance $0 $10,000 $10,000 Design Phase $68,440 $68,440 $136,880 Construction Phase $584,060 $79,057 $663,117 Close Out $72,500 L02 $72,500 TOTAL W&W$$$ BY BUDGET CATEGORIES Direct Labor and Benefits $68,440 $68,440 $136,880 Travel $0 $0 $0 Equipment $0 $0 $0 Contractual Services $0 $0 $0 Construction Services $584,060 $79,057 $663,117 Other $72,500 $10,000 $82,500 TOTAL BY FUND SOURCES Grant Funds-SOA $725,000 $0 $725,000 Grantee Match -Cash $0 $147,497 $147,497 Grantee Match -In- Kind �O $10,000 $10,000 TOTAL $Z24 $$$ Please submit this form and the supporting documentation to aeapayableskaidea.org CERTIFICATION Form requires two original signatures. The person certifying must be different from the person preparing the report. One signature should be the authorized representative of the Grantee organization or highest ranking officer; the other should be the person who prepared the report. I certify to the best of my knowledge and belief that the information reported on both the Financial Report above and the attached Progress Report are correct. In addition, funds were spent and work performed in accordance with the grant agreement terms and conditions. Certified By: Prepared By: Printed Name: Printed Name: Title: Date: Title: Date: Page 26 of 34 51 Heat Pump System for City of Seward Grant Agreement #7091242 Attachment 2 Progress Report Form Grantee: City of Seward Project Name: Heat Pump System for City of Seward Grant # 7091242 Period of Report: to Project Activities Completed: Existing or Potential Problems: Activities Targeted for Next Reporting Period: Prepared By: Printed Name: Date: Page 27 of 34 52 Heat Pump System for City of Seward Grant Agreement #7091242 Attachment 3 Notice of Project and Grant Closeout NOTICE OF PROJECT AND GRANT CLOSEOUT ALASKA ENERGY AUTHORITY Project Name: Heat Pump System for City of Seward Grantee: City of Seward Grant Number: 7091242 The Alaska Energy Authority certifies and acknowledges that the Project referenced above has been completed, and that all tasks have been satisfactorily carried out in accordance with the terms and conditions of Agreement Number: 7091242. Project Manager Date Alaska Energy Authority City of Seward certifies that the Project named above is complete in accordance with the terms and conditions of Alaska Energy Authority Agreement Number: 7091242. City of Seward also certifies that, we have been reimbursed for all eligible expenses pertaining to 7091242, and that as of the date of signature, no further reimbursements will be requested for any activity related to the Project identified above. Pursuant to Appendix B #20 `Performance/Operation and Maintenance (O&M) Reporting', the Grantee is required to provide detailed reports annually, for ten years. Total project cost $ The total project cost should include all expenses related to this grant funded project (grants, loans, match, etc.). It should include design and construction costs, but should not include feasibility and reconnaissance work. Notes/comments: Please attach on a separate page Authorized Signature Printed Name Title Date Page 28 of 34 53 Heat Pump System for City of Seward Grant Agreement #7091242 Attachment 4 Notice of Substantial Completion NOTICE OF SUBSTANTIAL COMPLETION ALASKA ENERGY AUTHORITY Project Name: Heat Pump System for City of Seward Grantee: City of Seward Grant Number: 7091242 The Alaska Energy Authority (the Authority) issues this notice that the Authority has determined that all tasks associated with the Project referenced above have been substantially completed in accordance with the terms and conditions of Agreement Number: 7091242 (Agreement), with the exception of outstanding work items identified in the Exhibit A. Under Appendix B, No. 23 of the Agreement, the Authority issuing this Notice means the Grantee assumes all responsibility associated with operating and maintaining the Project, except as specifically provided otherwise in the Agreement or by separate agreement executed by the Authority and the Grantee. The Grantee may disagree with the substantial completion determination by providing written notice to the Project Manager within 30 days after receipt of the Notice of Substantial Completion. The Grantee's written objections disagreeing with the Notice of Substantial Completion must detail the reasons the Grantee believes the Notice of Substantial Completion should not be issued. Further the Grantee must explain what the Grantee expects should be done so the Notice of Substantial Completion can be issued, and when the additional issues identified can be completed or resolved. The Authority will follow-up within 60 days, letting the Grantee know if the objections have been accepted, if the Notice of Substantial Completion stands, or, if the Notice of Substantial Completion is modified. Within 30 days of final disposition of the Notice of Substantial Completion, the Authority Project Manager will issue a Certificate of Substantial Completion which will include an updated punchlist (if one still exists) which will be signed by the general contractor and the Authority. The date of this certificate shall be the completion date of the Project. Authority Project Manager Date Page 29 of 34 54 Heat Pump System for City of Seward Grant Agreement #7091242 Attachment 5 Grantee Certification CERTIFICATION OF GRANTEE AND LOWER -TIER PARTICIPANTS REGARDING DEBARMENT, SUSPENSION, AND OTHER INELIGIBILITY AND VOLUNTARY EXCLUSION Grantee City of Seward PO Box 167 Seward, AK 99664 I, hereby certify on behalf (Name and title of official) of City of Seward that: (1) The prospective Grantee and lower tier participant certifies, by submission of this letter, that neither it nor its "principals" [as defined at 49 C.F.R. § 29.105(p)] is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal department or agency. In the event, your company or any principals become ineligible from participating in federally funded transactions, you are required to notify us immediately. (2) When the prospective Grantee and lower tier participant is unable to certify to the statements in this certification, such prospective participant shall attach an explanation to this proposal. Executed this day of 120 By: (Signature of authorized official) (Title of authorized official) Page 30 of 34 55 Heat Pump System for City of Seward Grant Agreement #7091242 DEBARMENT, SUSPENSION, INELIGIBILITY & VOLUNTARY EXCLUSION - 49 CFR Part 29; Executive Order 12549 [Applicable to all Federal -aid contracts which exceed $25,000] Instructions for Certification: L The certification in this clause is a material representation of fact upon which reliance was placed when this transaction was entered into. If it is later determined that the prospective Grantee and lower tier participants knowingly rendered an erroneous certification, in addition to other remedies available to the Federal Government, THE AUTHORITY may pursue available remedies, including suspension and/or debarment. 2. The prospective Grantee and lower tier participants shall provide immediate written notice to THE AUTHORITY if at any time the prospective Grantee and lower tier participants learns that its certification was erroneous when submitted or has become erroneous by reason of changed circumstances. 3. The terms "covered transaction," "debarred," "suspended," "ineligible," "lower tier covered transaction," "participant," "persons," "lower tier covered transaction," "principal," "proposal," and voluntarily excluded," as used in this clause, have the meanings set out in the Definitions and Coverage sections of rules implementing Executive Order 12549 [49 CFR Part 29]. You may contact THE AUTHORITY for assistance in obtaining a copy of those regulations. 4. The prospective Grantee and lower tier participants agrees by submitting this proposal that, should the proposed covered transaction be entered into, it shall not knowingly enter into any lower tier covered transaction with a person who is debarred, suspended, declared ineligible, or voluntarily excluded from participation in this covered transaction, unless authorized in writing by THE AUTHORITY. 5. The prospective Grantee and lower tier participants further agrees by submitting this proposal that it will include the clause titled "Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion -Lower Tier Covered Transaction", without modification, in all lower tier covered transactions and in all solicitations for lower tier covered transactions. 6. A participant in a covered transaction may rely upon a certification of a prospective participant in a lower tier covered transaction that it is not debarred, suspended, ineligible, or voluntarily excluded from the covered transaction, unless it knows that the certification is erroneous. A participant may decide the method and frequency by which it determines the eligibility of its principals. Each participant may, but is not required to, check the Non -procurement List issued by U.S. General Service Administration. 7. Nothing contained in the foregoing shall be construed to require establishment of system of records in order to render in good faith the certification required by this clause. The knowledge and information of a participant is not required to exceed that which is normally possessed by a prudent person in the ordinary course of business dealings. 8. Except for transactions authorized under Paragraph 5 of these instructions, if a participant in a covered transaction knowingly enters into a lower tier covered transaction with a person who is suspended, debarred, ineligible, or voluntarily excluded from participation in this transaction, in addition to all remedies available to the Federal Government, THE AUTHORITY may pursue available remedies including suspension and/or debarment. Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion Lower Tier Covered Transaction (1) The prospective Grantee and lower tier participants certifies, by submission of this bid or proposal, that neither it nor its "principals" [as defined at 49 CFR §29.105(p)] is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal department or agency. (2) When the prospective Grantee and lower tier participants is unable to certify to the statements in this certification, such prospective participant shall attach an explanation to this proposal. The Grantee, City of Seward certifies or affirms the truthfulness and accuracy of each statement of its certification and disclosure, if any. In addition, the Grantee understands and agrees that the provisions of, 49 CFR §29 apply to this certification and disclosure, if any. Signature of Grantee's Authorized Official: Name and Title of Grantee's Authorized Official: Date: Page 31 of 34 56 Heat Pump System for City of Seward Grant Agreement #7091242 Page 32 of 34 57 Heat Pump System for City of Seward Grant Agreement #7091242 Attachment 6 Advance Request Form � I M GRANTS SECTION REQUEST FOR ADVANCE PAYMENT Instructions: (1) Fill in the Grantee, Grant Number, Project Title, Amount Requested, and Date. (2) Read the language in Appendix E of the Grant Agreement (Advance Disbursements provision). (3) Check the boxes to confirm that the advance is justified and that you have read and understood the conditions under which the advance will be approved and recovered by the Authority. (4) Provide a brief narrative explaining the proposed use of the advanced funds. (5) Attach documentation of costs associated with the requested advance (i.e., price quotes or cost estimates, invoices, a spreadsheet outlining projected payroll, etc.) Grantee: Grant Number: City of Seward 7091242 Project Title: Date: Heat Pump System for City of Seward Amount Requested: ❑ The Grantee confirms that the advance is necessary due to a lack of cash on hand to administer the grant on a cost -reimbursable basis. ❑ The Grantee understands the conditions under which the Authority will recover the advance. Explain how the advance will be used. Attach additional pages if necessary. Grantee Certification: I certify that the above information is true and correct, and that expenditures will be made for the purpose of, and in accordance with, applicable grant agreement terms and conditions. Signature Name and Title Date Page 33 of 34 58 Heat Pump System for City of Seward Grant Agreement #7091242 Attachment 7 Grant Documents Authorized Signers Form Community/Grantee Name: Regular Election is held: Date: Printed Name Title Term Signature I authorize the above person(s) to sign Grant Documents: (Highest ranking organization/community/municipal official) Printed Name Title Term Signature Mailing Address: Phone Number: Fax Number: E-mail Address: Federal Tax ID # Please submit an updated form whenever there is a change to the above information. Page 34 of 34 59 Sponsored by: Bower CITY OF SEWARD, ALASKA RESOLUTION 2021-088 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SEWARD, ALASKA, SUPPORTING THE CITY MANAGER TO SEEK ADDITIONAL FUNDS FROM THE FEDERAL INFRASTRUCTUREISTIMULUS PACKAGE, AND ANOTHER TIME EXTENSION FROM THE ALASKA ENERGY AUTHORITY FOR THE HEAT LOOP PROJECT GRANT WHEREAS, the Alaska Energy Authority requested "a resolution from the City Council that describcs and affirms the city's intentions for the project moving forward" including: • Proposed plan forward; • Potential gap funding: and ■ Requested extension time frame and rational schedule; and WHEREAS, the city manager requests direction from council to expend the time and resources seeking funds for the heat loop, and whether to fund a partial project for $1.4 million or the full project for $3.6 million (both are 2020 "pre-COVID-19" estimates and should be increased S0%); and WHEREAS, the proposed plan forward is to first secure the necessary funding from the new federal infrastructure and stimulus package by December 31, 2021, then proceed to complete the project by June 30, 2023; and WHEREAS, potential gap funding would be requested with the federal funding requests; WHEREAS, the requested time extension would move to dune 30, 2023 to allow more time to purchase the equipment and supplies during these difficult COVID-19 delays and shorta<-es. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SE«',ARD, ALASKA that:. Section 1. The Seward City Council has determined that it is in the public interest to pursue funding for the heat loop project, and hereby authorizes the city manager to continue to work on time extensions with Alaska Energy Authority to secure funds and complete the heat loop project. Section 2. Funding is not requested at this time. The required match was approved through Resolution 2019-022. If additional funds are required, a resolution will be brought forward to the council for consideration. Section 3. This resolution shall take effect immediately upon adoption. 60 CITY OF SEWARD, ALASKA RESOLUTION 2021-088 PASSED AND APPROVED by the City Council of the City of Seward, Alaska, this 23'd day of August, 2021. THF,,.,,CITVOF SXWARD, ALASKA Terry,ANay AYES: Oscnga, McClure, Casagranda, DeMoss, Terry NOES: Nonc ABSENT: Seesc. Baclaan ABSTAIN: None ATTEST: renda J. Ballo , MMC City Clerk (City SCaI],p►y�aa��+�raN� 1 ci r N M••.r•• «� i w S w • rE OF 61 City Council Agenda Statement Meeting Date: August 23, 2021 To: City Council Through: Janette Bower, City Manager From: Doug Schoessler, Public Works Director Agenda Item: Resolution 2021-088: Supporting the City Manager to Seek Additional Funds from the Federal Infrastructure/Stimulus Package, and Another Time Extension from the Alaska Energy Authority for the Heat Loop Project Grant Background and justification: In 2018, the City of Seward accepted a grant of $725,000 from the Alaska Energy Authority (AEA) for a heat pump system to serve 4 city buildings. The City committed to provide matching funds totaling $157,000 for a total project cost of $892,000. The paid design and engineering fees to "Your Clean Energy, LLC" have totaled nearly their budgeted $138,000. The original project timeline was from September 01, 2018 to December 31, 2019. AEA granted a time extension until June 30, 2021. As design was finishing in 2020 we solicited for an independent professional cost estimator to evaluate the project costs to insure it was viable. The professional estimator gathered information from all involved to produce the current time price. That total was $3,600,934. This price was nearly $2.9M over the budgeted funds. Thus, Your Clean Energy, LLC (YCE) wanted to try for a 2-building version of the proj ectusing just the Library and the Annex. He worked with the profession estimator to reduce scope to keep the project. That revised project scope cost came back at $1,440,884 increasing the City's cost to $715,884. The Covid-19 outbreak interrupted many things including any decisions or funding sources on this project. Prior to the expiration of the grant agreement on June 30, 2021 we applied for another extension. AEA gave us 90 days to find other funding as they wrote: "the reduced scope and increase in cost has changed the economics of the project negatively. The project does not appear to be economically viable based on AEA's assumptions." City Manager Bower worked with AEA to seek more time to try to secure other funding through the new federal economic stimulus package. This resolution asks for Council support and commitment to AEA to continue efforts for additional funding for this heat loop project, or to end this projectnow and move on to find other energy conserving projects. The intent is to have Council and the City formally show their support to AEA for Administration to continue seeking these project funds and extend the grant expiration timeline. 62 Consistency checklist: Comprehensive Plan: 3.1.1.7, 2.1.1.7 energy projects Strategic Plan: page 7 reduce energy costs Other: N/A Fiscal note: no fiscal impact at this time. Funding is from: N/A Finance Department approval: Attorney Review: Yes ❑ No F Not applicable ❑ Recommendation City Council adoption of Resolution 2021-088. 63 Sponsored by: Bower CITY OF SEWARD, ALASKA RESOLUTION 2021-119 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SEWARD, ALASKA, APPROVING AMENDMENT NO. 1 TO THE CONTRACT WITH R&M CONSULTANTS INC. FOR ON -CALL ENGINEERING AND GRANT WRITING SERVICES THROUGH DECEMBER 31, 2024, AND APPROPRIATING FUNDS IN THE AMOUNT OF $25,000 WHEREAS, Resolution 2019-024 approved the originating contract for on -call engineering services between the City of Seward and R&M Engineering Consultants Inc.; and WHEREAS, the City of Seward has identified the need for on -call engineering and grant writing services; and WHEREAS, the City of Seward has a number of current and forthcoming projects which require the use of engineering and grant writing expertise; and WHEREAS, the current contract between the City of Seward and R&M Consultants Inc. is set to expire on March 11, 2022. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SEWARD, ALASKA that: Section 1. The Seward City Council hereby approves Amendment No. 1, attached hereto, to the contract with R&M Consultants Inc., for engineering and on -call engineering services through December 31, 2024. Seward hereby contracts and employs R&M Consultants Inc. through December 31, 2024. Section 2. The effective date is the date signed by the City Manager and expiring on December 31, 2024. Section 3. Funding in the amount of $25,000 is hereby appropriated within the 2021 budget from General Fund reserves account no. 01000-0000-3400 to Engineering account no. 01000-1180-7010. Future year appropriations will be made with each budget cycle in accordance with approved contract(s) and related amendments. Section 4. This resolution shall take effect immediately upon adoption. PASSED AND APPROVED by the City Council of the City of Seward, Alaska, this 11t` day of October, 2021. 64 CITY OF SEWARD, ALASKA RESOLUTION 2021-119 E OTYOF $fWARD, ALASKA Terry AYES: Baclaan, McClure, Seese, Osenga, DeMoss, Casagranda; NOES: None ABSENT: None ABSTAIN: None ::rX City Clerk (City Seal'sysama Y4::;� .� . aF pk p a � � g6 • SEAL "Qmr' 4 OF r®r�®ronae�tYs 65 City Council Agenda Statement Meeting Date: October 11, 2021 To: City Council From: Janette Bower, City Manager Agenda Item: Resolution 2021-119: Approving Amendment No. 1 to the Contract with R&M Consultants Inc. for On -Call Engineering and Grant Writing Services through December 31, 2024, and Appropriating Funds in the Amount of $25,000 Background and justification: In 2018, the City of Seward identified a clear need for an on -call engineering contractor. Given the various projects that the City desired to undertake, the lack of an in-house engineer, pursuing a qualified firm was a preferred option. An RFP was issued and of the four responsive bidders, R&M Consultants Inc. scored the highest and was selected. Resolution 2019-024 approved the originating contract between the City of Seward for the provision of on -call engineering services for a three- year term which is set to expire on March 11, 2022. Over the course of the past several years, R&M Consultants has assisted the City in a variety of projects and proven to be a responsive and capable engineering firm. Notable projects include but are not limited to the following: upgrading A, B, C, D, & S Floats in the Harbor, widening the 300- ton travel lift dock at SMIC, repairing and replacing the North Dock bumpers at SMIC, addition of the Fisherman's float, and the SMIC seawall. In recent months, the City has identified a need for grant writing services, which R&M can provide in addition to their current range of contracted services. Based upon this stellar performance, and the noted need for expanding the scope of services to also include on call Grant Writing services, the City Manager recommends the contract be amended to add these services as well as extending the contract to December 31, 2024. Consistency checklist: Comprehensive Plan: N/A Fiscal note: $25,000 will be appropriated to the 2021 budget from General Fund reserves account no 01000-0000-3400 to cover the remaining engineering costs of 2021. The 2022 budget will include $75,000 in Engineering line item 7010 split between the main departments utilizing the services: Community Development ($25,000), Harbor General ($5,000), SMIC General ($10,000), Electric General ($10,000), Water ($10,000), and Wastewater ($10,000). Additionally, each budget cycle thereafter will appropriate funds according to the approved contract with R&M for the corresponding fiscal year. Finance Department approval: Attorney Review✓: Yes ❑ No x❑ Not applicable ❑ Recommendation City Council approve Resolution 2021-119. Amendment No. 1 Amendment No. 1 to the agreement between the City of Seward and R&M Consultants Inc., dated March 11, 2019 follows: WHEREAS, the City of Seward and R&M Consultants Inc., entered into an agreement for on - call engineering services on March 11, 2019; and WHEREAS, the current contract expires March 11, 2022; and WHEREAS, the Seward City Council and City Administration have identified a need for expanding the scope of services to be provided in the contract to include grant -writing and additional on -call engineering services; and WHEREAS, R&M consultants has been responsive to the needs of the City of Seward through participation in multiple projects; and NOW, THEREFORE, in consideration of the mutual exchange of the promises of the parties the agree to amend the agreement as follows: 1. Duties and Term: Section 2-Term of Agreement. Shall be amended to read, "upon execution lasting until December 31, 2024. 2. The first "WHEREAS" shall be amended to include grant writing services. Except as provided herein, all other terms and conditions of the agreement and any amendments remain in full effect. In witness thereof, the parties have set their hands and seals below: 67 R&M Consultants Inc. Date City of Seward Date 68 Sponsored by: Bower Postponed: March 14, 2022 CITY OF SEWARD, ALASKA RESOLUTION 2022-038 A RESOLUTION OF THE CITY COUNCIL. OF THE CITY OF SEWARD, ALASKA, DIRECTING PACAB TO CREATE .XND LEAD AN AD HOC COMMITTEE OF INTERESTED CONEXILINITY MENIBF.RS TO IDENTIFY AVAILABLE FUNDING SOURCES TO CONTINUE THE GROUND SOURCE/SEWARD DISTRICT HEAT SYSTEM PROJECT TO COMPLETION WHEREAS, on N0VCMber 26. 2018, the City of Seward received a $725,000 grant from the ;Alaska Energy ALrthor-ity's (AFA) Renewable Energy Fund to build the Ground Sourcc Seward District Heat System dernonstration project via Resolution 2018-089; and WHEREAS, this project was designed to provide primary heat for the City Library/Muse<<m and City Hall Annex, with options to include the City Hall and Fire Station; and XVIIEREAS, t1ic pro.jcct is fully shovel ready for construction; and WI I EREAS, the benefits to the community are broad and include long term economic and environmental benefits; and WHEREAS, the project has substantial merit, beyond a return on investment. by showing the feasibility and bcric#its o#'using, geothermal heat generated from Resurrection Bay; and WHEREAS. the project has stalled due to a substantial increase in the projected cost; according to the A[ -A in a letter elated June 23, 2020, the original cost estimate for the project was $882,497, but rose yubsta37tia11y to S3.600,934 after an independent cast estimate was conducted; and WHEREAS, funding sources from Federal Grants and prio ate contributions are likely available; and WHEREAS, project costs can best be controlled by timely and creative approaches; and WI I E REAS, on February 16, 2022, PACAB approved Resolution 2022-004 to request that council direct PACAB to create a committee to research funding opportunities for this project. NOW.TH1E:REFORI:, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF SEWARD, ALASKA that: Section 1. The City Council herby directs the Port & Commerce Advisory Board (PACAB) to create a seven member ad hoc committee of knowledgeable interested citizens to 69 CITY OF SEWARD, ALASKA RESOLUTION 2022-038 identify and recommend available sources of funds to complete the Ground Source/District Heat System Project. Section 2. Appointment to the ad hoc committee will be via an application process that includes the clerk advertising for letters of interest, presentations to the Port & Commerce Ad\ isory Board, and appointment by the PACAB Chair. Section 3. PACAB will bring the recommendations of the ad hoc committee back to council. Section 4. The coniniittee N ill not commit or expend any funds in relation to this project without council's express authorizati017. Section 5. This resolutiozi shall take cffect iminediatcly upon adoption. PASSED AN1) APPROVED by tllc City Council of the City of Seward, Alaska, this 29" day of March, 2022. T hxisty Terry;; tilay C or AYES: Calhoon, Casagranda, Wells, McClure, Osenga, Terry NOES: None ABSENT: DeMoss ABSTAIN: None ATTEST: 4=�n - renda J. Bal ou, MMC City Clerk {CitySF •oPO r 2 r _ i i SEAL M . • s +�. .. •488806 tis I% 70 City Council Agenda Statement Meeting Date: March 14, 2022 To: City Council From: Port and Commerce Advisory Board Agenda Item: Resolution 2022-038: Directing PACAB to Create and Lead An Ad Hoc Committee of Interested Community Members to Identify Available Funding Sources to Continue the Ground Source/Seward District Heat System Project to Completion Background and justification: On November 26, 2018, the City of Seward received a $725,000 grant from the Alaska Energy Authority's (AEA) Renewable Energy Fund to build the Ground Source/Seward District Heat System demonstration project via Resolution 2018-089. This project has been placed on the 2022-2027 City of Seward Capital Improvement Plan list and is awaiting additional funding. The project was designed to provide primary heat for the City Library/Museum and City Hall Annex, with options to include the City Hall and Fire Station. The project has stalled due to a substantial increase in the projected cost; according to the AEA in a letter dated June 23, 2020, the original cost estimate for the project was $882,497, but rose substantially to $3,600,934 after an independent cost estimate was conducted. On February 16, 2022, PACAB approved Resolution 2022-004 to request that council direct PACAB to create a committee to research funding opportunities for this project. Comprehensive and Strategic Plan Consistency Information This legislation is consistent with (citation listed): Comprehensive 3.1.1.2 Continue to support efforts to develop alternative energy sources. Plan: Strategic Plan: Other: Certification of Funds Total amount of funds listed in this legislation: $ 0 This legislation (✓): Creates revenue in the amount of: Creates expenditure in amount of: Creates a savings in the amount of x Has no fiscal impact Funds are (✓): Budgeted Line item(s): Not budgeted x Not applicable r`i Unassigned Fund Balance and Available Unrestricted Cash Balance Information Fund (✓): General SMIC Electric Wastewater Boat Harbor Parking F1 Water Healthcare Motor Pool Other Unassigned Fund Balance*: $ Available Unrestricted Cash Balance*: $ Finance Signature *unaudited numbers Attorney Review✓ Administration Recommendation RxYes x Adopt Resolution Not applicable Other: VA Sponsored by: Board Member Jaffa CITY OF SEWARD, ALASKA PORT AND COMMERCE ADVISORY BOARD RESOLUTION 2022-004 A RESOLUTION OF THE PORT AND COMMERCE ADVISORY BOARD OF THE CITY OF SEWARD, ALASKA, REQUESTING AUTHORIZATION FROM THE CITY COUNCIL FOR THE BOARD TO APPOINT AND LEAD AN AD HOC COMMITTEE OF INTERESTED COMMUNITY MEMBERS TO IDENTIFY AVAILABLE FUNDING SOURCES TO CONTINUE THE GROUND SOURCE/SEWARD DISTRICT HEAT SYSTEM PROJECT TO COMPLETION WHEREAS, on November 26, 2018, the City of Seward received a $725,000 grant from the Alaska Energy Authority's (AEA) Renewable Energy Fund to build the Ground Source/Seward District Heat System demonstration project via Resolution 2018-089; and WHEREAS, this project i-s- was designed to provide primary heat for the City Library/Museum and City Hall Annex, with options to include the City Hall and Fire Station; and WHEREAS, the project is fully shovel ready for construction; and WHEREAS, the benefits to the community are broad and include long term economic and environmental benefits; and WHEREAS, the project has substantial merit, beyond a return on investment, by showing the feasibility and benefits of using geothermal heat generated from Resurrection Bay; and WHEREAS, the project has stalled due to a substantial increase in the projected cost; according to the AEA in a letter dated June 23, 2020, the original cost estimate for the project was $882,497, but rose substantially to $3,600,934 after an independent cost estimate was conducted; and WHEREAS, funding sources from Federal Grants and private contributions are likely available; and WHEREAS, project costs can best be controlled by timely and creative approaches. NOW, THEREFORE, BE IT RESOLVED BY THE PORT AND COMMERCE ADVISORY BOARD OF THE CITY OF SEWARD, ALASKA that: Section 1. The Port and Commerce Advisory Board is interested in taking the initiative to appoint and lead an ad hoc committee of knowledgeable interested citizens to identify and recommend available sources of funds to complete the Ground Source/District Heat System Proj ect. 73 PORT AND COMMERCE ADVISORY BOARD RESOLUTION 2022-004 Section 2. This committee will advise council on construction methods and long term maintenance to minimize undo strain on City resources and Departments, and is requesting that council admonish them to lead this endeavor. The committee will not commit or expend any funds in relation to this project without council's express authorization. Section 3. This resolution will be brought to council on February 28, 2022 for consideration. Section 4. This resolution shall take effect immediately upon its adoption. PASSED AND APPROVED by the Port and Commerce Advisory Board of the City of Seward, Alaska, this 16th day of February, 2022. THE CITY OF SEWARD, ALASKA Brandii Holmdahl, Chair AYES: Jaffa, Smith, Woelkers, Hughes, Paquette, Holmdahl NOES: None ABSENT: Lawrence ABSTAIN: None ATTEST: Brenda J. Ballou, MMC City Clerk (City Seal) 74