HomeMy WebLinkAboutRES2023-054 Util-Assist Contract CITY OF SEWARD,ALASKA Sponsored by: Bower
RESOLUTION 2023-054
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF SEWARD,
ALASKA, AUTHORIZING THE CITY MANAGER TO ENTER INTO A
CONTRACT WITH UTIL-ASSIST, INC. TO OUTSOURCE THE CITY'S
CUSTOMER BILLING SERVICES FOR ELECTRIC AND
WATER/SEWER IN AN AMOUNT NOT TO EXCEED $138,000,
INCLUDING A ONE-TIME FEE OF $36,000 TO COMPLETE ONSITE
DISCOVERY, DUE DILIGENCE AND TRAINING
WHEREAS,the City has historically managed all billing services for the Electric and
Public Works departments; and
WHEREAS, ongoing employee turnover in utility desk functions and the resulting
lack of institutional knowledge has made it difficult for the department to operate efficiently
and effectively;
WHEREAS, in an effort to more efficiently and effectively manage billing services,
the City Manager proposes entering into a contract with Util-Assist, Inc., for comprehensive
billing services; and
WHEREAS, Util-Assist, Inc., has provided innovative billing, technology and data-
driven solutions for utilities since 2005; and
WHEREAS, billing services for the City will include but not be limited to: general
administration, account management, cash processing services, contact center services,
supervisory services, state-of-the-art platforms for voicemail and email functions, and
infrastructure queue management services; and
WHEREAS,the Firm's duties will be performed primarily offsite after completing a three-
day onsite visit for discovery and due diligence; and
WHEREAS,the monthly rate for these services is $8,500 or$102,000 per year; and
WHEREAS, there is an additional one-time fee of$36,000 for travel/accommodations,
discovery/research, workshop coordination,training and materials; and
WHEREAS, the use of these services will allow the City to eliminate a budgeted full-time
utility billing position,which at the current pay scale and benefit rates will result in estimated savings
of$80,000 to offset some of these costs; and
WHEREAS,the contract will be structured to terminate with reasonable notice the billing
services for electric and adjust the contract's pricing should the City's electric system be sold to
Homer Electric Association.
CITY OF SEWARD,ALASKA
RESOLUTION 2023-054
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF SEWARD,ALASKA that:
Section I. The City Manager is hereby authorized to enter into a contract with Util-Assist,
Inc.,to outsource the City's customer billing services electric and water/sewer
Section 2. Funding in an amount not to exceed $138,000, including a one-time fee of
$36,000 to complete discovery, due diligence and training, is hereby appropriated from 01000-
0000-3400 General Fund Unassigned Fund Balance to 01000-1140-7009-0123 Contracted
services expense for the Utility Billing Processing.
Section 3. This resolution shall take effect immediately upon adoption.
PASSED AND APPROVED by the City Council of the City of Seward, Alaska, this 8th
day of May, 2023.
THE CITY OF SEWARD, ALASKA
QAt*MITVILL re
Sue McClure, Mayor
AYES: Calhoon, Barnwell, Wells, DeMoss, Osenga, McClure
NOES: Finch
ABSENT: None
ABSTAIN: None
ATTEST:
Brenda J. Ba ou, C
City Clerk ++++++1181%,,
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(City Seal) SC> p`��9•••
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City Council Agenda Statement
Meeting Date: May 8, 2023
To: City Council
Through: Janette Bower, City Manager
From: Rob Montgomery
Subject: Resolution 2023-054: Authorizing the City Manager to Enter into a Contract
with Util-Assist, Inc. to Outsource the City's Customer Billing Services for
Electric and Water/Sewer in an Amount not to exceed $138,000, Including
a One-Time Fee of $36,000 to Complete Onsite Discovery, Due Diligence
and Training
Background and justification:
Over the past several years, the city has had difficulty recruiting and retaining employees in the
utility desk positions related to customer billing for the Electric and Public Works departments. In
fact, during much of this time, the utility desk functions were being handled by a single employee
who recently moved into another department within the city. These challenges, along with
software limitations, have made it difficult for billing services to operate efficiently and effectively,
making it difficult to stay current with customer billing.
Util-Assist, Inc., is a firm that has provided innovative billing, technology and data-driven
solutions for utilities in the Lower 48 and in Canada since 2005. The Firm's mission is"to develop
simplified solutions to position our clients as leaders in efficiency, innovation and conservation.
We understand the utility perspective and have developed innovative, compelling solutions to
address utility needs, increase efficiencies, and ensure best value."
The Account Manager will take direction from and assign tasks for completion as directed by the
City Manager/Assistant City Manager or designee. Services will be managed primarily offsite and
will include but not be limited to: general administration, account management, cash
processing services, contact center services, supervisory services, state-of-the-art platforms
for voicemail and email functions, and infrastructure queue management. The assignments
will be completed by designated Firm team members.
City support employees will be available to assist the Firm Team by providing information,
documentation, and explanations. The city will also continue to manage all meter reading
and provide those readings to the Firm Team monthly.
The monthly rate for these outsourced services is $8,500 or $102,000 per year. There is also a
one-time fee of$36,000 for travel/lodging accommodations, onsite discovery/research, workshop
coordination, training and materials.
The use of these services will allow the City to eliminate a budgeted full-time utility billing position,
which at the current pay scale and benefit rates will result in estimated savings of $80,000 to
offset some of these costs.
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The contract will be structured to terminate with reasonable notice the billing services for electric
billing and adjust the contract's pricing should the City's electric system be sold Homer Electric
Association.
Comprehensive and Strategic Plan Consistency Information
This legislation is consistent with (citation listed):
Comprehensive Plan: 3.7.1.3 "Continue to improve the quality and efficiency of city
governmental services."
Strategic Plan:
Other:
Certification of Funds
Total amount of funds listed in this legislation: $ 0
This legislation (✓):
Creates revenue in the amount of: $
x Creates expenditure in amount of: $ 138,000
x Creates a savings in the amount of: $ 80,000
Has no fiscal impact
Funds are (✓):
Budgeted Line item(s): 01000-1140-7009-0123
X Not budgeted
Not applicable
Fund Balance Information
Affected Fund (✓):
X General SMIC Electric Wastewater
Boat Harbor Parking F1 Wat F1 Healthcare
Motor Pool Other
Note:amounts are unaudited
Fund Balance/Net position — restricted $ 2,597,995
Fund Balance/Net position — unrestricted/unassigned $ 5,860,108
Available Unrestricted Cash Balance: $ 8,526,929
Finance Director Signature:
Attorney Review
RxYes Attorney Signature:
Not applicable Comments:
125
Administration Recommendation
e✓ Adopt AM
Other:
126
MASTER SERVICES AGREEMENT
THIS MASTER SERVICES AGREEMENT by and between City of Seward, Alaska
("SEWARD") ("Client"), with a place of business at 410 Adams Street City Hall Building,
Seward, AK 99664, and Util-Assist Inc. ("UTIL-ASSIST") ("Supplier"), with a place of business
at 470 Harry Walker Parkway South, Newmarket, Ontario L3Y 0133 is made and entered into as
of the day of month, 2023 ("Effective Date").
RECITALS:
WHEREAS, Client wishes to retain Supplier to perform certain services on behalf of
Client, and Supplier wishes to perform such services, all on the terms and conditions set
forth in this Agreement.
NOW, THEREFORE, the parties hereby agree as follows:
ARTICLE 1
INTERPRETATION
Section 1.1 Defined Terms.
As used in this Agreement, the following terms have the following meanings:
"Account Manager" has the meaning specified at Section 15.1.
"Agreement" means this master services agreement.
"Arbitration Notice" has been the meaning specified in Article 16.
"Business Continuity Plan" has the meaning set out in Section 11.2(1).
"Change request" has the meaning specified at Section 9.1(1).
"Claim" has the meaning specified at Section 12.1(1).
"Client" means City of Seward. ("SEWARD").
"Client Data" has the meaning specified at Section 3.1.
"Client Technologies" has the meaning specified at Section 3.1.
"Confidential Information" means all confidential information in documents or other
tangible materials about, or disclosed by, either party to this Agreement, including
knowledge, technical and business information relating to such party's products,
research and development, production, costs, engineering processes, artwork, designs,
computer software, formulas, methods, ideas, concepts, contemplated new services,
improvements, associations with other organizations, accounting or financial information,
customers, suppliers, marketing, and past, present or future business plans and
business arrangements, together with the existence, terms and conditions of this
Agreement; but does not include information: (i) is generally known to the public on the
date of disclosure of same or becomes generally known to the public after such date
through no breach of this Agreement or any other obligation of confidentiality; (ii) was
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known by the party receiving such information under this Agreement without any
obligation to hold it in confidence at the time of disclosure; (iii) is received by the
receiving party after the date of disclosure by the other party hereunder from a third-
party without imposition, knowledge or breach of any obligation of confidentiality; (iv) is
independently developed by the receiving party after the date of disclosure by the
receiving party without access to Confidential Information of the disclosing party; (v) is
approved for release by written authorization of the disclosing Party; or (vi) that Client is
required to make public by state law, Section 1.6 of the City of Seward Charter or SCC
2.05.
"Deliverables" shall mean all work product first created by Supplier for delivery to Client
in connection with the Services provided hereunder, whether individually by Supplier or
jointly with Client, but shall not include any third-party software or related documentation
licensed directly to Client from a third-party or any Supplier Technology.
"Dependencies" has the meaning specified in Section 3.2.
"Designated Executives" means [insert] for Client and Mark Henderson, President and
CEO and Sabina Fjodorova, Chief Operating Officer for Supplier.
"Dispute" has the meaning specified at Section 15.4(1).
"Effective Date" means the date of this Agreement.
"Fees" has the meaning specified in Section 8.1.
"Governance Committee" has the meaning specified at Section 15.2.
"Indemnified Party" has the meaning specified at Section 12.3(1).
"Indemnifying Party" has the meaning specified at Section 12.3(1).
"Intellectual Property Rights" means any and all rights, in any jurisdiction, provided
under: (a) patent law; (b) copyright law (including moral rights); (c) trade-mark law
(including laws governing trade-marks, trade names and logos); (d) design patent or
industrial design law; (e) semi-conductor chip or mask work law; or (f) any other statutory
provision (including laws governing domain names), common law principle (including
trade secret law and law relating to information of the same or similar nature and
protected in the same or similar way) or equitable principle governing intellectual
property, whether registered or unregistered, and including rights in any and all
applications and registrations in respect of the foregoing.
"Law" means any and all (i) laws, constitutions, treaties, statutes, codes, ordinances,
principles of common and civil law and equity, orders, decrees, rules, regulations and
municipal by-laws, whether domestic, foreign or international, (ii) judicial, arbitral,
administrative, ministerial, departmental and regulatory judgments, orders, writs,
injunctions, decisions, rulings, decrees and awards of any governmental entity and
(iv) policies practices and guidelines of any governmental entity which, although not
actually having the force of law, are considered by such governmental entity as requiring
compliance as if having the force of law.
"Losses" has the meaning specified at Section 13.1.
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"Residuals" has the meaning specified at Section 10.1(6).
"Services" has the meaning specified at Section 2.1.
"Service Levels" has the meaning specified at Section 2.3(1).
"Statement of Work" has the meaning specified at Section 2.1.
"Supplier" means Util-Assist Inc. ("UTIL-ASSIST").
"Supplier Technology" has the meaning specified in Section 7.4.
"Term" has the meaning specified at Section 14.1.
"Transition Period" has the meaning specified at Section 14.4(1).
"Transition SOW" has the meaning specified in Section 14.1(1).
Section 1.2 Priority.
In the event of a conflict or inconsistency in any provisions in the Agreement, the main
body of this Agreement governs over the schedules to this Agreement. The Agreement governs
over any individual Statement of Work except to the extent that the Statement of Work expressly
specifies otherwise. If the parties intend a Statement of Work to change or override the
provisions of the Agreement, the Statement of Work must clearly indicate the parties' intention
to establish a different priority, including a clear acknowledgement specifically referring to the
provisions of the Agreement that are changed or overridden Notwithstanding the foregoing, no
provision in a Statement of Work may override any provision in the following Sections of the
Agreement: Article 7 (Intellectual Property, Licenses), Article 10 (Confidentiality) Article 12
(Indemnification), or Article 13 (Limitation of Liability).
Section 1.3 Rules of Interpretation.
In this Agreement, unless there is something in the subject matter or context inconsistent
therewith or unless otherwise herein provided:
(a) all references to a designated "Article", "Section" or other subdivision or to a
Schedule are to the designated Article, Section or other subdivision of, or
Schedule to, this Agreement;
(b) the provision of a Table of Contents, the division of this Agreement into Articles,
Sections and other subdivisions and the insertion of headings are for convenient
reference only and do not affect the construction or interpretation of this
Agreement;
(c) any reference to gender includes all genders. Words importing the singular
number only include the plural and vice versa;
(d) the word "or" is not exclusive. The words "including", "includes" and "include"
means "including without limitation";
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(e) references to "days" are to all days including, for the avoidance of doubt,
Saturdays, Sundays and bank holidays;
(f) all references to dollars or to I" are expressed in currency of the United States
of America;
(g) any capitalized term used in this Agreement or a Statement of Work that is not
otherwise defined will have the generally accepted industry or technical meaning
given to such term;
(h) unless otherwise specified, time periods within or following which any payment is
to be made or Notice is to be given will be calculated by excluding the day on
which the period commences and including the day on which the period ends
and by extending the period to the next Business Day following if the last day of
the period is not a Business Day. When a party has a right to performance by the
other party or a right to terminate this Agreement as of a particular date, that right
may be enforced or exercised notwithstanding any principles of equity, and the
party will be entitled to that performance or to terminate this Agreement on or
after such date; and
(i) a reference to any applicable law is to that applicable law as now enacted or as
the same may from time to time be amended, re-enacted or replaced.
ARTICLE 2
SERVICES
Section 2.1 Statements of Work.
Supplier shall provide to Client the services and deliverables in accordance with this
Agreement and each statement of work (each, a "Statement of Work") executed by the parties
(the "Services"). The form of Statement of Work to be used by the parties which specifies the
scope and terms upon which Services are to be provided to Client is attached hereto as
Schedule A. The parties may mutually agree to additional Statements of Work, which shall
become effective, upon execution by authorized representatives of both parties. All subsequent
Statements of Work shall incorporate the terms of this Agreement except as provided for in
Section 1.2. Each Statement of Work shall specify: (i) Supplier's specific obligations, including
all deliverables ("Deliverables") and tasks Supplier shall perform, develop or provide in the
course of performing the Services; (ii) the term of and performance schedule relating to such
Services; (iii) the applicable fees and payment terms for the Services; (iv) any responsibilities of
Client; (v) certain assumptions on which Supplier's performance of Services is based; and (vi)
any other pertinent terms and conditions.
Section 2.2 Provision of Services.
(1) The method and means of providing the Services shall be under the exclusive control,
management and supervision of Supplier. Unless otherwise specified in a Statement of
Work, it is understood and agreed that Supplier is not under any obligation to utilize any
specific software packages, hardware or technologies in the discharge of its
responsibilities under this Agreement. In addition, Supplier shall have the right to: (i)
control and supervise the activities of Supplier personnel who provide Services; (ii)
determine which persons shall perform the Services; and (iii) with respect to any
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individual, hire, reassign, promote, demote or terminate such person. In performing its
obligations under this Agreement, Supplier will be entitled to rely upon any routine
instructions, authorizations, approvals or other information provided to Supplier by
employees, contractors or agents of Client.
(2) Supplier may subcontract all or any portion of the Services from time to time; provided,
however, that Supplier shall remain responsible hereunder to Client for performance of
all such Services. Client hereby grants to such subcontractors all licenses, rights and
authorizations granted to Supplier herein and in any Statement of Work.
Section 2.3 Service Levels
(1) Supplier will perform the Services and/or Deliverables in accordance with the service
levels, if any, set out in the applicable Statement of Work ("Service Levels"). Any
changes to such Service Levels will be subject to the change control process set out in
Article 9.
(2) If Supplier fails to meet a Service Level, Supplier will use commercially reasonably
efforts to: (i) investigate and report on the causes of the problem giving rise to the
Service Level failure; (ii) advise Client of steps to be taken or already taken to remediate
the problem; (iii) provide Client with periodic updates as to the status of remediation; and
(iv) take appropriate preventative measures to mitigate future Service Level failures
arising from the same problem.
(3) Supplier will deliver to Client, with the agreed to frequency and level of detail required,
any reports set out in the applicable Statement of Work to enable Client: (i) to review the
fulfillment and accuracy of Supplier's provision of the Services; and (ii) compare
Supplier's actual performance against any specified Service Levels.
Section 2.4 Right to Perform Services for Others.
Supplier may market, develop, use and perform services, deliverables and products that
are the same as or similar to those provided to Client under this Agreement for other Supplier
clients. This Agreement shall not prevent or limit Supplier from using any of its personnel,
equipment, facilities or technology for such purposes.
ARTICLE 3
CLIENT OBLIGATIONS; DEPENDENCIES
Section 3.1 Client Obligations.
(1) In connection with Supplier's provision of the Services, Client shall perform those tasks
and fulfill those responsibilities specified in this Agreement and each Statement of Work.
Client shall cooperate with Supplier in the performance of the Services, including,
without limitation, by providing Supplier with: (i) timely use of and access to Client's
systems, software, facilities and other Client-owned, controlled or licensed hardware,
software, and technologies (collectively, "Client Technologies") reasonably necessary
for the performance of the Services; (ii) access to and support of qualified employees,
contractors and agents of Client; and (iii) accurate, reliable and timely information
required by Supplier for the performance of the Services ("Client Data"). Client warrants
that it has all necessary rights or approvals for Supplier to use all Client Technologies,
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Client Data and other Client provided resources in connection with the performance of
the Services. Client shall be responsible for the performance of its employees,
contractors and agents, and represents and warrants that any information and data
provided by Client to Supplier (including Client Data), on which Supplier has based the
Services and prices, are accurate and complete in all material respects.
(2) Client will notify Supplier in a timely manner regarding changes in laws and regulations,
including without limitation those that are particular to its industry, which may affect
Supplier's provision of, or Client's use of, the Services. If necessary, the parties shall
initiate the change control process set forth in Article 9 to address any performance-
related issues which may arise as a result of any such changes.
Section 3.2 Dependencies.
The parties acknowledge and agree that the Services under any Statement of Work may
be dependent upon the timely and satisfactory completion of certain conditions by Client
("Dependencies"). Dependencies shall include without limitation: (i) the completeness,
accuracy and quality of information (including Client Data), resources, changes, work product or
support provided by Client or a third-party, if any; (ii) Client's timely exercise of relevant rights of
approval or consent; (iii) Client's satisfactory performance of its responsibilities; (iv) Client's
provision of required access to Client facilities and personnel, consents to use of third-party
license or Client Technologies; and (v) the validity of any assumptions described in a Statement
of Work. In the event any Dependencies have not been satisfied, Supplier may, without liability,
suspend or delay work under the applicable Statement of Work and proceed by implementing
the change control process described in Article 9 of this Agreement.
Section 3.3 No Responsibility for Third-Party Actions.
While Supplier will use reasonable efforts to cooperate and coordinate the Services with
third-party suppliers of services to Client, Supplier will not be liable or otherwise responsible for
any Service delays, interruption or degradation attributable to acts or omissions of any such
third-party.
ARTICLE 4
INSURANCE
Section 4.1 Supplier Insurance.
(1) Supplier will procure and maintain in force throughout the Term and for a period of one
year after the expiration or termination of this Agreement the insurance coverage as set
out in Schedule B.
(2) Supplier will provide Client with acceptable evidence of insurance, in the form of a
certificate of insurance to be signed by the authorized broker or agent, prior to
commencing the Services.
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ARTICLE 5
AUDITS AND RECORD RETENTION
Section 5.1 Record Retention.
(1) During the Term and for three (3) years after the expiration of the Term of the
Agreement, the Supplier shall maintain all necessary records to substantiate all charges
and payments under the Agreement within the prior one (1) year period.
(2) Client may, at its own expense and upon reasonable advance notice to the other Party
(but no more than once during each year of the Agreement), engage an independent
accounting firm reasonably acceptable to Supplier to conduct an audit of the relevant
financial records of the Supplier solely to the extent necessary to verify the accuracy of
Supplier's invoices. Any such audit shall be conducted: (i) in accordance with Supplier's
security policies and procedures; (ii) during the Supplier's normal business hours for the
location at which the audit is being provided or at other times mutually agreed upon by
the parties; (iii) in such a manner so as to minimize interference with the Supplier's
normal business operations; and (iv) subject to the reasonable confidentiality restrictions
required by Supplier that are at least as restrictive as those provided in this Agreement.
No access will be provided to any records related to Supplier's cost of providing the
Services, profit or loss or third-party charges not payable by Client as pass through
charges.
ARTICLE 6
REPRESENTATIONS AND WARRANTIES
Section 6.1 Representations of Supplier.
(1) As of the Effective Date and continuing throughout the Term, Supplier represents,
warrants and covenants to Client, that:
(a) Supplier has, and shall continue to have for the duration of this Agreement and
for such time after the expiry or termination of this Agreement and each
Statement of Work as is necessary for the performance of its obligations under
this Agreement and each Statement of Work, full capacity and authority and all
necessary governmental, administrative and regulatory authorizations, licenses,
permits and consents to enter into and to perform this Agreement and to provide
the Services;
(b) Supplier is a company duly incorporated, validly existing and in good standing
under the laws of its jurisdiction of incorporation and this Agreement is executed
by duly authorized representatives of Supplier;
(c) all of Supplier's responsibilities and obligations pursuant to this Agreement shall
be:
(i) fulfilled by appropriately experienced, qualified and trained professional
personnel with all due skill, care and diligence; and
(ii) performed in good and workmanlike manner, consistent with generally
accepted industry practices;
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(d) shall perform its obligations in a manner that complies, in all material respects,
with all statutory and regulatory requirements applicable to Supplier;
(e) the Services will conform to any specifications and other requirements specified
in the applicable Statement of Work;
(f) the receipt and use by Client of the Services in accordance with this Agreement,
the provision by Supplier or its subcontractors of the Services, and the grant of
rights to Client pursuant to Section 7.2 will not constitute an infringement or
misappropriation of any intellectual property rights of any third-party;
(g) as at the date of their supply or performance and only to the extent that the
Services require access to Client's information technology systems, the Services
will not contain anything and nothing will, as at the date of their supply or
performance or thereafter arising from such supply or performance, be inserted
or entered into the Services or any systems of Client by virtue of any access
provided hereunder, including any computer program code, computer virus,
computer worm, Trojan horse, authorization key, license control utility or
Software lock, which is likely to:
(i) impair the operation of the Services or any computer systems or
programs used by Client; or
(ii) cause loss of, or corruption or damage to, any program or data held on
the Services or any computer systems or programs used by Client.
Section 6.2 Disclaimer
The warranties set forth in this Section 6.1 are the only warranties provided by Supplier
and are exclusive and in lieu of all other warranties and conditions, express, implied, statutory or
otherwise with respect to the Services or Deliverables (including the performance of materials or
processes developed or provided or the results that can be obtained therefrom) pursuant to this
Agreement. All other warranties including all implied warranties and conditions of
merchantability and fitness for a particular purpose are expressly disclaimed. Supplier shall not
be liable for any services, products or materials provided by third-party vendors, developers or
consultants, including but not limited to the selection thereof.
Section 6.3 Representations of Client.
As of the Effective Date and continuing throughout the Term, Client represents, warrants
and covenants to Supplier, that:
(a) Client has, and shall continue to have for the duration of this Agreement and for
such time after the expiry or termination of this Agreement and each Statement
of Work as is necessary for the operation of its business and the receipt of the
Services under this Agreement and each Statement of Work, full capacity and
authority and all necessary governmental, administrative and regulatory
authorizations, licenses, permits and consents to operate its business;
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(b) Client is a company duly incorporated, validly existing and in good standing
under the laws of its jurisdiction of incorporation and this Agreement is executed
by duly authorized representatives of Client;
(c) shall perform its obligations in a manner that complies, in all material respects,
with all statutory and regulatory requirements applicable to Client; and
(d) the grant of rights to Supplier for the receipt and use of any Client Intellectual
Property by Supplier or its contractors in the performance of its obligations
hereunder and in accordance with the terms of the Agreement will not constitute
an infringement or misappropriation of any Intellectual Property Rights of any
third-party.
ARTICLE 7
INTELLECTUAL PROPERTY; LICENSES
Section 7.1 Supplier Technology.
(1) Supplier has created, acquired or otherwise has rights in, and may, in connection with
the performance of the Services hereunder, employ, provide, modify, create, acquire or
otherwise obtain rights in, various data, technology, methods and methodologies,
processes, know-how, ideas, techniques, models, templates, algorithms, development
tools, software code, documentation, tools, software and interfaces, utilities and routines,
and logic, coherence and methods of operation of systems (collectively, the "Supplier
Technology").
(2) Client acknowledges that Supplier has expended material expense in creating the
Supplier Technology and has a proprietary interest therein. Client covenants that it will
not sublicense, disclose, display, copy, distribute or use the Supplier Technology for any
other purpose than that set out in Section 7.2 and will hold in strict confidence the
Supplier Technology. Neither Client, nor any third-party, shall modify, adapt, translate,
prepare derivative works from, decompile, reverse engineer, or, if applicable, otherwise
attempt to derive any source code from the Supplier Technology. Neither Client, nor any
third-party, shall remove, obscure or alter Supplier's copyright notices, trademarks or
other proprietary rights or notices affixed to or contained in the Supplier Technology.
(3) Client further acknowledges and agrees that in the event of a breach or threatened
breach by Client of any of the provisions of this paragraph, Supplier may suffer
irreparable damages and have no adequate remedy at law and accordingly will be
entitled to seek injunctive relief and Client agrees not to plead sufficiency of damages as
a defense.
Section 7.2 Intellectual Property Rights of Client.
(1) Subject to Client's performance of all of its material obligations under this Agreement
(including full payment of amounts due to Supplier under the Agreement), Supplier
hereby grants to Client (i) a non-transferable, non-exclusive, non-sub-licensable, royalty-
free license to fully use the Deliverables in any manner for its internal business
purposes; and (ii) a non-transferable, non-exclusive, non-sub-licensable, royalty-free,
license to use, solely in connection with Client's receipt of the Services, any Supplier
Technology contained in the Deliverables. Supplier shall retain and shall own exclusively
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all right, title and interest in and to all Supplier Technology and derivative works thereof
(including the Deliverables) and all Intellectual Property Rights inherent therein or
appurtenant thereto. In addition, Supplier retains the right to use, in any manner
whatsoever and on its own behalf or on behalf of others, all Supplier Technology from
Supplier's knowledge, experience and know-how, including processes, ideas, concepts
and techniques developed in connection with or as a result of the Services provided
under this Agreement.
Section 7.3 License Grant to Supplier.
Client hereby grants to Supplier, solely for the benefit and use by Supplier to provide the
Services to Client during the Term (as defined below) and during any transition period as set
forth in Section 14.4(1), a non-exclusive, non-transferable, sub licensable and royalty-free
license to access, make, use, execute, reproduce, display, perform, distribute and prepare
modifications, enhancements, upgrades or other derivative works based on any Client Data or
Intellectual Property Rights of Client solely in the performance of the Services (including the
creation of any Deliverables) for Client in accordance with the terms of this Agreement.
Section 7.4 No Rights.
(1) Except as expressly set forth herein, no license is granted by either Party to the other
with respect to any technical or business information, or with respect to rights in any
patents, trademarks, copyrights or other rights of authorship and other Intellectual
Property Rights, including but not limited to Supplier Technology. Nothing in this
Agreement shall be construed to grant to either Party any ownership or other interest, in
the Confidential Information or proprietary technology of the other or of third parties,
except as may be provided under a license specifically applicable to such Confidential
Information or technology.
(2) Neither Party shall use any mark or logo of the other Party except where required to
perform an obligation, or enforce a right, set forth hereunder, and only if it has received
the prior written permission of the Party owning such mark or logo to do so.
Section 7.5 Suggestions and Feedback.
Client acknowledges and agrees that the provision or disclosure of suggestions or
feedback to Supplier ("Suggestions") will not be subject to any obligation of confidentiality. By
providing Suggestions to Supplier, Client hereby assigns to Supplier and waives any and all of
Client's rights in and to such Suggestions.
ARTICLE 8
FEES AND PAYMENTS
Section 8.1 Fees.
During the Term, Client shall pay to Supplier, in accordance with Article 8, the fees set
out in each Statement of Work, plus any applicable taxes and duties, including, excise, sales,
use and value added taxes and any reasonable out-of-pocket expenses (collectively the
"Fees"). Client agrees that on each anniversary of the Effective Date, there will be an annual
increase of 3% or CPI, whichever is higher. Such fee increase shall be effective without further
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notice required to be provided by Supplier and will be reflected on the first invoice to be sent to
Client after the effective date of such increase.
Section 8.2 Taxes.
(1) Client shall bear all taxes, duties, levies, and other similar charges (and any related
interest and penalties), however designated, imposed as a result of the existence or
operation of this Agreement, including but not limited to any tax which Client is required
to withhold or deduct from payments to Supplier.
(2) If Client is required to bear a tax pursuant to Section 8.2(1) above, Client shall pay such
taxes and other charges and any additional amounts as are necessary to ensure that the
net amounts received by Supplier after all such payments or withholdings equal the
amounts to which Supplier is otherwise entitled under this Agreement as if such taxes, or
other charges, did not exist.
Section 8.3 Payment Obligation of Client.
(1) All amounts invoiced by Supplier are due within 30 days of the date of the invoice. If
Client fails to pay, when due, any amount payable hereunder, without limitation of any
right or remedy available to Supplier at law, in equity or by contract, Client agrees to pay,
in addition to any amount past due, interest accrued thereon calculated at a rate of one
and one-half percent (1.5%) per month and all reasonable expenses incurred by
Supplier in enforcing this Agreement, including all reasonable attorneys' fees and other
costs of collection. Without limitation of the foregoing, if Client is delinquent in payment,
Supplier may, upon notice to Client and at its discretion (i) modify the payment terms to
require full payment before providing further Services; or (ii) require other assurances to
secure Client's payment obligations.
(2) Any dispute in respect of Fees shall be subject to dispute resolution set out in Article 15.
Notwithstanding the foregoing, Client shall be liable to make timely payment on all
undisputed Fees.
Section 8.4 No Abatement or Set-Off.
Client agrees that any sums payable to Supplier under this Agreement shall not be
subject to any abatement, set-off, or recoupment.
ARTICLE 9
CHANGE CONTROL
Section 9.1 Change Control Process.
(1) Either Party may request a change to the Services and Deliverables provided under the
Agreement or a Statement of Work by submitting to the other Party a written change
request reasonably detailing the scope and priority of the desired changes. Such change
request shall be delivered to the other Party's Account Manager and shall be expressly
identified as a "Change Request". The Supplier shall promptly evaluate each change
requested by Client and shall promptly provide Client with a written impact assessment
that addresses relevant factors, including the implications for deadlines, fees and any
other terms and conditions.
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(2) No change request shall be implemented or incorporated unless and until both parties
have executed a written change order. Each change order shall contain a description of
any additional services to be performed, a statement of the impact of the changes on the
Services, Deliverables, deadlines, costs or other requirements of the Statement of Work,
if applicable and signatures of each Party.
ARTICLE 10
CONFIDENTIALITY
Section 10.1 Confidentiality Obligations.
(1) Each Party will, in its capacity as a receiving Party:
(a) not use Confidential Information of the disclosing Party for any purpose, other
than as may be reasonably necessary for the performance of its obligations set
out in this Agreement or the exercise of its rights hereunder;
(b) not disclose, provide access to or transfer any Confidential Information of the
disclosing Party except to those employees, contractors and agents with a need
to know or access such information to perform the obligations set out in this
Agreement and to such Party's legal, financial, accounting or other advisors who
are subject to obligations of confidentiality to provide applicable professional
advisory services;
(c) shall protect the Confidential Information of the other Party by exercising at least
the same measures that such Party uses to protect its own Confidential
Information of like character, which shall be no less than a reasonable standard
of care; and
(d) advise all employees, agents and contractors having access to any or all of the
Confidential Information of the other Party of the confidentiality obligations set
forth herein.
(2) Notwithstanding Section 10.1(1) each Party, in its capacity as a receiving Party, may
disclose Confidential Information of the other Party:
(a) if and to the extent required by a governmental or regulatory authority or
otherwise as required by applicable law, provided that the receiving Party
provides the disclosing Party notice of such compelled disclosure (except where
prohibited by applicable law from doing so) and uses commercially reasonable
efforts to provide the disclosing Party with an opportunity to take such steps, at
the expense of the disclosing Party, to challenge or contest such disclosure or
seek a protective order. Thereafter, the receiving Party may disclose the
Confidential Information of disclosing Party, but only to the extent required by
applicable law and subject to any protective order that applies to such disclosure;
and
(b) to potential permitted assignees or successors of the receiving Party if and to the
extent that such persons need to know such Confidential Information in
connection with a potential sale, merger, amalgamation or other corporate
transaction involving the business or assets of receiving Party.
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(3) Each Party is liable for any breach by its respective employees, agents or contractors of
the confidentiality obligations set out herein.
(4) Supplier shall, at all times and upon the expiration or termination of this Agreement,
promptly follow any instructions provided by Client for the return or destruction of Client's
Confidential Information, provided that (i) Supplier may retain such copies in its archival
or back-up computer storage for the period it normally archives backed-up computer
records, and (ii) such back-up copies shall be subject to the provisions of this Agreement
until the same are destroyed, and shall not be accessed by Supplier during such period
of archival or back-up storage other than as might be permitted herein.
(5) Notwithstanding anything to the contrary in this Agreement, Supplier shall have the
irrevocable right to use for any purpose the Residuals resulting from Supplier's
performance of the Services. "Residuals" means disclosed Client Confidential
Information remembered by those individuals within the scope of Supplier's obligations
under this Agreement who no longer have access to the disclosed Client Confidential
Information. However, Residuals does not include any detailed financial or personnel
data, or the identity of Client.
(6) The parties acknowledge that breach of any provisions of this Article may cause
irreparable harm to the disclosing Party or to any third-party to whom the disclosing
Party owes a duty of confidence, and that the injury to the disclosing Party or to any
third-party may be difficult to calculate and inadequately compensable in damages. The
receiving Party agrees that the disclosing Party may be entitled to obtain injunctive relief
(without proving any damage sustained by it or by any third-party) or any other remedy
against any actual or potential breach of the provisions of this Article.
ARTICLE 11
SECURITY
Section 11.1 Supplier Obligations.
(1) Supplier shall maintain adequate and appropriate technological, physical and
organizational security measures and standards for security and configuration with
respect to its facilities, computer systems, employees, contractors, third parties under its
control, and other matters relating to this Agreement, in accordance with the applicable
policies of Supplier. Supplier shall take reasonable precautions, as applicable, including
the implementation of appropriate access controls to prevent unauthorized access of the
Confidential Information of Client while such information is in the possession of Supplier
or through the Supplier's access privileges. In addition, Supplier shall take the same
measures that it uses with its own Confidential Information to prevent the loss, damage,
unauthorized modification or destruction of the Confidential Information of Client in its
possession or control.
(2) Supplier shall ensure that all Client Data that it receives and stores, and which has not
previously been disposed of in accordance with this Agreement, is maintained,
accessed, used and transmitted from, to and within a secure environment as appropriate
to the Services performed. Supplier and Client are each responsible for fully complying
with any and all obligations applying respectively to them under applicable laws,
including, but not limited to those laws pertaining to data protection and privacy.
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Section 11.2 Business Continuity
(1) Supplier shall at all times comply with its business continuity and disaster recovery plan
("Business Continuity Plan"). Upon written request of Client, Supplier shall provide a
copy of its Business Continuity Plan to Client within thirty (30) days of such request.
ARTICLE 12
INDEMNIFICATION
Section 12.1 Intellectual Property Indemnity.
(1) Subject to Section 12.1(3), if a third-party claims that any Services provided or
Deliverables delivered to the Client by the Supplier infringes any Intellectual Property
Rights enforceable in Canada, the Supplier will defend Client against such third-party
claim, demand or action ("Claim") at the Supplier's expense. The Supplier will pay all
costs, damages and legal fees that a court finally awards or are included in a settlement
agreed to by the Supplier, provided that the Client:
(a) promptly notifies the Supplier in writing of the Claim; and
(b) cooperates with the Supplier, and allows the Supplier to control, with the Client's
participation and cooperation, the defense and any related settlement
negotiations.
(2) If such a Claim is made or appears likely to be made under Section 12.1(1), Client
agrees that the Supplier may (i) procure the right for Client, at the Supplier's cost for
Client to continue to use the Services and Deliverables; or (ii) provide Client with a non-
infringing replacement or modification which meets the specifications and functionality
required in this Agreement and the applicable Statement of Work in all material respects.
(3) The Supplier has no obligation and no liability pursuant to this Agreement regarding any
Claim based upon any of the following:
(a) Client's modification of the Service, Deliverables or use of any software provided
hereunder in other than the operating environment specified for the software;
(b) the combination, operation or use of the Service, Deliverables or anything
provided under this Agreement with any programs, hardware or software that the
Supplier did not provide, unless the Supplier has specifically approved of the
other programs, hardware or software for such combination, operation or use;
(c) compliance with Client's written requirements for the Services and Deliverables;
or
(d) infringement by anything provided first by Client for use in providing the Services
and Deliverables including pursuant to the license grant in Section 7.3.
(4) If a third-party claims that any Services provided or Deliverables delivered to the Client
by Supplier under this Agreement infringes any Intellectual Property Right enforceable in
United States and the alleged infringement is based upon:
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(a) compliance with Client's written requirements for the Services and Deliverables;
or
(b) infringement by anything provided first by Client for use in providing the Services
and Deliverables including any Client Data or Client Confidential Information;
then the Client will defend the Supplier against the Claim at Client's expense. In this
regard, Client will pay all costs, damages and reasonable legal fees that a court finally
awards or are included in a settlement agreed to by Client, provided that the Supplier:
(i) promptly notifies Client in writing of the Claim; and
(ii) cooperates with Client in, and allows Client to control, with the Supplier's
participation and cooperation, the defense and any related settlement
negotiations.
Section 12.2 General Indemnities.
(1) Supplier shall indemnify and defend Client, in accordance with the procedures set forth
in Section 12.3, from and against any losses suffered by Client pursuant to a Claim, to
the extent arising from:
(a) any breach of the Agreement as a result of the gross negligence, fraud or willful
misconduct of the Supplier;
(b) damage to or loss of any real or tangible personal property of Client in the
possession or under the control of Supplier from (i) a breach of the Agreement by
Supplier; or (ii) the gross negligence, fraud or willful misconduct of Supplier;or
(2) Client shall indemnify and defend Supplier, in accordance with the procedures set forth
in Section 12.3, from and against any losses suffered by Supplier pursuant to a Claim to
the extent arising from:
(a) Any breach of the Agreement as a result of the gross negligence, fraud or willful
misconduct of Client;
(b) damage to or loss of any real or tangible personal property of Supplier in the
possession or under the control Client from (i) a breach of the Agreement by
Client or (ii) the gross negligence, fraud or willful misconduct of Client
(c) a breach by Client of its obligations under Article 10 (Confidentiality); or
(d) the breach or alleged breach or misrepresentation by Client of any agreement
with its customers arising from Client's use of the Services provided by Supplier
in compliance with this Agreement.
Section 12.3 Indemnification Procedures.
(1) The Party seeking indemnification under this Agreement (the "Indemnified Party") shall
notify the other Party (the "Indemnifying Party") promptly after the Indemnified Party
receives notice of a Claim for which indemnification is or may be sought under this
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Agreement, provided, however, that no failure to so notify the Indemnifying Party shall
not relieve the Indemnifying Party of its indemnification obligations under this Agreement
except to the extent that it is materially prejudiced by such failure. The Indemnifying
Party will have the right to control, in a manner not adverse to the Indemnified Party, the
defense and settlement of any Claim using counsel reasonably acceptable to the
Indemnified Party. The Indemnified Party may employ counsel, at its own expense, with
respect to any such Claim (provided that if counsel is employed due to a conflict of
interest or because the Indemnifying Party does not assume control of the defense, the
Indemnifying Party will bear such expense). The Indemnifying Party will not enter into
any settlement of a Claim that adversely affects the Indemnified Party's rights or
interests without the Indemnified Party's prior written approval, provided that the
Indemnifying Party may agree to any monetary settlement of any Claim without any
admission of liability of the Indemnified Party.
(2) The indemnification rights of the Indemnified Party under this Agreement shall be the
exclusive remedy of the Indemnified Party with respect to the Claims to which such
indemnification relates.
ARTICLE 13
LIMITATION OF LIABILITY
Section 13.1 Maximum Liability.
(1) Subject to Section 13.2 below, the maximum aggregate amount of either Party's liability
for any and all losses, damages and other similar amounts payable by either Party, and
arising out of or in connection with this Agreement or any Statement of Work, shall not
exceed two times the Fees paid by Client to Supplier for the immediately preceding
twelve (12 month) period prior to the notice of Claim for that specific Statement of Work.
Section 13.2 Direct Damages.
Except for a Party's indemnification obligations, to the maximum extent permitted by
applicable law, in no event shall either Party or its subsidiaries or affiliates be liable to the other
Party for any incidental, consequential, indirect, special, or punitive damages (including, but not
limited to, lost profits (except on Supplier's fees for services), business interruption, loss of
business information or other pecuniary loss, and including any of such alleged to result from
such Party's exercise of its rights under this agreement) regardless of whether such liability is
based on breach of contract, tort (including negligence), strict liability, breach of warranties,
failure of essential purpose or otherwise and even if advised of the possibility of such damages.
The Parties understand and agree that the exclusions and limitations of liability set forth in this
Section 13 represent the parties' agreement as to allocation of risk between them in connection
with their respective obligations under this agreement. The fees payable to Supplier reflect, and
are set in reliance upon, this allocation of risk and the exclusions and limitations of liability set
forth in this Agreement.
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ARTICLE 14
TERM AND TERMINATION
Section 14.1 Term.
(1) This Agreement shall remain in effect from the Effective Date until terminated pursuant
to the terms of this Agreement.
Section 14.2 Termination byClient.
(1) Client may terminate this Agreement or a Statement of Work for cause:
(a) with 30 days' prior written notice if Supplier party is in material breach or default
of any obligation thereunder, which breach or default is not substantially cured
within thirty (30) days of Client's written notice of such breach, provided that the
failure to cure is not as a result of a breach by Client;
(b) immediately upon written notice if Supplier files a petition in bankruptcy, makes
application or files a petition seeking any re-organization, arrangement,
composition or similar relief under any law regarding insolvency or relief for
debtors or makes an assignment for the benefit of creditors, or if a receiver or
receiver and manager, trustee or similar officer is appointed for the business or
property of Supplier or any part thereof, or if any involuntary petition, application
or other proceeding under any bankruptcy or insolvency law is instituted against
Supplier and is not stayed, otherwise enjoined or discharged within fifteen (15)
Business Days;
Section 14.3 Termination or Suspension by Supplier.
(1) Supplier may terminate this Agreement or a Statement of Work for cause:
(a) with 30 days' prior written notice if, subject to Section 14.3(2), Client is in material
breach or default of any obligation thereunder, which breach or default is not
substantially cured within thirty (30) days of Supplier's written notice of such
breach, provided that the failure to cure is not as a result of a breach bySupplier;
(b) immediately upon written notice if Client files a petition in bankruptcy, makes an
application or files a petition seeking any re-organization, arrangement,
composition or similar relief under any law regarding insolvency or relief for
debtors or makes an assignment for the benefit of creditors, or if a receiver or
receiver and manager, trustee or similar officer is appointed for the business or
property of Supplier or any part thereof, or if any involuntary petition, application
or other proceeding under any bankruptcy or insolvency law is instituted against
Supplier and is not stayed, otherwise enjoined or discharged within fifteen (15)
Business Days; or
(c) immediately upon written notice if there is a change in law or regulation that
substantially prevents Supplier or Client from continuing its operations as they
have previously been conducted;
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(2) In the event that Client fails to pay any material amount due to Supplier hereunder and
does not cure such default within five (5) business days of being notified of such default,
then Supplier may, by giving written notice thereof to Client, at its discretion, suspend
performance of the Services or terminate this Agreement, or the applicable Statement of
Work, as of a date specified in such notice. Supplier's election to suspend performance
will not be a waiver of(i) its subsequent right to immediately terminate this Agreement or
the applicable Statement of Work, if payment is not received by a date set forth in any
notice provided by Supplier or (ii) any other remedies available to the Supplier.
Section 14.4 Effect of Termination.
(1) Upon the effective date of the expiration or termination of a Statement of Work, Supplier
shall, upon Client's written request, for a period not to exceed three (3) months
("Transition Period") reasonably cooperate with Client to transition such terminated
services to Client or a Client-designated third-party, which assistance, including the
applicable rates and fees will be detailed in a Statement of Work ("Transition SOW").
(2) During such Transition Period, and upon Client's written request, Supplier may continue
to provide the applicable Services at the then existing-terms and charges set forth in this
Agreement and the applicable Statements of Work for the period of time set forth in the
Transition SOW, provided that payment for such services shall be made in advance if
there are undisputed amounts owed to Supplier at the time of expiration ortermination.
(3) In connection with the Termination Transition and in order to facilitate the transition of
such data to another system, Supplier may provide Client, at Client's expense and as
further set out in the Transition SOW, access to all tables, file specifications, notes and
reports prepared pursuant to this Agreement and of the Client Data, an updated data
dictionary in connection therewith and a subject matter expert for assistance in data
transition and, at the request of Client, provide (i) within ten (10) Business Days of a
request to so provide, an estimate of all out-of-pocket expenses to be incurred by
Supplier in connection with providing a replication of such tables, file specifications,
notes and reports and the Client Data in such format indicated in such request and (ii)
within fifteen (15) Business Days of Client indicating to Supplier that it must proceed with
fulfilling such request and provided that Client shall reimburse all out-pocket expenses
incurred by Supplier in connection therewith, a replication of such tables, file
specifications, notes and reports and the Client in such format indicated in such request
or as otherwise agreed by Client and Supplier.
(4) Without limiting the foregoing, Client's obligation to pay all amounts due and owing to
Supplier for all Services provided and expenses incurred as of the date of termination,
and all costs and expenses related to any such expiration or termination, including any
termination fees agreed to in any Statement of Work shall survive.
(5) Section 2.4, Section 3.3, Section 5.1, Section 6.2, Section 7.1, Section 7.2, Section 7.4,
Section 8.3, Section 8.4, Section 10.1, Article 13, Article 16, Article 17 and Article 18,
and any provisions in a Statement of Work specified as surviving, shall survive any
termination of this Agreement and termination or expiration of any Statement of Work.
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ARTICLE 15
GOVERNANCE AND DISPUTE RESOLUTION
Section 15.1 Account Managers.
Each Party shall appoint in the applicable Statement of Work an individual who shall
serve as the primary representative of such Party under this Agreement (each, an "Account
Manager"). The Account Managers shall: (i) have overall responsibility for managing and
coordinating the performance of such Party under this Agreement; (ii) attend all Client regularly
scheduled meetings and planning sessions as reasonably requested by Client; (iii) be
authorized to act for and on behalf of such Party under this Agreement to resolve issues that
may arise during the course of the Agreement; and (iv) attempt to resolve disputes in
accordance with this Agreement.
Section 15.2 Governance Committee.
The parties each shall appoint its respective Account Manager and one senior officer to
serve on a governance committee (the "Governance Committee"). The Governance
Committee shall be authorized and responsible for (i) overseeing the overall progress of the
Services; (ii) establishing general policies; and (iii) monitoring and resolving disputes referred to
it by the Account Managers in accordance with this Agreement.
Section 15.3 Governance Committee Meetings.
The Governance Committee may meet by phone or other means or at such other
frequency as mutually agreed to by the parties.
Section 15.4 Dispute Resolution.
(1) In the event that any question, dispute, difference or claim arises out of or in connection
with this Agreement, including a question regarding its existence, validity, performance
or termination (each a "Dispute"), the Account Managers shall initially attempt to resolve
the Dispute in good faith. If after five (5) Business Days, the Dispute cannot be resolved,
such Dispute shall be escalated to the Governance Committee.
(2) The Governance Committees shall meet to discuss and seek to resolve an escalated
Dispute within three (3) Business Days after the Account Managers have failed to
resolve the Dispute. If the Dispute is not resolved by the Governance Committees within
five (5) Business Days thereafter, either Party may require that the Dispute be referred
to the Designated Executives for resolution.
(3) If the Designated Executives are unable to resolve the Dispute within five (5) Business
Days thereafter, or such other period as the Designated Executives may agree upon,
either Party may submit the Dispute to arbitration under Section 15.2.
ARTICLE 16
ARBITRATION
In the event that the parties are unable to resolve any dispute pursuant to Article 15,
either Party may by means of written notice ("Arbitration Notice") to the other to require any
such dispute to be settled by means of arbitration. In
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the event that a Party elects to resolve such dispute by arbitration, the following provisions will
apply:
(1) The Arbitration Notice will contain a concise description of the matters submitted for
arbitration and propose a single arbitrator.
(2) The single arbitrator will be appointed by mutual agreement of the parties or, if they do
not agree within ten (10) Business Days following the delivery of the Arbitration Notice,
the arbitration will be heard by a panel of three arbitrators, with each Party naming a
nominee to act as arbitrator and the two nominees selecting a third (or if the two
nominees fail to agree on the third arbitrator within three (3) Business Days following
their appointment, the third arbitrator will be appointed by the American Arbitration
Association, acting solely as an appointing authority).
(3) The arbitrator(s) will be qualified by training and education to rule upon the particular
matters to be decided in the arbitration.
(4) The arbitrator or arbitrators will determine the procedure for the arbitration. The
procedure will include at least one opportunity for written submissions by or on behalf of
each of the parties, and may include proceedings by way of exchange of oral argument,
hearings with or without witnesses and such other procedures as the arbitrator or
arbitrators deem appropriate. The arbitrator or arbitrators will have no power to amend
the provisions of this Agreement.
(5) The parties agree that time is of the essence in the conduct of the arbitration
proceedings and the parties and the arbitrator or arbitrators will conduct the arbitration in
an expeditious manner, unless the subject matter of the Dispute requires otherwise. The
hearing will take place no more than forty-five (45) days after the appointment of the
arbitrator or arbitrator, and the arbitration decision will be rendered by the arbitrator or
arbitrators no later than thirty (30) days after the end of the hearing.
(6) The arbitration will be take place in Anchorage, Alaska and the language of the
arbitration shall be English.
(7) The arbitration award will deal with the costs of the arbitration, which may include the
arbitrators' fees and expenses, the provision of a reporter and transcripts, reasonable
legal fees and reasonable costs of preparations, as appropriate. The arbitrator or
arbitrators may also award the payment of interest on any award amount at a rate
determined in the sole discretion of the arbitrator or arbitrators.
(8) The arbitration award will be non-binding and will be subject to appeal by either Party.
(9) The Parties agree that the arbitration will be kept confidential and that the existence of
the proceeding and any element of it (including any pleadings, briefs or other documents
submitted or exchanged, any testimony or other oral submissions and any awards) will
not be disclosed beyond the arbitrator or arbitrators, the parties, their counsel and any
Person necessary to the conduct of the proceeding, except as may lawfully be required
in judicial proceedings relating to the arbitration or otherwise or as may be required by
applicable Law.
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(10) Nothing in this Section will be interpreted to prevent a Party from instituting legal
proceedings at any time in its sole discretion.
ARTICLE 17
NOTICES
Section 17.1 Notices.
All notices, authorizations, and requests in connection with this Agreement shall be
deemed given on the day they are (i) deposited in the mails, postage prepaid, certified or
registered, return receipt requested; or (ii) sent by air express courier (e.g., DHL, Federal
Express or Airborne), charges prepaid; and addressed to the other Party at the address stated
in the preamble hereto or any other such address as such Party has designated in writing; or (iii)
delivered by hand.
ARTICLE 18
MISCELLANEOUS
Section 18.1 Assignment.
(1) This Agreement may not be assigned, transferred or encumbered by the Parties hereto
in any way, by operation of law or otherwise, nor may either Party delegate any of its
duties under this Agreement (except as expressly permitted by this Agreement), without
the prior written consent of the other Party, which shall not be unreasonably withheld.
(2) Notwithstanding the foregoing, either Party may assign this Agreement and its rights and
obligations hereunder to an entity that controls, or is controlled by, or is under the
common control of such Party, or in connection with any merger, acquisition, divestiture
or other corporate reorganization of such Party; provided, however, that Client may not
so assign this Agreement or any portion thereof to (i) any competitor of Supplier, or (ii)
any entity as to which Supplier has not given prior written approval based on the
financial soundness of such entity (which approval shall not be unreasonably withheld).
The Services are provided solely for the benefit of Client. Unless specifically permitted
by Supplier in writing, the Services and the software and materials provided hereunder
may not be transferred or sold by Client to any third-party. This Agreement shall apply
to, inure to the benefit of, and be binding upon the parties hereto and upon their
permitted successors in interest and permitted assigns. Any purported transfer,
assignment, encumbrance or delegation in contradiction of this paragraph shall be null
and void and of no force or effect.
Section 18.2 Applicable Law.
This Agreement shall be governed by the laws of the State of Alaska (without regard to
its conflict of laws principles). The parties hereby consent to the exclusive jurisdiction and venue
in the Third Judicial District of Alaska. Any action of any kind by any party against another Party
arising as a result of this Agreement must be commenced within one (1) year from the date the
right, claim, demand, or cause of action shall first accrue.
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Section 18.3 Entire Agreement.
This Agreement and the Statements of Work constitute the entire agreement between
Supplier and Client, and merge all prior and contemporaneous communications, with respect to
the Services provided hereunder. The terms on any purchase order or other form submitted by
Client shall not apply to this Agreement or any of the Services. This Agreement can be modified
only by later written agreement (other than a Statement of Work) signed by both Supplier and
Client.
Section 18.4 Severability/Waiver.
If a court holds that any provision of this Agreement is illegal, invalid or unenforceable,
the remaining provisions shall remain in full force and effect. No waiver of any breach of this
Agreement shall be a waiver of any other breach, and no waiver shall be effective unless made
in writing and signed by an authorized representative of the waiving Party.
Section 18.5 Independent Contractor.
Each Party shall act at all times as an independent contractor, and shall be responsible
for any and all social security, unemployment, workers' compensation and other withholding
taxes for any and all of its employees. Neither Party shall have the authority to enter into any
commitments on behalf of or otherwise bind the other Party.
Section 18.6 No Recruitment.
For the term of this Agreement, and for one (1) year following any termination or
expiration hereof, Client shall not solicit the employment or engagement of any employee or
agent of Supplier the other Party or induce or encourage any such employee or agent to leave
their engagement or employment with Supplier. For the avoidance of doubt, neither Party is
prohibited from employing an individual who approaches it about employment opportunities or
who applies for a position in response to a posting, employment advertisement or other general
solicitation of employment.
Section 18.7 Force Majeure.
Neither Party shall be liable for any default or delay in the performance of its obligations
hereunder (other than a Party's obligation to pay) if and to the extent such default or delay is
caused, directly or indirectly, by: fire, flood, earthquake, elements of nature or acts of God; riots,
civil disorders, rebellions or revolutions in any country; strikes, lockouts, or labor difficulties; any
failure in equipment; unavailability of parts; or any other similar cause beyond the reasonable
control of such Party. Any Party so delayed in its performance shall promptly notify the other by
telephone, confirm in writing, and describe at a reasonable level of detail the circumstances
causing such delay.
Section 18.8 Cooperation.
The Parties acknowledge that successful completion of the Services shall require their
full and mutual good faith cooperation. Where agreement, approval, acceptance, consent or
similar action by either Party is required by any provision of this Agreement, such action shall
not be unreasonably delayed or withheld.
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Section 18.9 Publicity.
With Client's prior consent, Supplier may use Client's name and logo (in the form
provided or made available to Supplier) in the Supplier client list, in media releases, public
announcements and public disclosures, including promotional or marketing materials, customer
lists, and business presentations and Client will act as a reference to prospective Supplier
customers. Except as expressly provided herein, neither Party shall use the name or any
trademark, trade name, service mark, logo or other mark of the other Party, its parent,
subsidiaries or affiliates, or issue any press release or other public announcement relating to the
other Party or this Agreement, without the other Party's prior written approval in each instance.
Section 18.10 Third-Party Beneficiaries.
Except as expressly specified in this Agreement, the parties do not intend, nor shall any
clause be interpreted to create in any third-party, any obligations to, or right or benefit by, such
third-party under this Agreement from either Supplier or Client.
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IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the
date just above written.
City of Seward, Alaska
By:
Name:
Title:
UTIL-ASSIST INC.
By:
Name: Sabina Fjodorova
Title: Chief Operating Officer (COO)
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SCHEDULE A
FORM OF STATEMENT OF WORK
Util-Assist Managed Services MSA A- 1
153
SCHEDULE B
INSURANCE COVERAGE
(a) comprehensive commercial general liability insurance with a limit of thirty million dollars
($30,000,000) per occurrence for bodily injury, including death, property damage liability,
personal injury (including invasion of privacy, libel, slander or discrimination), contractual
liability and products and completed operations liability;
(b) suitable comprehensive professional liability insurance with a limit of not less than ten
million dollars ($10,000,000) per occurrence covering liability for financial loss suffered by
Client due to any error, omission or negligence of Supplier, its employees, directors,
officers, agents or subcontractors (including Subcontractors) in the performance of the
Services;
(c) cyber liability coverage (as part of professional liability insurance coverage) with a limit of
loss of up to ten million dollars ($10,000,000) per occurrence;
(d) crime shield insurance to include Supplier and its employees involved in the operation of
the business or the provision of the Services and Deliverables in an amount not less than
five million Dollars ($5,000,000);
(e) commercial automobile liability insurance for owned, hired and non-owned motor vehicles
with a limit of loss of up to twenty million dollars ($20,000,000) per occurrence;and
(f) property insurance with a coverage limit of thirty million dollars ($30,000,000).
Util-Assist Managed Services MSA B - 1
154