HomeMy WebLinkAboutOrd1950-200
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ORDINANCE NO.
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AN OHDINANCE of the City of Se",ard, Alaska, confirming the
results of a special election held in said city on
September 8, 19L9, for the adoption of a plan for
makinG certain additions and betterments to the municipal
electric utility system and issuing revenue bonds in the
sum of $50,000 to pay therefor and to provide for the
refunding of outstanding electric utility revenue bonds
in the principal sum of $54,000 and providing for the
issuance of electric utility revenue bonds in a like
amount to refund said outstanding bonds, providing for
combining said two issues of bonds in one issue and
fixing the date, form, maturities, protective features
and other details of said bonds, pledging the revenues
of said electric utility system to the payment of said
bonds, creating a special fund for the payment of the
principal and interest of said bonds and a Reserve
Account therein, providing certain other protective
features safeguarding the pa,yment thereof, confirming
the sale of said bonds, and declaring an emergency.
viHEREAS, at a special election held in the City of Seward, Terri tory
of Alaska, on September 8, 19h9, pursuant to Ordinance No. 197 of said
city, passed and approved
Au~ust 18, 1949, the qualified electors of
said city duly authorizecl tae issuance of revenue -bonds in the total
sum of $104,000 to pay for certain additions and betterments to the
electric utility system of the city and to refund outstanding electric
utility revenue bonds in the principal sum of $54,000; and
WHEREAS, it is now necessary, in order for said city to make such
additions and betterments to its electric utility system and to refund
said $5L~,000 of outstanding electric utility revenue bonds, all as pro-
vided by said Ordinance No. 197 of said city, that it now issue and sell
its electric utility revenue bonds in the principal sum of $104,000; and
WHEREAS, heretofore, on December 7, 1949, the City Council authorized
the sale of said revenue bonds to Grande & Co., Inc. of Seattle, 1:fashing-
ton, under the terms and conditions of its letter to the City Council
dated August 15, 1949 as changed and amended in certain particulars by
the City Council at its meeting duly held on December 7, 1949, and it
is to the advantage of said city that said sale be now ratified and
confirmed:
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NOW, THEREFORE, BS IT ORDAINED by the Common Council of the
City of Seward, Territory of Alaska, as follows:
Section 1. That the adoption by the qualified electors of the
City of Seward, Alaska, at the special election held therein on
September 8, 1949, of a proposition providing for making certain
adcitions and betterments to the electric utility system of said
city ~'nd the issuance of $50,000 of electric utility revenue bonds
to pay therefor, and of a proposition to issue electric utility refunding
revenue bonds in the principal sum of $54,000 for the purpose of refunding
the city's outstanding electric utility revenue bonds in a like amount
be and the same is hereby in all respects ratified and confirmed.
$ection 2. That the officials of said city are hereby authorized
and directed to ')roceed with acnuiring and constructing the additions
and betterments to said electric utility system as provided by said
Oro,ine.nce No. 197, all in accordance ~!i th the plans and specifications
therefor as prepared by the engineer for said city, and for the purpose
of naying therefor and refunoing said $54,00n of electric utility
revenue bonds now outstanding, that there now be issued and sold, in
one issue, electric utility revenue bonds in tne principal sum of
$104,000. Said bo no s shall be dated Y.tarch 1, 1950, shall be numbered
from 1 to 104 inclusive, shall be in denominations of $1,000 each,
shall bear interest at the rate of 4 3/450 per annum payable semiannually,
and shall mature in order of their number as follows:
March 1, 1';'52 $3,000 March 1, 1962 $6,000
March 1, 1953 4,000 March 1, 1963 /
0,000
March 1, 1954 4,000 March 1, 1964 6,000
March 1, 1955 4,000 March 1, 1965 6,000
March 1, 1956 4,000 March 1, 1966 7,000
March 1, 1957 4,000 March 1, 1967 7,000
March 1, 1958 5,000 March 1, 1968 7,000
:/iIarch 1, 1959 5,000 March 1, 1969 8,000
Y.tarch 1, 1960 5,000 March 1, 1970 8,000
Ivls.rch 1, 1961 5,000
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S~Q.l~Q.u. All of seid bonds shall be payable, both principal
and interest, in lawful money of the United States of America at the
~.ain Office of the Seattle Trust and Savings Bank in the City of
Seattle, Washington. Said City of Seward hereby reserves the right
to redeem any or all of said bonds in inverse numerical order on any
interest uayment date on and after ten years from date of bonds by
payment at par and accrued interest to date of redemption. Notice
of such redemption shall be given by <mblication thereof in a news-
paper of general circulation printed in the City of Seward, Alaska,
and in a similar newspaper printed in the City of Seattle, Washington,
once a week for tHO successive weeks, the date of first "Qublication
to be not less than thirty days nor more than forty-five days prior
to said redemption date. Interest on any bond so called for redemption
shall cease to accrue from and after the date fixed for redemption
unless the city shall default in the payment of the bonds so called
for redemution.
Sectionji. Said bonds shall be in substantially the following
form:
NO. P9"
$1,000
UNITED STATES OF AMERICA
TERRITORY OF ALASKA, CITY OF SEWARD
ELECTRIC UTILITY REV~NUE BOND, 1950
KNOW ALL MEN BY THESE .PRESEnTS:
Ths,t the City of Seward, a municipal corporation of the
Territory of Alaska, for value received hereby promises to
pay to bearer on the first day of March, 19__, the principal
sum of
ONE THOUSAIJD DOLLARS
with interest tnereon at the rate of 4 3/4% payable semiannually
on the first days of March and September of each year, as eVi-
denced by and upon presentation and surrender of the attached
interest coupon~ as-they severally become due. Both principal
and interest v.re uayable in lawful money of the United Sta,tes
of America at the Main Office of the Seattle Trust and Savings
Bank in the Oi ty of See,ttle, Washington.
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Said city has reserved the right to redeem, in inverse
numerical order, any or all of the bonds of this issue, at
per nlus accrued interest, on any interest payment date on
and after ten years from date of bonds. Notice of such in-
tended redemption shell be given by publication thereof in
a newspaper of general circulation printed in the City of
Seward, Alaska, and in a similar newspaper printed in the
City of Seattle, Washin~ton, once a week for two successive
weeks, the date of first publication to be not less than
t,,"irty days nor more thfln forty-five days prior to said
redemntir;n date.
This bond is one of an issue of bonds in the nrincinal
sum of $104,000 of like date, tenure and amount issued for
the purDose of providing funds to pay for certain additions
and betterments to the municipal electric utility system and
to refund outstanding electric utility revenue bonds in the
principal sum of $54,000.
This bond is payable out of the Bond Rederrmtion Fund
created by Ordinance No. ---.:. of seid ci ty named II Seward
Electric Utility Revenue Bond Redemption Fund, 1950.11 By
the terms of said ordinance said city Das irrevocably
pledged itself to set aside and pay into said Bond Redemption
Fund out of the gross revenues of s2id electric utility
system amounts sufficient to pay the principal and interest
of said bonds as the same shall accrue, and to maintain a
Reserve Account in said Bond Redemntion Fund. Said amounts
so pledged are hereby declared to be a prior lien and charge
upon the gross revenues of si,id electric utility syEtem,
including all additions and improvements thereto, superior
to all other charges of any kind or nature except the nec-
essary cost of maintaining and onerating said electric
utility system; provided, that the city may issue additional
electric utility revenue bonds on a parity with the bonds of
this issue, provided that such bonds can only be issued under
the conditions and subject to the limitations set forth in
said Ordinance No. of said city.
It is hereby certified and declared that this bond is
issued in strict comnliance with the laws of the United
States of America. and the Territory of Alaska and the duly
adopted ordinances and resolutions of the City of Seward,
Alaska. It is hereby further certified that all acts,
conditions and thin~s required to be done precedent to
and in the issuance of this bond have been properly done
and nerformed as required by law.
IN WITNESS WHEREOF, the City of Seward, Alaska, has
caused this bond to be signed by its Mayor and attested
by its Clerk and has caused its corporate seal to be
hereto affixed, end the interest cou9ons attached to be
signed with the facsimile signatures of said officers,
this first day of March, 1950.
CITY OF SEWARD, ALASKA
By
Mayor
AT'l'EST:
Oi ty Clerk
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The interest coupons to be attacned to said bonds shall be in
substantially the following form:
NO.
$23.75
On tIle fir,st day of ____ __ __' 19_, the City of
Seward, Alaska, for value received, will pay to bearer
at the Main Office of the Seattle Trust and Savings Bank
in the City of Seattle, Washington, the sum of TiVENTY-THREE
AND 75/100 DOLLARS in lawful money of the United States of
America, said sum being the semiannual interest due that
day on its Electric Utility Revenue Bond dated March I,
1950, and numbered ____'
CITY OF SEWARD, ALASKA
By_
}1jayor
ATTEST:
City Clerk
~ection 5. Said bonds Shall be signed by the Mayor and attested
by the City Clerk under the seal of said city, and each of the interest
couDons shall be Signed ..7ith tile facsimile signatures of said officials.
Section 6. The City of Seward does nereby appoint the Seattle
Trust and Savings Bank ,Main Office_ at Seattle, Washington, its fiscal
agent, where said bonds and interest coupons shall be presented for
payment.
Section 7. There is hereby created a special fund known as
"Electric Utility Revenue Fund ", into which shall be Daid all the
gross earnings 8,nd revenues of said electric utility system as the
same are collected. All such revenues as collected shall be deDosited
in the Bank of Seward, Alaska, as the depositary for said town, which
bank she,ll furnish such security for such deposi ts as the statutes of
the Territory of Alaska and the City Council may require. There shall
first be paid out of said Fund the necessE.ry cost of maintaining and
operating said system.
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SectiQ..n 8. There is hereby created in the office of the City
Treasurer a speci81 fund to be known as "Seward Electric Utility
Revenue Bond Redemntion Fund, 195011, which fund shall be drawn upon
for the sole nurpose of paying the principal and interest of said
bonds.
Said city hereby obligates imd binds itself to rY9.y into said
Bond Redemntion Fund out of the gross revenues of its electric utility
so denosited in the Electric Utility Revenue Fund the fixed amounts
necessary to pay the principal and interest on all the outstanding
bond s of s2..id issue as they accrue, and the amounts provided herein
to be paid into the Reserve Account hereinafter created, at the times
and in the amounts following:
(a) On or before the twentieth day of each month commencing with
April, 1950, and continuing as long as any of said bonds are outstand-
ing, an equal amount each month so that there will be in said Fund
thirty days prior to the next interest payment date an amount sufficient
to make such interest payments on the outstanding bonds.
(b) On or before the twentieth day of each month beginning with
the month of March, 1951, and continuing as long as any of said bonds
are outstanding, an equal amount each month so that there will be in
said Fund thirty days prior to the next principal payment date an amount
sufficient to make such principe.l payments on the bonds ma,turing on such
date.
There is hereby created a Reserve Accouht in said Bond Redemption
Fund, and after payment of the sums above required to be paid into said
Bond Redemntion Fund, said city agrees to transfer from said Electric
Utility Revenue Fund into said Reserve Account the first available
not later than March 1, 1952,
qurplus funds until/there is at least $9,000 in said Reserve Account.
Said city further agrees that once said sum has been naid into said
Reserve Acc~unt, it will at all times maintain the same therein until
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there is a sufficient amount in the Bond Redemption Fund and Reserve
Account to pay the principe!l and interest to maturity of all of the
outstanding bonds of said issue.
In the event tJ:-:ere shall be a deficiency in the Bond Redemution
Fund to meet maturing installments of either principal or interest,
such deficiency snaIl be made up by 1'11 tho.rawals of cash from the
Reserve Account. Any deficiency created in the Reserve Account by
reason of any such wi thdrD,'\oTals shall be made up from moneys in the
Electric Utility Revenue Fund first available after making necessary
provision for the rEquired payments ir:to said Bond Redemption Fund.
Said city shall not use any of the moneys in said Reserve Account
for any Durpose exceDt to make good any deficiency in the Bond
Redemntion Fund.
Said amounts 80 pledged for payment into said Bond Redemption
Fund and Reserve Account are hereby declared to be a 1)1'101' lien and
charge upon the gross revenues of said electric utility and all addi-
tions and imnrovements thereto superior to all other charges of any
kind or nc;ture excent the necessary cost of maintenance and operation
ordinance.
of said electric utility, and except a8 provided in Section 11 of tni~/
All money in the Reserve Account above nrovided for may be kept
in cash or invested in United States Government obligations maturing
not later than t"rel ve years from dEte of ))urchase. Interest esrned
on any such investments shall be deposited in and become a part of the
Bond Redemption Fund.
Said city further covenants to transfer from said Bond Redemption
Fund to the Main Office of the Seattle Trust and Savings Bank in
Seattle, Wl'tshington, its paying agent, at least thirty days before
any installment of nrincipel or interest may become due upon said
bonds, amounts sufficient to pay each of such installments.
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Section 9. The corporate authorities of said City of Seward
hereby declare that in fixing the amounts to be paid into said Bond
Redeml)tion Fund and Reserve Account they have exercised due regard
to the COf't of mB_intenance and operation of said electric utility
and have not obligated said city to set aside and pay into said Bond
Redemntion Fund and Reserve Account a greater amount or proportion
of the gross revenues of said utility than in their judgment will be
available over and above said cost of maintenance and operation thereof.
Section 10. Said city hereby agrees that it will not use any of
the gross revenues of said electric utility so to be deposited in said
fund for any other -cmrpose than paying the necessary cost of maintain-
ing and operating said utility and making the payments into said Bond
Redemption Fund and Reserve Account as herein provided; provided,
however, that if there she,ll be surplus funds in said Electric Utility
Revenue Fund, said city shall only use such surplus funds to pay the
cost of economically sound additions and improvements to said electric
utility and payment of other legitimate claims incident to operation
of sr-id utility. Said city shall also have the right to use any of
such surplus funds to pay any of the outstanding bonds in accordance
with the option granted to the city to retire said bonds before
maturity date, or to Durchase in the open merket bonds of any maturities
prior to the oution call date.
Section ll. As long as any of the bonds of this issue are out-
standing and unpaid, said city shall not issue any additional bonds
payable from the gross revenues of said electric utility and any ad-
ditions and improvements tnereto excepting that it shall have the right
to issue such additional revenue bonds on a parity with this issue to
pay the cost of economically sound additions and improvements, pro-
vided in each case that (a) there is no deficiency in the Bond
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Redemption Fund or Reserve Account, and (b) that net income (gross
income less cost of maintenance and operation but not including
reserve for depreciaticn) for the twenty-fov_r months next preceding
the issuance of the additional bonds has been and is 1.5 times the
debt service on these bonds and the estimated debt service on the
additional bonds to be issued; or if a license professional engineer
approved by Grande & Co., Inc. has Drepared and filed with the City
Council, with a CODY to Grllnde & Co,) Inc., an estimate of the cost
of tl1e Dro~)osed additions and improvements to the utility and of
the eo,r!1i:lg'S thereof, which snOvlS that he is reasonably certain that
the earninvs of the electric utility, including the proDosed additions
and oDeration
and improvements less maintenanc~/costs, will be 1.5 times the amounts
necessary for the debt service of the outstanding bonds together with
those DroDosed to be issued to nay for such additions and betterments.
Section 12. The City of Seward hereby covenants and agrees with
the nolders of these bonds as follows:
(a) Said city will establish, maintain and collect rates and
charges for light and Dower and all other services furnished by said
electric utility during the Dcriod of time that any of the bonds of
this issue or any other bonds issued on a parity with this issue of
bonds::,re outstanding that will make availDble for the payment of the
principal and interest thereof as the same s.all accrue an amount
equivalent to 1.5 times the average annual amount due for the Dayment
of such nrinci-oE\l and interest. The amount "available for the Dayment
of the nrincinal and interest thereof as tee same shall accrue" is
hereby defined as lithe gross revenue of said electric utility less
expenses of maintenance and oYjeration but before de:precia tion. II
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(b) Said city vrill at all times maintain, preserve and keen or
cause to be maintained, nreserved and kept, the said electric utility
and every part and narcel thereof in good repair, working order and
condition, and will from time to time make or cause to be made all
necessary and proper repairs, renewals and renlacements, so that at
all times the business carried on in connection therewith may be
properly and advcwtageously conducted, and will at all times operate
said electric utility in an efficient manner and at a reasonable cost.
(c) Said city will at all times carry adequate fire, public
liability and any other insurance which a private company usually
carries on such a utility. If and when the United States or some
agency thereof shall provide for war risk insurance, then and in such
case, said city further asrees to take out and maintain war risk in-
surance on said utility in an amount to adequately cover the value
thereof. In the event of any loss covered by any policies of in-
surance, any amount collected on such insurance policies shall be
used by said city for the repair or reconstruction of said utility,
and in case such insurance money shall not be used for said rlUrposes,
it shall be naid into the Bond Redemption Fund or Reserve Account and
used for the retirement of the outstanding bonds.
(d) Said city will keep proper books and accounts covering the
opera,tion of said utility and shall cause such books and accounts to
be audited annually by competent :oublic accountants and copies of such
audits, as soon as made, shall be delivered to Grande & Co., Inc. in
Seattle, Washington. Said audits shall show whether or not said city
has comn1ied with the covenants set forth in this ordinance, including
payments into the Bond Redemption Fund and Reserve Account as herein
provided.
(e: All employees or agents of the city collecting or handling
money in connection with the management and operation of said utility
shall be bonded in a resnonsible surety company in amounts sufficient
to nrotect the city from loss.
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(f) Said city will not sell or otherwise disnose of said utility
unless, contemporaneously with such sale or disposal, there shall be
paid into the Bond ~edemption Fund a sum sufficient to redeem all
bonds then outstanding.
(gl Said city agrees during the life of tl~S bond issue not to
grant a franchise to anyone for the maintenance and operation of any
competing electric utility with the realm of their jurisdiction.
(h) Said city agrees not to furnish any free service from said
electric utility, and agrees that all service rates shall be fair and
non-discrimine,tory as regards users of the sa.me general class. Said
ci ty also agrees th,-.t it "Till Drovide by resolution or ordinance
rules and regulations for the levy and collection of all service
charges, which rules will provide for the right of the city to dis-
continue service for the non-payment of any such serVice charges.
(i) At least once during eacr.. five-year period, beginning March
1, 1950, said city will have made a comprehensive survey and report of
the operation of its electric utility by an independent consulting
engineer or engineering firm acceptable to Grande & Co., Inc., and
if such reDort shall show that said uti~ity has not been maintained
in ~ood renair and sound onerating condition, said city agrees to
promptly place such utility in good repair and operating condition.
Section_l1. That the sale of the $104,000 of said revenue bonds
herein authorized to be issued to Grande & Co., Inc. of Seattle,
Washington, under the terwS and conditions of its letter to the
City Council dated August 15, 1949, as changed and amended in certain
particulars by the City Council at its meeting duly held on December 7,
1949, is hereby in all respects ratified and confirmed, and the
officials of said city are hereby autnorized and directed to do
everything necessary to provide for the payment and retirement of
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the outstanding $54,000 of electric utility revenue bonds and the
making of the improvements to said electric utility as provided by
Ordinance No. 197 of said city, and to issue and deliver said bonds
to said lmrchaser. Thet the sum of $50,000 of the proceeds of the
sale of said bonds ShBll be used for the purpose of T)aying for such
additions and betterments to the electric utility system, and the
remainder of said sum, to wit: $54,000, shall be used to T)ay and
retire the outstanding revenue of said city in the same sum.
Section 14. An emergency having been declared, tnis ordinance
shall take effect immediately upon its passage and approval.
PASSED by the Common Council of the City of Seward, Alaska,
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and a:~)T)roved by its Mayor on this -.!J:___ day of February, 1950.
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Mayor
ATTEST:
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City Clerk
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