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HomeMy WebLinkAboutRes1980-041 r . CITY OF SEWARD, ALASKA RESOLUTION NO. 80-41 A RESOLUTION AUTHORIZING AND DIRECTING THE EXECUTION BY THE MAYOR AND DELIVERY OF THE 1980 SECOND TRIPARTITE AGREEMENT WITH THE NATIONAL OCEANIC AND ATMOSPHERIC ADMINIS- TRATION, U.S. DEPARTMENT OF COMMERCE, THE ALASKA MUNICIPAL BOND BANK, AND THE CITY OF SEWARD, ALASKA. WHEREAS, at a special municipal election held ln the City of Seward, Alaska, on October 2, 1979, pursuant to Resol- ution No. 79-35, passed and approved August 13, 1979, the pro- visions of the Charter and Code of Ordinances of the City of Seward, and other proceedings of Council duly and regularly had, the qualified electors of the City authorized the issuance of general obligation bonds of the City in the total principal sum of not to exceed $1,700,000 for the purpose of planning and constructing an electric substation and making other improvements to the electrical system of the City of Seward, Alaska, and WHEREAS, the Board of Directors of the Alaska Municipal Bond Bank has authorized it to enter into a Loan Agreement with the City of Seward and to purchase the City's general obligation bonds in the principal amount of $1,700,000 on the terms and conditions fixed by the 1980 Second Tripartite Agreement author- ized by the resolution, and WHEREAS, it is deemed necessary and in the best interest of the City that $1,700,000 of Seward general obligation bonds be issued and sold to the Alaska Municipal Bond Bank THAT: NOW, THEREFORE, THE CITY OF SEWARD, ALASKA, RESOLVES Section 1. The mayor is hereby authorized and directed to execute and cause to be delivered, on behalf of the City of Seward, Alaska, the 1980 Second Tripartite Agreement, substan- tially in the form of the agreement attached hereto as Exhibit A, which shall be consistent with the provisions of City of Seward Resolution No. 79-35 and the approval given by the electors at the general Municipal election on October 2, 1979. Section 2. This resolution takes effect immediately upon passage and approval. PASSED AND APPROVED BY THE CITY COUNCIL OF THE CITY OF SEWARD, ALASKA, THIS 10TH DAY OF JULY, 1980. CITY OF SEWARD, ALASKA ;/ 01 ~- _p I By ~. .f(jp.-<.. / - / . 'J Mayor AYES: NOES: ABSENT: CAMPBELL, HUGLI, SORIANO & SWARTZ NONE APPROVED AS TO FORM: CRIPPS, GILLESPIE & LEER ATTEST: HUGHES, THORSNESS, GANTZ, POWELL & B,UNDIN, / , / B~ r. I" 1 aBIT A TO SEWARD RESOLUT: NO. 80-41 Loan No. 90-8-M11-02A5B-03 1980 SECQN~ TRIPARTITE AGREEMENT THIS 1980 SECOND TRIPARTITE AGREE~ENT made as of 1980, is between the National Oceanic an~ Atmospheric Administration, U. S. Department of Commerce. the Alaska Municipal Bond Bank, an~ the City of Seward. Alaska. The parties hereto agree as follows: I Definitions The definitions contained in Section A of the Standard Terms and Conditions attached hereto shall be the definitions for this Agreement. In addition. under this Agreement: "Act" is the Coastal Zone Management Act of 1972. as amended. (16 USC 1451 et gg,.); "Agreement" means this 1980 Second Tripartite Agreement; "Bank" is the Alaska Municipal Bond Bank; "Bond Ordinance" shall mean the ordinance or resolution adopted hy the City authorizing the issuance of the Municipal Bonds; "Bond Resolution" means the resolution authorizing the sale of the 1980 Series B Coastal Energy Bonds adopted by the Bank on 1980; "Borrower" as defined includes both the Bank and the City; "CEIP Loan" means the loan by the Government to the Bank pursuant to the Agreement. "City" means the City of Seward, Alaska; "Government" means the National Oceanic and Atmospheric Admini- stration. U. S. Department of Commerce; "Loan" means the loan by the Bank to the City pursuant to this Agreement; "Municipal Bonds" means the bonds issued by the City to the Bank pursuant to this Agreement; r 2 "Municipal Bonds Interest Payments" shall mean the interest due on the Municipal Bonds; "Municipal Bonds Principal Payments" shall mean the principal due on the Municipal Bonds; "1980 Series R Coastal Energy Bonds" means the bonds issued by the Bank to the Government; and "Project" means electrical transmission and distribution facilities in Seward. Alaska. as defined in the Bond Ordinance. II Purpose The parties enter into this 1980 Second Tripartite Agreement pursuant to Offer of Loan #90-8-M01~02A5~. as amended. to the Bank. for the purpose of drawing down funds under that offer to construct the Project. The parties have determined that this 1980 Second Tripartite Agreement is in full compliance with the terms of said Offer of Loan #90-8-~01-02A5B. The Project has been determined to qualify as a public facility eligible for assistance by the Government under the Coastal Energy Impact Program pursuant to the Act. The Bank is the authorized state agency in Alaska. established for the purpose of financing public facilities pursuant to Chapter 58. Title 44. Alaska Statutes, effective May 21. 1975. as amended. The Government shall lend to the Bank a sum sufficient to enable the Bank to make a Loan to the City for construction of the Project. The Bank shall issue the 1980 Series B Coastal Energy Bonds in the form of a single fully' registered Bond to the Government as evidence of the Loan. The City shall issue its Municipal Bonds to the Bank in the amount of the Loan by the Bank to the City. The City shall pay interest and principal on the Municipal Bonds in the amounts and at the times so as to enable the Bank to pay the interest and principal on the 1980 Series B Coastal Energy Bonds as the same shall become due. III Loan to City 1. The Bank hereby makes the Loan and the City accepts the Loan in the amount of $1.700.000. As evidence of the Loan made to the City and such money borrowed from the Bank by the City, the City hereby sells to the Bank fully registered bonds in the aggregate principal amount of $1.700.000. The Loan proceeds shall be disbursed to the City at the same time the CEIP Loan proceeds are disbursed to the Bank. If less than the full amount of the Loan is disbursed the difference between the face amount of the Municipal Ronds and the amount disbursed shall be deducted from the face amount and the last outstanding maturity. r- .tuchment 1 PROJECT NO~ 90-8-1.JOl-02ASB-03 BID CONDITIONS Construction Contractors Affir:a~ive Action ~equire~ents Tbe tolloving notice sh~l be incluced in. and shell be a par~ o~. all solicitations for 'offers and bids on ~l fec.eral and fec.erally- assisted construction contracts or subcontracts in excess of $lO.CCC to be per!o~ed in the State of Alaska NOTIC::: O? F.EQuIF~,IT FOP. AITIR!.:'~.'!'rv::: ACTION TO El;SiJ?.E EQ.t:.hl. D~LC':'- }E!r!' OP?O?:m>ITY (:E:a:CUTIVL OFllL? 11246) 1. The O!fero::'s or Bidder's attentior. is called to the "Ec;.u~l Opportu!li ty Clause" set forth in p::-o\'i sion V8 of the Ste::derd Ter:s er:c. Conditions and the "Sta!1de.rd Federal Ec;.ue1 mplo;i:::e:::: Opportun:.ty Construction Contract Specifications" set fort:: be2.o\.'. 2. Tbe goals e..r.c! t~etables for ninority end fe=.ale pa~ic::Fe:':.io::, expressed in percentage te~s for the Contractor's ag~e~~te vork- force in each trade on ell construction vork in the covered ~ea, are es follovs: FEYAL! PAP.TICIPA7!ON: Trace . Timetable Goe.ls (-oere e:-:t ) All FrOI:l April 1, 1978 until Hs..:-ch 31, 1979 3.1 All . FrOlll April 1. 1979 until Harch 31. 1980 5.0 All FrOlll April 1, 1980 until Hexch 31, 1981 6.9 r .( c 2 - )C]'l:)!'.!TY PAP.71 CI?A7!01:: '!":'a~e. 'I'i1::e~e:~ 1 e Go~s (-..-~..-. ) y-~ ~_..... As:.estos workers Until further notice 26.~ to 2:.0 Carpenters " " " 25.7 to 28.0 Electricians " ,. " 25.7 to 28.0 Ironworkers " " II 25.7 to 28.0 Ope ra tin; en; i neers " " " 26. , 28.0 to Painters " " " 25. B 2E.o to Pile drivers " " II 25. , 20.C to Plumbers t steamfi tters ,. " " 25.4 20.0 to Roofers ,. ,. " 27.6 to 28.0 Sheetmetal workers " II " 25.6 to 20.0 Teamsters " II " 25.6 to 28.0 All other II " " 26. , to 28.1 'I'tese go~s a:e arr11ca~le ~o ~1 ~be Co~t~~to~'s co:st;u:~i=: v:~~ (vbetbe~ C~ net it is rede~al o~ !ede~allj' assiste~) ~~~c~e~ i: ~be cove.e~ a:e~. The Contra:to::-'s e=;>lia:lce vi~b ~be be:utive O:-de::- c~ 'tbe re;'J- lAtions in Ll C/? F~ 6o-L sha2l be based OD i~6 i:rle=e~t~tio~ of ~he Equa: OJl:portu::U~Y Clause, specific a~i~tive actio: o:::'i- gations required by ~e specifications set rorth in Ll c:~ 6G-L.3(e). and its efforts ~o ~eet ~he goals establisbed ro~ ~be !eo~Ap~icLl &rea where the contr&ct resu1t~ tree this solicitatioo is to be perfC>n'le~. The hours of rlnc,ri ty and re=.le e!:rlo~~eot 8.:)d 1.::-&:0- iDs X'.lrt be aubsta:lUally -=.Ho:r:: thro~ut the ler,stb or r' 3 The Municipal Bonds shall bear interest from the date of their issuance the rate of seven per centum (7%) per annum on the principal amount outstan~ing. The interest cost rate for purposes of this Agreement will be computed without regard to Sections 4 and 5 hereof which require that the City make funds available to the Bank for the payment of principal and interest at least seven business days prior to each respective principal and interest payment date. The rate or rates of interest borne by the Municipal Bonds shall be the same rate or rates of interest borne by the 1980 Series B Coastal Energy Bonds for corresponding maturities. 2. The Municipal Bonds shall be secured solely by a pledge of the full faith and credit of the City of Seward. 3. The City has duly adopted or will adopt all necessary ordinances and resolutions and has taken or will take all proceedings required by law to enable it to enter into this Agreement and issue its binding obligations to the Bank. The Bond Ordinance shall be-in substantially the same form with substantially the same covenants and provisions as the Ordinance authorizing the issuance of the City of Seward General Obligation BondR-l, 1976 with such variations, additions or omissions as may be permitted by the Bank. 4. The Bond Ordinance shall provide that the Municipal Bonrls Interest Payments shall be not less than the interest the Bank is required to pay on the 1980 Series B Coastal Energy Bonds and shall be scheduled by the City in such manner and at such times (notwithstanding the dates of payment as stated in the Municipal Bonds) as to provi1e funds sufficient to pay interest as the same becomes due on the 1980 Series B Coastal Energy Bonds and the City shall make such funds available to the Bank at least seven business days prior to each interest payment date or shall pay said funds directly to the Government by the due date if so directed by the Bank. 5. The Bond Ordinance shall provide that the Municipal Bonds Principal Payments shall not be less than the principal the Bank is required to pay on the 1980 Series B Coastal Energy Bonds and shall be scheduled by the City in su.ch manner and at such times (notwithstanding the dates of payment as state1 in the Municipal Bonds) as to provide funds sufficient to pay the principal of the Loan as the same matures (based upon the maturity schedule provided by and for the City and appended hereto as Exhibit A) and the City shall make such funds available to the Bank at least seven business days prior to each principal payment date or shall pay said funds directly to the Govern- ment by the due date if so directed by the Bank. 6. The City is obligated to pay Fees and Charges to the Bank. Such Fees and Charges actually collected from the City shall be in an amount sufficient, together with other monies availahle therefor, including any specific grants made by the United States of America or any agency or instrumentality thereof . . r 4 or by the State or any agency or instrumentality thereof: (a) to pay. as the same become due. the A~ministrative Expenses (as defined in the Bond Resolution) of the Bank, and (b) to pay. as the same hecome due. the fees and expenses of the paying agents. if any, for the 1980 Series B Coastal Energy Sonds. 7. The City is obligated to make the Municipal qonds Principal Payments scheduled by the Bank on an annual basis and is obligated to make the r1unicipal Bonds Interest Payments scheduled by the Rank and to pay the Fees and Charges imposed by the Bank on a semi-annual basis. The obligation to make the payments is a general obligation of the City of Se\~ard. 8. The Bank shall not sell and the City shall not redeem prior to maturity any of the Municipal Bonds with respect to which the Loan is made in an amount greater than the principal amount of the 1980 Series B Coastal Energy Bonds which are then outstanding and in the event of any such sale or redemption. the same shall be in an amount not less than the aggregate of (i) the principal amount of the Loan (or portion thereof) so to be redeemed. (ii) the interest to accrue on the Loan (or portion thereof) so to be redeemed to the redemption date thereof not previously paid, and (iii) the costs and expenses of the Bank in effecting the redemption of the 1980 Series B Coastal Energy Bonds (or portion thereof) so to be redeemed; provided, however. that. in the event the 1980 Series B Coastal Energy ~onds have been refunded and the refunding bonds of the Rank issued for the purpose of refunding the 1980 Series B Coastal Energy Bonds were issued in a principal amount in excess of or less than the Loan remaining unpaid at the date of issuance of such refunding bonds, the amount which the City shall be obligated to payor the Bank shall receive under (i) above shall be the principal amount of such refunding honds outstanding. In the event the 1980 Series B Coastal Energy Bonds have been refunded and the interest t~e'8ank is required to pay on the refunding bonds is less than the interest the Rank was required to pay on the 1980 Series B Coastal Energy Bonds. the amount which the City shall be obligated to payor the Bank shall receive under item (ii) above shall be the amount of interest to accrue on such refunding bonds outstanding. The City shall give the ~ank at least fifty (50) days notice of intention to redeem its Municipal Bonds. r~ 5 9. Simultaneously with the delivery of the City's Municipal Bond or Bonds to the Bank, the City shall furnish to the Bank evidence satisfactory to the Bank which shall set forth among other things, that said Bond or Bonds will constitute valid obligations of the City secured by the full faith and credit of the City of Seward. 10. The City shall be obligated to inform in writing the Bank, and if the Bank so instructs, the Government, at least thirty (30) days prior to each interest payment date on the Municipal Bonds of the name of the official to whom invoices for the payment of interest and principal should be addressed. 11. Notwithstanding paragraph VI 4 hereof, prior to disbursement of the amount of the Loan, or any portion thereof, and the delivery of the Municipal Bonds to the Bank or its designee, the Bank shall have the right to cancel all or any part of its obligations hereunder if: (a) Any representation, warranty or other statement made by the City to the Bank in connection with its application to the Bank for the Loan shall be incorrect or incomplete in any material respect. (b) The City has violated commitments ma~e by it in its applica- tion and supporting documents or has violated any of the terms of this Agreement. (c) The financial position of the City has, in the oplnlon of the Bank, suffered a materially adverse change between the date of this Agreement and the scheduled time of delivery of the Municipal Bonds to the Bank. 12. The obligations of the Bank under this Agreement are contingent upon delivery of its 1980 Series B Coastal Energy Bonds and receipt of the first draw of proceeds thereof. IV Loan to the Bank 1. The Government hereby agrees to lend and the Bank accepts a CEIP Loan in the amount of $1,700,000. The Bank shall issue its 1980 Series B Coastal Energy Bonds as fully registered bonds in the amount of the CEIP Loan. The CEIP Loan proceeds shall be disbursed to the Bank as provided in the Standard Terms and Conditions. If less than the full amount of the CEIP Loan is disbursed the difference between the face amount of the 1980 Series B Coastal Energy Bonds and the amount disbursed shall be deducted from the face amount and the last outstanding maturity. The 1980 Series B Coastal Energy Bonds shall bear interest at the rate of seven per centum (7%) per annum on the principal amount outstanding, be payable at the times, and mature in the amounts and years as stated on Exhibit B appended hereto. ~ 6 2. The 1980 Series B Coastal Energy Bonds are payable, to the extent provided in the Bond Resolution, solely from the Municipal Bonds Interest Payments and the Municipal Bonds Principal Payments. The 1980 Series B Coastal Energy Bonds are not a general obligation of the Bank nor a pledge of any funds or assets other than that stated herein or the Bond Resolution. 3. The Bank hereby assigns to the Government any and all rights of action it may have against the City for the collection of payment on the Municipal Bonds and the Government accepts the assignment. v Repayment Assistance The Borrower shall be eligible for repayment assistance under Subpart F of the Coastal Energy Impact Program regulations (15 CFR 931.60 - . 931.69) as provided in Paragraph T of the Standard Terms and Conditions. The Borrower shall make timely application to the Government pursuant to the regulations in sufficient time so that default may be avoided on the 1980 Series B Coastal Energy Bonds. VI General Provisions 1. The provisions of the Special Conditions and Standard Terms and Conditions and Project Budget of the Government are attached hereto as Exhibits C, o and E, respectively, and made a part of this Agreement. The Bank and the City are bound jointly and severally to such tenns and conditions. It is understood for the purpose of the Standard Terms and Conditions that the City will construct the Project and will be responsible to the Bank and the Government for compliance. 2. If any provision of this Agreement shall for any reason be held to be invalid or unenforceable, the invalidity or unenforceability of such provision shall not affect any of the remaining provisions of this Agreement and this Agreement shall be construed and enforced as if such invalid or enforceable provision had not been contained herein. 3. This Agreement may be executed in one or more counterparts, any of which shall be regarded for all purposes as an original and all of which constitute but one and the same instrument. The Bank and City agree that they will execute any and all documents or other instruments, and take such other actions as are necessary to give effect to the terms of this Agreement. 4. No waiver by either party of a~y term or condition of the Agreement shall be deemed or construed as a waiver of any other terms or conditions, nor shall a waiver of any breach be deemed to constitute a waiver of any subsequent breach, whether of the same or of a different section, subsection, paragraph, clause, phrase, or other provision of this Agreement. r- 7 5. This Agreement merges and supersedes all prior negotiations, representations, and agreements between the parties hereto relating to the subject matter hereof and constitutes the entire agreement between the parties hereto in respect thereof except for the Offer of Loan #90-8-M01-02A5B, as amended, between the Government and the Bank which remains in full force and effect. 6. This Agreement may be amended by the mutual consent of the Government, the Bank and the City. IN WITNESS WHEREOF, the parties hereto have executed this Agreement the day and year first above written. Assistant Administrator for Coastal Zone Hanagement National Oceanic and Atmospheric Admi ni strat ion U. S. Department of Commerce ~ Staff Alaska Municipal Bond Bank By: Chairman City of Seward By: Mayor r'~- EXHIBIT A MUNICIPAL BONDS ISSUED TO THE BANK Maturity Date Amount January 1, 1982 $40,000 1983 $45,000 1984 $45,000 1985 $50,000 1986 $55,000 1987 $60,000 1988 $60,000 1989 $65,000 1990 $70,000 1991 $75,000 1992 $80,000 1993 $85,000 1994 $95,000 1995 $100,000 1996 $105,000 1997 $115,000 1998 $120,000 1999 $135,000 2000 $145,000 2001 $155,000 Interest is payable on the 1st day of January and July in each year beginning January 1,1981 on the principal amount out- standi ng. r' EXHIBIT B 19RO SERIES B COASTAL ENERGY BONDS ISSUED TO THE GOVERNMENT t.1aturity Date Amount January 1, 1982 $40,000 1 qq3 $45,000 1984 $45,000 1985 $50,000 1986 $55,000 1987 $60,000 1988 $60,000 1989 $65,000 1990 $70,000 1991 $75,000 1992 $80,000 1993 $85,000 1994 $95,000 1995 $100,000 1996 $105,000 1997 $115,000 1998 $120,000 1999 $135,000 2000 $145,000 2001 $155,000 . Interest is payable on the 1st day of January and July in each year beginning January ~, 1981 on the principal amount out- standing. r EXHIBIT C SPECIAL TERMS AND CONDITIONS Borrowers: Alaska Municipal Bond Bank and the City of Seward, Alaska 1. The City shall provide for the establishment of a bank account satisfactory to the Bank and the Government into which account shall be deposited taxes or other revenue, as collected, in amounts sufficient to pay the principal and interest on the Municipal Bonds. 2. The Bank shall annually review and the City shall annually provide an annual audit of its financial statements. 3. The City shall levy and collect sufficient ad valorem property taxes that, together with other available revenue, will pay the principal and interest on the Municipal Bonds when due so long as the Bonds are outstanding. 4. The Borrower shall comply with the Affirmative Action requirements of the Bid Conditions attached hereto as Attachment 1. The Bid Conditions shall be included in all construction contracts or sub-contracts in excess of $10,000 awarded under this Loan. - Ii - STJJmA.t<.!l FEDERAL EQUAL ~LO'fl.S-l'7 OPPOF,7'LJ1i!':'';:' CONSTRUCTrO~ CONTRACT SPECIFICATIONS (~CUT~ O?~~ 112LE) 1. As' usec in these specifications: eo. "Coverec are!!." Illee.r.s the geographical erea describe:' ir. tr.e solicitation fro= vhich this CODtra~~ res~te~; b. ffDirecto:-" t:e!!.!:S Direct.:::-, Offi ce of Federal Cor:trac":. Co=:;:li~ce Pro&ra=s, Ur.ited States De?~me~t of Labor, or e.r.y persor: to v~== the Director delega":.es authority; c. "D:lployer ide::tification nm::ber" tlee.."lS the Federe.:!. Sociel Security nm::ber used on the ~?loyer's ~terly Feeer~ Tax Ret~!:, U.S. Treasu-~ ~pa~tle!:t Fc~ 9hl. d. "Y.inority" incluc.es: (1) Bleck (all perso~s having origins in ~"lY o~ t~e Black A~:c~ raciel sroups not of Eis?e..~:c orlg:r.); (ii) Eisp~ic (all persons of Mexice=, Puerto Ric~, Cuba~, Cer:tra: or South Acerice.r. or other Spe=ish Culture or origin, reger~ess o~ race) : (iii) Asian and Pacific Islander (all persons having origins ~r. any of the original peoples of the Fa: East. Southeast Asia, the Indian Subcontine~t, or the Pacific Islands); e.."lQ (iv) Ar1erican Indian or Ale.sk!!.11 Native (1U.1 persons he.vir.e; origins in any of the original peoples of North A=erica a=c maintaining identifiable tribal attiliations througL m~~e~shi? ~a pa~tici?a~ion or ~omounity identification). r - 3 - the contract, ar.d in each trade', 8..."::e the cont:-acto::- s~a:!.l ::e};e a good faith effort to etploy ~iDo:-ities ace vo~eD eve~ly o~ eact of i~s projects. Tbe t:-ansfe:- of ~inc::-ity or f~E2e ~~:!.oyee~ 0::- trai~ees frc~ Contractor to Contractor or fro~ ?ro~ec~ to p::-:- ject fc::- the sole purpose of ~eeting the Cont::-actcr's gca:!.s s~a:!.~ be a vic~e.tior. of the cont::-act. t~e Executive ~de::- an~ t~e re~~- lations in 41 CFR Part 60-4. Cocpli~ce vith the go~s vi:!.:!. be ~easured agai~st the total York hours pe::-force=. 3. The Cor.tractor shall provide vritte~~Dotification to the Director of the Office of Federal Contract Cocpliance P::-o~~s ~ithi~ 10 vorking days of avard of any cocstructior. subccnt::-act in excess of $10,000 at ar~ tier for co~str~ctior. vork ~"::=e:- tte co~t::-act resulting fr= this solicitation. Tbe Doti~ication sh..l~ list the n~e, ad~ess a::-.d telephone Ducbe::- of the su~ccnt::-e.:t:::-; e=ploye::- ide~tification Ducbe::-; est~ated collar e=o~t of the subcontract; est~ated starting ~d co=pletio~ dates of the sub- contract; end the geog::-apbica:!. ~ea in vhich the contract is to be performed. ~ 4. As used in this Notice, end in the contract resulting fro= this solicitation, the "covered area" is the Stcte of Alaska r-' -.. - 5 - 2. ~enever the Contractor, or any Subcontractor ~t ~y tier, subcontracts a portion of tbe vork involving ar.y constructio~ trade, it sh~l ptysically include i~ each subcontract in ex:e~~ of $10,000 the provisions of these specificatio~s ~= the Not:c~ vhich c:~tains the applicable goals for zinority and fe=a1e ~arti- cipation ~C .bier. is set forth in the solicitations fro= v~ict this contract resultec. 3. If the Contractor is participating (pursua~t to Ll CF? 60-L.S) in a Ho~eto~T- Plan approved by the U.S. DepErt~ent of Laber :~ the covered area either in~ividua1ly or throug~ ~~ association, its affir=ative action obligations on all vork in tbe Plan area (including goals ar.d timetables) shell be in accordar.:e vitt that Plan fer those trades vticb bave unions pa~icipEting in the Plan. Contracters ~~st be able to d~or.strate their participation i~ a~= co~~li~~ce vith the provisions of any such F.o=eto~~ Flan. Each Contractor or Subcontractor p~icipating in ~ approved Plan is individuelly required to co~ply ~~th its obligations under the EE2 clause, and to make a good faith effort to achieve each goal under the Plan in each trade in vhich it bas ~ployees. Tbe ove"all gooc faith performance by other Contractors or Subcontractors tovacc a goal in ~ approvec Plan doe.s Dot excuse IUlY covered Cont:-ector's or Subcontractor's failure to take good faith efforts to achieve the Plan goals aDd tketables. r ., - 6 - ~. The Contr~ctor shall imple=e,-t the specific affir.cative actic~ standarcs providec in paragraphs 7a tcrough ~ of the:e speci!icatic~s. The 'goals set forth in the solicitation fro~ v=ich this ccntract resulte~ ere eX?resse~ as percentage: of the total ho~s of e=;loy- ~e~t ~~d t~aini~g of minority ~~C f~a1e utili2atio~ the COtt~actc~ stcU:d reasor.ably be able to achieve in each constructior. trade iro vhich it has ~ployees in the covered area. The Contractor is expected to ~e substanti~ly ur-ifor.= progress tovard its go~: in each craft during the period specifie~. 5. Neither the provisions of any collective bargaining ~re~er.t, nor the failure by a union ~~th Vhoc the Contractor has a collective bergainir.g agree=ent, to refer either minorities Or vo=en sh~l excuse the Contractor's obligations under these specifications, Executive Order 11246, or the regu1atio~s prooulgated F~sUe:.: thereto. 6. In order for the Donvorking training hours of apprentices .-" ~.- trainees to be co~~ted in meeting the goals; such apprer.tices ~d trainees must be ~ployed by the Contractor during the training period, and the Contractor must have ~de ~ coc=i~ent to e~ploy the apprentices and trainees at the c~letion of their training, aubject to the availability of ~?lo~ent opportuzities. Trainees ~t be trained pursuent to traini~g pro~~ approvec by the U.S. Dt:part.ment of Labor. ,/ ., - 7 - 7. The Con~ractor sh~2 t~\e specific affir~tive ec~ion5 to ens~e equal ~ploJ~er.t opportunity. The eva2uation of the Contractor's co~pli~ce vith these specificatiocs stall be based u~or. its ef- fort to actieve max~u= results fro~ its ections. The Contractor shell docunent these efforts fully, ~~C shall i~;le~ent affi~~tive action ste?s at least es extensive es the to21oving: a. Ensure and maintain a vorking enviror~ent free of h~ass~e~t, intitidation, and coercion at all sites, enc in all facilities at vhich the Contractor's e=ployees are assigned to .~rk. ~e Con- tractor, vhere possible, vill assigc tvo cr ~cre vo~en to e~ch construction project. The Contractor s~all specifiCally ens~e that all for~en, superintendents, and other on-site s~?eC\~so~, personnel ~e aVare of ~~d c~ry out the Contractor's obligation to ~aintain such a vorking environ-ent, vith specific attention to ~inority or f~e indivicuals vorking at such sites or in sUc~ tacilities. b. Establish and ~aintain a cu-~ent list of ~nority e:.d fe=~e recruitment so~ces. provide ~"itte~ notification tc ~i~o"it: ~d f~le recruit~ent So~ces and to co~~ity organizations vbe~ the Contractor or its unions have ~lc~ent opport~ities available, and maintain a reco"d of the organi%~tionst responses. .. c. ~ntain a current file of the na=es, aderesses and telepho~e nucbers ot each minority and fena1e off-the-street a?plic~t anc mirority or t...-", e refe:-ra.l from a union, a recruitment source or .._--.... ".r"'_ __.__--...-____ .~_ _ ____....-_... ___ -.~ ., - e - eO~UDity organization ~d of vhat 'action vas teken vith respect to eacb such in~ividual. If such individual vas sent to the ~ior. hiri~g hall for re!e~ral anc vas not rere~rec beck to the Co~tractc~ ty tr.e Q~ion or. if ~e~e~rec. not etployec. by the Contractcr, t~:s s~all be docuze"ted in the file vith the reason there~c~e, along vith vr.~tever e==itional actions the Contractor ~r have taken. d. Frovide i=ediate \/Titten notification to the Direct;:)r vhe:: the union or UDio~s vith vhich the Contractor has a collective be:gaini~ agree~ent has not referred to the Contractor a ~incrity person or vct~~ sent by the Contractor, or vhen the Contractor ~es other infor-~tion that the union referral process has it?ede~ the Contractor's e~forts to ~eet its obligations. e. Develop on-the-job training opport~ities ~~=Ior pe:ticipate in training prcgre=s ~or the 8:ea vhich ex?ressly include ~r.orities ~d vanen, including upgracing progr~s ~~d a~prenticeshi? ~~~ trainee progre=s relev~~t to the Contractor's e=plc)Anent needs, especially those p~ogr~s !unded or approved by the Depar~=en~ o~ Labor. The Co~tractor she21 provide notice o! tzese p~cgratS to t~e sources co=plied under ~ above. . f. Disseoinete the Cont~actor's EEO policy by providi~g notice o~ the policy to unions .!.::lC! training progr= and requesting their cooperation in assisting the Contractor in ~eeting its rEO obliga- tions; by inclUding it in any policy ~~ and collective bargein- 1ng asre-ez::ent; by :publicizing it in the CCDpany ne-...spaper. ~"''''.ual '\ .. _""?---.~~ ..~... .....~ _. .':'r.......... :--.-~. .. -.. t-:- - :......~~.-.- _.~.~. "-""'::' TO" :~ .,_~..::;__~~.. "1......-:JI;:..,.~ ~.:-:'-:-.~....,........... ....~~'-"f'~--::-€S.i'~ ~-- - 9 - report, etc.; by speci~ic reviev of the policy vith all :ar.age=e=~ perBoD.Ile1 !l.l'lC vith e.11 tninority and fe:::s.le ez::ployees at lee.!;~ once a ye.a.T; ane. bJ' pcsti?S the coz:;pany EO peliey on bt:..llet::.n boe.:-ds accessible to all e:::ployees at ee.c~ loce.~ion vhere constr~cticn \. .ork is perfor=ed. g. Reviev, at least ar~~ue.lly, the COI:p~~Y's EEO policy ~~d a~~ir--a- tive action obligations under these specifications v:th ~l e:::p1oyees having ~~y responsibility tor hiring, assig~e!1t, 1e.yo~f. te~ina- tion or other e:::ploJ~ent decisions including speci~ic reviev of these itez::s vith onsi'te super;iso~ perso~el s~ch as Superintenden~s, General Fore:::en, etc., prior to the initiation of const~cticn vark at ~~ job site. A vritten record shell be ~de ~d ~in~a:r.e~ identi!)'i~ the time anc place of these z::eetings, persons attend- ing~ subject ma~ter discussec. a=c disposition of t~e s~~jec~ ~a~~e~. h. Disse=inete the Contractor's EO policy externally 'bJ" incluc.i:::g it in any advertising in the nevs z::edia, specifically including ~Dority and f~le nevs media, and pro.~ding vritten noti:~=eticr. to and discussing the Contractor's EEO policy vith other Contractcrs and Subcontractors vith vhoo the Contractor does or antici?ates doing business. i. Direct its recruitoent efforts, both oral and vritte~, tc :d~oritYf f~e and co~unity organi~etions, to schools ~~th :dnor1ty and fenale sturlents and to ~Dority and fe.::.cle rec::l.:..itoe::t ~~ training orge.ni~atioDs Berving the Contractor's recruitoent -.... - ..- .. ..--.- J- :-"'"___ . '-' ... _a.,_ .~..- ...--:r.:2.4f-. . ._ ~ ~ .~ . .. ~~~. -:...- ~ .,-J~'!;"".~:...'l' - 10 - area and ~plo~er.t needs. Not 1~te" theD one ~onth ?rior to the date for the accept~~ce of applications ~or appreDtices~ip or ot~er t~ainiLg by BIO' recruit~ent so~ce, the Contractcr sh~l sene -~itter. ~oti~ication to org~i4ations such as the above, describing the openi: 5, screening procecu:es, ar.c tests to be used in the selection process. j. Encourage present minority and f~ale ~ployees to recr~t ot~er minority persons ~~ Vo~en and, vhere reasonable, provide a~ter school, S"~er and vecetion ~ploJ~ent to minority ~~~ fe~ale youth both on the site ~~d in other a:eas of a Contractor's vork~crce. k. Validate all tests and other selection re~uire=ents v~ere there is an obligation to do so unde" 41 CFR Pa~ 60-3. 1. Concuct, at least ~~~uel1y, an inventOr)' and eval~tioL at least of all minority and f~ale personnel for pro~otional oFPort~ities and encou:age these e=p1oyees to seek or to prepare for, throug~ appro?riate training, etc., such opport~ities. ~. Ensure that seniority practices, job classifications, vork ass:gn- ~ents and other personnel practices, do DOt have a discr'r'Datcry effect by continually oonitoring all personnel ~~C ~ploJ~e~t relate~ activities to ensure that the EEO policy and the Contractor's obli- gatipns under these specifications are bei~ c~r1ed out. r- . . - 11 - n. Ensure that all facilities and cocpany activities a~e nonseb"e- gated except that separate or single-use" toilet and necesse"y changinf facilities stall be provided to assure privacy betvee~ tte sexes. o. Doc~e~t and maintain a record of all solicitations of offers for subcontracts trow minority and t~ale construction contractors and suppliers, including circulation of solicitations to cinority and f~le contractor associations and other business associations. p. Conduct a re\~ev, at least ~ua11y, of all supervisors' ad- herence to and perfor-~nce under the Contractor's EEO policies ~~d affi~tive action obligations. B. Contractors are encouraged to participate in vol~~ta~' associa- tions vtich assist in fulfilling one or Dore of their affi~ative action obligatic~s (7a throug~ p). The effo~s o~ a contractor association, joint contractor-ULion, ccntractor-co~ity, or otcer simila= group of vhich the contractor is a m~ber and pa~icipant, may be asse~ed as fulfilling anyone or more of its obligations under 7a through p of these Specifications provided that the con- tractor actively participates in the group, makes every effort to assure that the group has a positive impact on the ~ploJ~ent of minorities and yemen in the incustry, ensures thet the concre~e beDer1ts or the program are reflected iD the Cont~actor's ~inority aDd feca1e vorktorce ~erticipetion, ~es a good faith e!!ort to r - 12 - ~eet its individual goals end ticeta~les. and car. provide access t~ docuoentation vcich demonstrates the effectiveness of actio~s teLe~ on b~half of the Co~tractor. The obligation to coeply. h~veve~, is the Co~tracter's and failure of such a g~oup to fulfill e~ obliga~ic~ shall not be a defense for the Co~tractorfs nonco~plia~ce. 9. A single goal fer minorities and a separate single g0~ fe~ vonen have pee~ established. The Contractor, hovever. is require~ to pro,ide eq~al e~plo~eDt opportunity and to take affir.=ative action for all ttinority groups, both me1e ~~d f~ale. anc all vc=e~, both ttinority ar.d non-minority. Conseque~tly, the Contractc~ oa~ be in violation of the Executive Order if a particula~ group is ~ployec i~ a substa~tially disparate ~er (for exa=r1e. eve~ tho~~ the Cor-tractor has achieved its goals for vonen geDe~e11y, the Ccntractc~ tey be in violation of the Executive Order if a specific minority group of vemen is unde~ili~ed). 10. The Contractor shall not use the goals and ticetables or affi~a- tive action st~dards to discricinate against ~y person because of race, color. religion, sex. or national origin. 11. The Contractor shall not enter into ~y Subcontract v1th ~y person or firm debarred tro= Gove~ent contracts pursu~t to Executive Order 11246. . ~ r- - 13 - 12. Tbe Contractor stall carry out such s~ctions and pena!ties fc~ violation of these specifications ~~d o~ the Eq~~ Oppc~tur_ity Cla~se, inc1udin[ suspension,. ter=ination and cancellation of existi~ su~- cont,acts as ~ay be iopcsed or ordered purs~t to Executive C,de~ 11246, as anended, ~~d its ~ple=enting regulations, by t~e Office of Fede,al Contract Co=plience Pr05T~s. Any Cor.t,actor .ho fails to carry out sucb s~~ctions ~~d pen~ties shall be in violatien e~ these specifications ~~d Executive Order 1l2l:, as ~ended. 13. The Contractor, in fulfilling its obligations \L~der t~ese speci- fications, shall inplecent specific affi~ative action steps, at least es extensive as these Btend~ds prescribed in parafra?~ 7 of these specifications, so as to acbieve ~i~~ results fro= its efforts to e~s~e e~~al ~ployce~t oppcrt~ity. If tee Ce=tractcr fails to coeply .ith the requirenents of tbe Exec~tive Order, the impleoenting regulations, or these specifications, the Director shall proceed in accordar.ce vitb 41 CFR 60-4.8. 14. Tbe Contractor shall designate a responsible official to ~Dito, all employment rel~ted activity to ensure tbat the conr~~Y IZO policy is being carried out, to subnit reports relating to the pr~visioDs hereof as may be require~ by tbe Governoent and to keep records. RecordD sball at least include tor eao~ e=ployee the naoe, ad~ess, telephone D~bers, construction trade, union a!filiation if acY, e=ployee identification number vben assi~ed, Bocial security number. race, sex. status (e.g.. mech~"ic, apprentice, trainee, ., - 14 - belper, or laborer), dates of char-ges in status, ho~s vo~ke= pe~ veek in the in1icatec trace, rate of pay, er.= locations at .hic~ the vork vas perfo~ed. Records shell be ~ai~taine= in ~~ eas::y underst~~dable ~~d retrievable fo",=; hovever, to the de~ee that existing records satisfy this requir~ent, contractors shell not be required to ~ainta:n sepa:ate ~ecords. 15. Not~iDg herein provided sball be construed as a lititation upon the application of other lays vhich establish different st~da~ds of ccnpliance or upon the application of requir~ents fo~ the hir- ins of local or other area reside~ts (e.g., those ur.der the ?u~lic ,. Works ~ploy=ent Act of 1977 and the Co~~ity Develo~ent Block Gr~'1t Progra..=). r- .. . ". ... EXHIBlT D January 27. 1978 U.S. DEPARTMENT OF COMMERCE NATIONAL OCEANIC & ATMOSPHERIC ADMINISTRATION OFFICE OF COASTAL ZONE MANAGEMENT Coastal Energy Impact Program Construction Loan Agreement. Standard Terms and Conditions Project No. 90-8-MOI-02ASB-03 PAGE A. Definitions . . . . . . . . . B. Use of Loan Funds . . . C. Procurement Standards D. Final Plans and Specifications E. Constrtl.<::tlon Contract Awards . . . . 1 2 .' . 2 2 ...... 2 F. Bonding and Insurance . . . . . . . . 3 G. Prior Written Approval of Changes . . ..... 3 H. Disbursement of Loan Funds 3 I. Allowable Cost 3 J. Borrower Financial Management System 4 K. Suspension or Termination of the Loan . 4 L. Property Management Standards . 5 M. Officials Not to Benefit 5 N. Access to Records and Right to Audit 5 o. Maintenance of Records 5 P. Signs at Project Site 6 Q. Disputes ...... . . . . . . . 6 R. General Requirements During Construction . . . . . 6 S. Loan Requirements . . . . . . . . . . 7 T. Repayment Assistance . . . . . . . . . . . . . . . 10 o. Statutory Requirements for Construction Contracts and Subcontracts . . . . . . . . . . . 10 v. Miscellaneous . . . . . . . . . . . . . ... . . . . . 15 r : . '. . ~. :.- I . u.s. DEPARTMENT OF COMMERCE NATIONAL OCEANIC & ATMOSPHERIC ADMINISTRATION OFFICE OF COASTAL ZONE MANAGEMENT Coastal Energy Impact Program Construction Loan Agreement Standard Terms and Conditions A. Definitions Except to the extent modified or supplemented by this Loan Agreement. any term not defined below but defined in the Act or Regulations (as defined below) shall have the same meaning when used herein. 1. "Agreement" means.this Loan Agreement. and any amendments or SUPRlements thereto. 2. "Act" means the Coastal Zone Management Act of 1972 (P.L. 92-583) as amended by the Coastal Zone Manag~ent Amendments of 1974 (P.L. 93-612) and 1978 (P.L. 94-370). 3. "Regulations" means those regulations promulgated pursuant to the Act and found at 15 CFR 931. 4. "Obligations" shall mean the evidence of indebtedness of the loan by NOAA to the Borrower and shall include Bonds and Notes. 5. "NOAA" refers to the.National Oceanic and Atmospheric Administration. 6. "Government" means "NOAA." 7. "Borrower" refers to the recipient of a loan under this agreement. . 8. "Project" means the facilities. and/or the property. real or personal. which is financed wholly or in part by the Government. 9. "ocZM" refers to NOAA's Office of Coastal Zone Management. 10. ",A-102" means Office of Management and Budget Circular ,A-102. "Uniform Administrative Requirements for Grants-In-Aid to State and !,t)cal Governments." ~l- r . "". . ,..; '"..,;; ,- U.S. DEPARTMENT OF COMMERCE NATIONAL OCEANIC & ATMOSPHERIC ADMINISTRATION OFFICE OF COASTAL ZONE MANAGEMENT Coastal Energy Impact Program Construction Loan Agreement Standard Terms and Conditions A. Definitions Except to the extent modified or supplemented by this Loan Agreenent, any term not defined below but defined in the Act or Regulations (as defined below) shall have the same meaning when used herein. 1. "Agreement" means this Loan Agreement, and any amendments or supplements thereto. 2. "Act" means the Coastal Zone Management Act of 1972 (P.L. 92-583) as amended by the Coastal Zone Management Amendments of 1974 (P.L. 93-612) and 1978 (P.L. 94-370). 3. "Regulations" means those regulations promulgated pursuant to the Act and found at 15 CFR 931. 4. "Obligations" shall mean the evidence of indebtedness of the loan by NOAA to the Borrower and shall include Bonds and Notes. 5. "NOAA" refers to the.National Oceanic and Atmospheric Administration. 6. "Government" means "NOAA." 7. "Borrower" refers to the recipient of a loan under this agreement. . 8. "Project" means the facilities, and/or the property, real or personal, ~hich is financed ~holly or in part by the Government. 9. tlOCZM" refers to NOAA's Office of Coastal Zone Management. 10. tI,A-102" means Office of Management and Budget Circular A-102, "Uniform Administrative Requirements for Grants-In-Aid to State and Local Governments." ~l- r -2- B. Use of Loan Funds 1. Loan funds are to be used only for the purposes and activities covered by the Borrower's approved project and budget. 2. Funds will be used in a manner that is compatible with the State's developing coastal zone management program or consistent with the State's approved coastal zone management program. C. Procurement Standards _i The Borrower may use its procurement regulations which reflect applicable State and local law, rules and regulations, provided that procurements made with Federal loan funds adhere to the standards set forth in Attachment 0 of A-102. . D. Final Plans and Specifications The Borrower shall, upon request of the Government, provide to the Governm~~t one (1) copy of its final plans and specifications for the Project. E. Construction Contract Awards - , Prior to the award of construction contracts the Borrower will furnish the following to the Government: vi 1. Tabulation of bids, with a covering letter which clearly sets forth the name(s) of the Contractor(s) to whom award is proposed; the bides); the alternates, where applicable, to be taken by number and amount; and the resultant total(s) of the proposed avard. The tabulation will also show the designing Architect/Engineer's estimate. The tabulation must be accompanied by a certification of the Architect/Engineer as to the correctness and completeness of the tabulation. The certificate must be accompanied by a statement from the Architect/Engineer recommending award to the low bidder. If award is recommended to other than the low bidder, the reasons must be fully stated, and accompanied by certification by the Borrower that such action is legal under local and State procurement law. 2. A copy of the complete bid form of the bidder to whom tbe Borrower proposes to make the award. 3. A statement signed by the Authorized Representative of the Borrower that: a. all bids were received sealed and opened in his/ber presence; r-' -3- b. the Borrower has sufficient funds in addition to the funds provided by the Government to complete the Project, including interim financing; c. The Borrower has obtained, or can obtain, all land, rights-of-way, permits, franchises and all Federal, State, and local coordinations and approvals necessary to the completion of the Project, and in all other respects has complied with pertinent Federal, State and local laws. F. Bonding and Insurance 1. State or local units of government shall follow their own normal requirements relating to bid guarantees, performance bonds, and payment bonds except for contracts exceeding $100,000; for contracts exceeding $100,000 the minimum requirements shall be as follows: A bid guarantee from each bidder equivalent to five percent of the bid price; a performance bond on the part of the contractor for 100 percent of the contract price; and a payment bond on the part of the contractor for 100 percent of the contract price. 2. The Borrower convenants that each of its officials or employees having custody of the Project funds during acquisition, construction, development and operation shall be bonded at all times in such amount as normally required by the State. -.0;- 3. The Borrower shall carry insurance, and require each contractor and subcontractor to carry insurance, of such types and in such amounts as normally required by the State. ~ G. Prior written Approval of Changes The Borrower must obtain pripr written major program changes. These include: the Project design, or plans set forth specifications; and (b) changes in the as specified in A-I02. approval from the government for (a) changes of substance in in the final plans and approved project budget H. Disbursement of Loan Funds Loan disbursement will ordinarily be made when the project is substantially complete. 1. Allowable Cost Except where inconsistent with Federal requirements, State procedures and practices will apply to funds disbursed by the State agency and local procedures and practices to funds disbursed by units of local government. Federal Management Circular No. 74-4, "Principles f~r r - -v -. , "- ..,; -4- " Determining Costs Applicable to Grants and Contracts ~ith State and Local Governments" and the Regulations must be complied ~ith by the Borrower ~ith respect to the treatment of specific items and their cost allowability. J. Borrower Financial Management System 1. Responsibility of Borrower The Borrower must establish fiscal control and fund accounting procedures which assure proper disbursement of, and accounting . for, loan funds and any required non-Federal expenditures. 2. Recording and Documentation of Receipts and Expenditures Accounting procedures must provide for an accurate and timely recording of receipt of funds by source, of expenditures made from such funds, and of unexpended balances. Controls must be established which are adequate to ensure that expenditures charged to ioan activities are for allowable purposes and that documentation is readily available to verify that such charges are accurate. K. Suspension or Termination of the Loan 1. The Government shall have the right to suspend or te~inate for cause all or any part of its obligation hereunder if: (a) Any representation made by the Borrower to the Government in connection with the application for Government assistance shall be incorrect or incomplete in any material respect. (b) The Borrower fails to comply with the essential condition?f this Agreement, that it shall diligently pursue the development of this project to ensure completion within the le~gth of time proposed in the Offer. It is agreed that the Borrower shall notify the OCZM Assistant Administrator in the event delays occur which substantially affect the accomplishment of the project. (c) The scope, intent or purpose of the Project is changed substantially so as to significantly affect the accomplishment of the Project as intended. (d) The Borrower has violated commitments made by it in its application and supporting documents or has violated any of the terms or conditions of this Agreement. r- -5- 2. The obligations hereunder may be terminated for convenience if: (a) Both the Borrower and the Government agree that continuation of the Project would not produce beneficial results commensurate with the further expenditure of funds. (b) Both the Borrower and the Government shall agree upon the termination conditions, including the effective date and, in the case of partial terminations, the portion to be terminated. (c) The Borrower agrees to incur no new obligations for the termination portion after the effective date and to cancel or satisfy all outstanding obligations as of that date. L. Property Management Standards The Borrower may use its property management standards and procedures if they, as a minimum, contain the provisions of A-102, Attachment N. M. Officials Not to Benefit No member of or delegate to Congress, or resident Cocmissioner, shall be admitted to any share or part of this grant or to any benefit that may arise therefrom. N. Access to Records and Right to Audit 1. The Borrower agrees that the Comptroller General of the United States or any of his/her duly authorized representatives and the Secretary ~f Commerce or any of his/her duly authorized representatives shall, until the expiration of three (3) years after completion of the project for which this loan was made or used, have access to and the right to examine any directly pertinent books, documents, papers and records of the Borrower involving transactions related to this loan. The Borrower agrees to include the substance of this paragraph in all subgrants, contracts, and subcontracts payable from funds in whole or in part under this loan. o. Maintenance of Records The Borrower shall require each of its contractors and subcontractors to establish, maintain and preserve property management, project performance, financial management and reporting documents and systems, and such other books, records, and other data pertinent to the Project as the Government may require. Such records shall be retained for-a I , -6- period of three years following completion of the Project, or until an audit is completed and all questions arising therefrom are resolved, whichever is sooner. P. Signs at Project Site The Borrower shall cause to be erected at the site of the Project, ahd maintained during construction, signs satisfactory to NOAA identifying the Project and indicating the fact that NOAA is participating in the development of the Project. (Sample Attachment I) Q. Disputes . 1. Except as otherwise provided by law or any other provision herein, any dispute arising under the loan which is not disposed of by agreement shall be decided by the Chief, Grant/Loan Operations Staff who shall reduce the decision to writing and mail or otherwise furnish a copy thereof to the Borrower. This decision shall be final and conclusive unless, within 30 days from the date of receipt of the written decision, the Borrower mails or otherwise directs a written appeal addressed to the Administrator of NOAA. The decision of the Administrator or his duly authorized representative for the determination of such appeal, shall be final and conclusive unless determined by a court of competent jurisdiction to have been fraudulent or capricious, or arbitrary, or so grossly erroneous as necessarily to imply bad faith, or not supported by substantial evidence. In connection with an appeal proceeding under this clause, the Borrower shall be afforded an opportunity to be heard and to offer evidence in support of any appeal. ~ 2. This "disputes" clause does not preclude consideration of questions of law in connection with decisions provided for in paragraph 1. above: provided, that nothing in the loan shall be construed as making final the decision of any administrative official, representa- tive, or board, on a question of law. 3. The Borrower shall have the sole authority and full responsibility, without recourse to the Federal Government or any of its agencies, for the settlement and satisfaction of all contractual and administrative issues arising out of this loan. R. General Requirements During Construction 1. General procedures contained in the "Engineering and Construction Guidelines for Applicants" - 42 Federal Register page 64830, dated December 28, 1977, shall be followed during construction. (See Attachment II) r" ~ -7- . 2. The Borro~er shall submit two copies of quarterly performance reports within 30 days following the end of the quarter which indicate whether time schedules are being met, and which describe any problems or factors contributing to or expected to cause delay. In addition, the Borro~er shall pro~pt1y for" ward to OCZM one copy of each partial payment request from contractors as approved for payment by the Borrower. 3. The Borrower shall submit semiannually, ~ithin 45 days following the six-month period, three copies of a financial report on the project which shall disclose the actual expenditures to date against the approved project budget. ~.' 4. Reports shall be submitted to: '. D~partment of Commerce National Oceanic and Atmospheric Administration Office of Coastal Zone Management Grant/Loan Operations Staff 3300 Whitehaven Street, N. W. Washington, D. C. 20235 S. Loan Requirements 1. The Borro~er shall initiate and prosecute to completion all pro- ceedings and execute all documents (in form satisfactory to the Government) necessary to the authorization, issuance, and sale of the Obligations and to the security thereof. When said pro- ceedings have been completed to the point of, but not including, the delivery of the Obligation or Obligations to the Government, the Borrower shall request the Government to purchase the Obli- gations. The request shall be supported by such data as the Government shall require to determine ~hether the Borro~er has complied with the Terms and Conditions of this Agreement. 2. The Borrower shall furnish the Government with a transcript of proceedings which should include, among other things, conformed copies of all executed documents for the authorization, issuance, sale and security of the Obligations evidencing that the Obliga- tions, when delivered and paid for will constitute binding and legal obligations payable and secured in accordance with their tenor, and that all proceedings for financing the acquisition, construction and development of the project preliminary to the delivery of the Obligations to the Government have occurred in due time, form, and manner, as required by law. 3. Simultaneously with the delivery of any Obligations to the Gov- ernment, the Borrower shall furnish to the Government from Bond Covnsel satisfactory to the Government an opinion which shall express approval of all of the Obligations~ and specifically and unqualifiedly the Obligations then being delivered to the-, Government, and shall state that said Obligations have been r- -8- issued pursuant to all requirements of law, and that said Obligations, when delivered and paid for, will constitute valid legal and binding obligations of the Borrower enforceable in accordance with their terms payable and secured in accordance with the tenor thereof and the terms and conditions of this Agreement. Bond Counsel shall further deliver an opinion satisfactory to the Government that Borrower has the legal power and is duly authorized to enter into and carry out the terms of all docu- ments issued in connection with the delivery of the Obligations and that all such documents are in form, content, and substance acceptable to such Counsel and constitute in accordance with their respective terms valid, legal and binding instruments enforceable against the Borrower. ~ 4. Borrower shall include in the proceedings for the authorization, issuance, sale and security of the Obligations, provisions for the payment of the principal of and interest on the Obligation and for the security thereof of the nature required to assure such payment and to .safeguard the loan hereunder, including, in case the Obligations are payable in whole or in part from any special sources of revenues, provisions designed to assure the production of such revenues and the application thereof to the extent required for the payment and security of the Obligations and interest thereon, including the maintenance of reasonable reserves. Borrower shall take all action and execute all docu- ments necessary and deemed appropriate by NOAA to perfect a security interest in the security underlying the obligations in favor of Government and to provide for the assignment of such security to the Government. ~ 5. So long as the Government holds any of the Obligations, the Borrower shall furnish operating statements for the project, and any facilities, the revenues of which are pledged to pay- ment of the Obligations, in such form and substance for such periods as may be requested by the Government. 6. The Borrower shall, so long as the Government holds any Obliga- tions, carry insurance of such types and in such amounts as is the usual practice in the area. 1. If required by the Government, the Borrower will enter into a Trust Agreement designating a bank acceptable to the Government as Trustee and containing such other terms and provisions as may be satisfactory to the Government. The Trust Agreement shall provide for the payment of all appropriate revenues into an account with the Trustee with provisions for the payment of current expenses therefrom and the transfer of the net remain- ing funds into appropriate" additional accounts for the purpose of providing a maintenance reserve, funds for current bond/note 10. 11. .... -9- service; reserves for bond/note service ace bond/note redemption, all in a canner and form acceptable to the GO?~~ent. Th~ funds in all such accounts shall be held in trust and shall be secured as required by latl for deposit of Governmec:: funds. 8. In the event a Trust Agreement is not required by the Governnent7 the Borrower may be required by the Governme~~ to establish such accounts, perfo~ such duties and comply with such terws and conditions as the Government might. ordinarily requi~e of a Trustee in a Trust Agre~ent. 9. The Borrower shall establish and.maintain account~ng procedures as may be necessary or helpful in the accurate accounting for and segregation of revenues and for the allocation of expenses; Such procedures shall be in conformance ~th generally accepted accounting procedures. Moneys on deposit to the credit of accounts and funds established and maintained in confo~ty with the provisions of this Ag~ee- ment or to fund payments from net revenues may be invested by the Borrower, in direct Obligations of? or Obligations, the principal and the interest on which ar~ guaranteed by tbe U. S. Goyern=ent, A "Default" under a loan Obligation vill occur when a scheduled payment as listed in the Obligation has not been paid to NO.~ on the date listed in the paywent schedule an~ remains unpaid 60 days thereafter, a~cept under the following conditions: a. Failure to make a scheduled payment when Lender is NO~~ and ..hen there is inadequate notice to Borro~ler of change in designation of the Lender or its address if reasonable effort to pay is made. b. If Borrower is not properly notified of change in agency admir~stering tbe Act, or custodian of obligation, i.e., Federal Reserve ~ank of Richmond. c. ~en tne Borrower has applied for repayment assistance within a thirty-day period following the failure to make a scheduled payment and until'15 days following such tiQe as the Borrower is notified of the Assistant Administrator's determination regarding repayment assistance. d. When the Borrower appeals the decision of the Assistant Administrator regarding repayment assistance a default will not occur until 15 days [01101"ing notification of the Admin- istrator of NO_~ as to ~he appeal decision. e. ~~en the Borrower is granted repayment assistaace and has met the teres and conditions of such repa)~ent assist- ance; r ..-4;. ~ wo i .~ .:":,ap> -Hi- f. When the Assistant Administrator determines that extenuating circumstances exist and so notifies the Borrower. T. Repayment Assistance If the Assistant Administrator finds that any coastal state or unit of general purpose local government which is a Borrower is unable to meet its obligations pursuant to a loan made under section 308(d)(1) of the Act because the actual increases in employment and related population resulting from coastal energy activity and the facilities associated with such activity do not provide adequate revenues to enable such state or unit to meet such obligations in accordance with the appropriate repayment schedule, the Assistant Administrator shall, after review of the information submitted by such state or unit pursuant to section 308(e)(3) of the Act take, subject to the Special Conditions contained in the Agreement, any of the following actions: . 1. Modify appropriately the terms and conditions of such loan. 2. Refinance such loan. 3. Make a supplemental loan to such state or unit the proceeds of which shall be applied to the payment of principal and interest due under such loan. 4. Make a grant to such state or unit the proceeds of which shall be applied to the payment of principal and interest due under such loan. U. Statutory Requirements for Construction Contracts and Subcontracts Borrower shall comply with and shall require each of its contractors , and subcontractors employed in the completion of the project to com- ply with all applicable Federal, State, Territorial, and local laws, and in particular: 1. The Copeland "Anti-Kickback" Act, as amended (18 use 874) as supplemented in Department of Labor regulations (41 CFR Chap- ter 60). 2. Nondiscrimination, Title VI of the Civil Rights Act of 1964 (P.L. 88-352), as amended, (42 use 2000d) and the requirements imposed by the Regulations of the Department of Commerce (15 CFR Part 8) issued pursuant to that Title. In accordance therewith no person in the United States shall, on the ground of race. color. or national origin, be excluded from participation in. be denied the benefits of. or be otherwise subjected to discrimina- tion under any program or activity for which the Borrower receives r- -11- Federal financial assistance and will immediately take any measures necessary to effectuate this agreement. 3. The Flood Disaster Protection Act of 1973 (P.L. 93-234), as amended. The Borrower will fulfill any flood insurance require- ments under this Act and any regulations issued thereunder by the U. S. Department of Housing and Urban Development or which may be issued by NOAA. 4. Architectural Barriers Act (P.L. 90-480), 42 use 4151, as amended, and the regulations issued or to be issued thereunder, prescribing standards for the design and construction of any building or facility intended to be accessible to the public or ~hich may result in the employment of handicapped persons therein. .. 5. Rehabilitation Act of 1973, 29 USC 794, Executive Order 11914. No otherwise qualified handicapped individual shall, solely by reason of his/her handicap, be denied the benefits of, be excluded from participation in, or be subjected to discrimination under any program or activity receiving Federal financial assistance. 6. The Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 (P.L. 91-646, as amended), 15 CFR Part 916. 7. The National Environmental Policy Act of 1969 (P.L. 90-190); the National Historic Preservation Act of 1966 (80 Stat 915, 16 USC 470); and Executive Order No. 11593 of May 31, 1971. 8. Equal Employment Opportunity, Executive Order 11246, as amended by Executive Order 11375, and as supplemented in Department. of Labor regulations (41 CFR Chapter 60). The Borrower shall cause or require to be inserted in full in any construction contract or subcontract for more than $10,000, or modification thereof, as defined in the rules and regulations of the Secretary of Labor at 41 CFR Chapter 60, which is paid for in whole or in part with assistance provided under this Agree- ment, the following equal opportunity clause: During the performance of this contract, the contractor agrees as follows: (a) The contractor will not discriminate against any employee or applicant for employment because of race, color, religion, sex, or national origin. The contractor will take affirmative action to ensure that applicants are employed, and that employees are treated during employment, without regard to their race, color, religion, sex, or national origin. Such action shall include, but not be limited to, the following: Employment. upgrading, demotion, or transfer, recruitment or recruitment advertising; layoff or termina- tion; rates of payor other forms of compensation; and select~on for r ., -12- training, including apprenticeship. The contractor agrees to post in conspicuous places, avai~ab1e to employees and applicants for employment, notices to be provided by the contracting officer setting forth the provisions of this nondiscrimination clause. (b) The contractor will, in all solicitations or advertisements for employees placed by or on behalf of the contractor, state that all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, or national origin. ., (c) The contractor will send to each labor union or representati, of workers with which he has a collective bargaining agreement or othe contract or understanding, a notice to be provided advising the said. labor union of workers' representatives of the contractor's commitment under this section and shall post copies of the notice in conspicuous places available to employees and applicants for employment. (d) The contractor will comply with all provisions of Executive Order 11246 of September 24, 1965, and of the rules, regulations, and relevant orders of the Secretary of Labor. (e) The contractor will furnish all information and reports required by Executive Order 11246 of September 24, 1965, and by the rules, regulations, and orders of the Secretary of Labor, or pursuant thereto, and will permit access to his/her books, records, and account by NOAA and the Secretary of Labor for purposes of investigation to ascertain compliance with such rules, regulations, and orders. (f) In the event of the contractor's noncompliance with the nondiscrimination clauses of this contract or with any of such rules. regulations, or orders, this contract may be cancelled, terminated or suspended in whole or in part and the contractor may be declared ineligible for further Government contracts or Federally assisted construction contract procedures authorized in Executive Order 11246 of September 24, 1965, or by rule, regulation, or order of the Secretary of Labor, or as otherwise provided by law. (g) The contractor will include the portion of the sentence immediately preceding paragraph (a) and the provisions of paragraphs (a) through (g) in every subcontract or purchase order unless exempte by rules, regulations, or orders of the Secretary of Labor issued pursuant to section 204 of Executive Order 11246 of September 24, 197 80 that such provisions will be binding upon each subcontractor or vendor. The contractor will take such action with respect to any subcontract or purchase order as NOAA may direct as a means of en- forcing such provisions, including sanctions for noncompliance: Provided, however, that in the event a contractor becomes involved in, or is threatened with, litigation with a subcontractor or vendor 8S a result of such direction by NOAA, the contractor may request the United States to enter into such litigation to protect the intere~t of the United States. rp . . .. " ;'13- The Borro~er further agrees that it will be bound by the above equal opportunity clause with respect to its own employment practices when it participates in federally-assisted construction work: provided, that if the Borrower so participating is a State or local government. the above equal opportunity clause is not applicable to any agency, instrumentality or subdivision of such government ~hich does not participate in work on or under the contract. The Borro~er agrees that it will assist and cooperate actively with NO.~~ and the Secretary of Labor in obtaining the compliance of con- tractors and subcontractors with the equal opportunity clause and the rules, regulations, and relevant orders of the Secretary of Labor; that it will furnish NOAA and the Secretary of Labor such information as they may require for the supervision of such compliance; and that it will otherwise assist NOAA in the discharge of its primary respon- sibility for securing compliance. The Borrower further agrees that it will refrain from entering into any contract or contract modification subject to Executive Order 11246 of September 24, 1965. with a contractor debarred from, or who has not demonstrated eligibility for, Government contracts and Federally assisted construction contracts pursuant to the executive order and will carry out such sanctions and penalties for violation of the equal opportunity clause as may be imposed upon contractors and subcontractors by NOAA or the Secretary of Labor pursuant to Part II, Subpart D of the Exec- utive Order. In addition, the Borrower agrees that if it fails or refuses to comply with these undertakings, NOAA may take any or all of the following actions: Cancel, terminate, or suspend the Loan in whole or in part; refrain from extending any further assistance to the Borrower under the program with respect to which the failure or refusal occured until satisfactory assurance of future compliance has been received from such Borrower; and refer the case to the Department of Justice for appropriate legal proceedings. 9. Certification of Nonsegregated facilities as required by the May 9, 1967, order (32 F.R. 7439, May 19, 1967) on Elimination of Segregated facilities, by the Secretary of Labor. Prior to the award of any construction contract or subcontract exceeding $10,000, the Borrower shall require the prospective prime con- tractor and each prime contractor shall require each subcon- tractor to submit the following certification: By the submission of this bid, the bidder, offeror. applicant, or subcontractor certifies that he/she does not maintain or provide for his/her employees any segregated facilities at any of his/her establishments, and that he/she, does not permit his! her employees to perform their services at 'any location. under his/her control where segregated facilities are maintained. r~ . . ~ .... .... . . , :'14- .. Be/she certifies furtLer that he/she will not maintain or' provide for his/her employees any segregated facilities at any of his/her establishments, and that he/she will not permit his/her employees to perform their services at any location, under his/her control, where segregated facilities are maintained. The bidder, offeror, applicant, or subcontractor agrees that a breach of this certifi- cation is a violation of the Equal Opportunity clause in this contract. As used in this certification, the term "segregated facilities" means any waiting rooms, work areas, rest rooms and wash rooms, restaurants and other eating areas, time clocks, locker rooms and other storage or dressing areas, parking lots, drinking fountains, recreation or entertainment areas, transpor- tation, and housing facilities provided for employees which are segregated by explicit directive or are in fact segregated on the basis of race, creed, color or national origin, because of habit, local custom, or otherwise. Be/she further agrees that (except where he/she has obtained identical certifications from proposed subcontractors for specific time periods) he/she will obtain identical certifications from proposed subcontractors prior to the award of subcontracts exceeding $10,000 which are not exempt from the provisions of the Equal Opportunity clause; that he/she will retain such certifications in his/her files; and that he/she will forward the following notice to such proposed subcontractors (except where the proposed subcontrac- tors have submitted identical certifications for specific time periods): NOTICE TO PROSPECTIVE SUBC01~RACTORS OF REQUIREME1~ FOR CERTIFICATIONS OF NONSEGREGATED FACILITIES . A Certification of Nonsegregated Facilities, as required by the May 9, 1967, order (32 F.R. 7439, May 19, 1967) on Elimination of Segregated Facilities, by the Secretary of Labor, must be submitted prior to the award of a subcontract exceeding $10,000 which is not exempt from the provisions of the Equal Opportunity clause. The Certification may be submitted either for each subcontract or for all subcontracts during a period (i.e., quarterly, semiannually, or, annually). .... NOTE The penalty for making false statements in offers is prescribed in 18 U.S.C. 1001. 10. The Clean Air Act, as amended, 42 USC 1857 et seq., the Federal Water Pollution Control Act, as amended, 33 USC 1251 et seq. and the regulations of the Environmental Protection Agency will re- spect thereto, at 40 CFR Part IS, as amended from time to time. In compliance with said regulations, the Borrower shall cause or require to be inserted in full in all contracts, subcontracts, and subgrants in excess of $100,000 funded with assistance pro- vided under this Agreement, the following requirements: '. r- .. ". -15- ... .../ . (a) A stipulation by the contractor or subcontractors that any facility to be utilized in the performance of any contract or subcontract is not listed on the List of Violating Facilities issued by the Environmental Protection Agency (EPA) pursuant to 40 CFR 15.20. (b) Agreement by the contractor to comply with all the requirements of section 114 of the Clean Air Act, as amended, (42 USC 1857 et seq.) section 308 of the Federal Water Pollution Control Act, as amended, (33 use 1318) relating to inspection, monitoring, entry, reports, and information, as well as all other requirements specified in said section 114 and section 308, and all regulations and guidelines issued thereunder. (c) A stipulation that as a condition for the award of the contract prompt notice will be given of any notification received from the Director, Office of Federal Activities, EPA, indicating that a facility utilized or to be utilized for the contract is under consideration to be listed on the EPA List of Violating Facilities. (d) Agreement by the contractor that he/she will include or cause to be included the criteria and requirements in para- graph (1) through (4) of this section in every nonexempt sub- contract and requiring that the contractor will take such action as the Government may direct as a means of enforcing such pro- visions. In no event shall any amount of the assistance provided under this Agreement be utilized with respect to a facility which has given rise to a conviction under section l13(c)(1) of the Clean Air Act or section 309(c) of the Federal Water Pollution Control Act. V. Miscellaneous , 1. This Agreement may be amended or supplemented from time to time by an instrument in writing executed by the Borrower and the Assistant Administrator. 2. The non-statutory conditions of this agreement may be waived in writing by the Assistant Administrator either in his/her discre- tion or upon request by Borrower. r .. .. .. PROJECT BUDGET Item Administration Engi neeri ng , Construction Contingencies Total EXHIBIT E loan No. 90-8-M01-02A5B-03 Budget Amount $ 25,000 $ 106,000 $1,522,000 $ 47,000 $1,700,000