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HomeMy WebLinkAbout05232011 City Council Work Session Notes - ASLC Energy Efficency Tao 1 t'l 1 rr pThit mini MtaucrcS _ Li5htty vt-tilii-i- C vrfvb15 vCroia '04 "V-ricat. li � :,?ley-n ./----- ... Slab Naafi WORK SESSION NOTES ON A5'.,C ,-v,Qtai ( PYW .i-cr;11v14 lytku - ria_y ) - \e„ 4,\P-AV-'41 ‘141) Purpose: L-11,91A C fl(1 e1 h) WIII1l ,j' ki ' ' Pregsent:})11)1I •'aria? (*VIA I ,[.00)(1 Council Members Present: �1{�haw, (//ig f/` � c-"`i 614 Vail24_ 5 i f aft aJft/ .c' i ,- 517)0C-f le �%0 `s Called by: rJ, o c Time 5 3U r� Date J� - i *************************** I **** ********************* - Vkv\ ia-ft )r.\ A ci s J e rALC1 .._) l_ruer 'ID ari —61-_(:- L., ,zs, a.; ir 1G ‘jw)es -A5LG hylbry tic ()Oliwch _ sew (ii\tS E �� f�G � � r^ �,6 .3 t )(', ilAwtoct-),_ ivo—cd i ),, r AL--6Rti: lo, ,,,„ -- -U -Li Y16114 ( , h' := _E ^r ri g- .1 1)fr) -r, ! 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The preliminary audit was completed in fall 2009 with a recommendation that the Center had the potential to achieve a potential 15-20% energy cost saving over 10 years with completion of Facility Improvement Measures(FIM). In November 2009,the ASLC signed a Letter of Intent(copy attached)with Siemens to perform an investment grade energy audit. This audit was completed over the winter 2009-2010 with a finding that a base energy project with a project cost of$808,435 could achieve annual utility and operational savings averaging$95,000 over a 20-year project useful life. Alaska Energy Efficiency Revolving Loan Fund Program(AEERLFP): The 2010 Alaska Legislature with the passage of SB 220 created the Alaska Energy Efficiency Revolving Loan Fund Program(AEERLP)under the Alaska Housing Finance Corporation that provides financing for permanent energy efficient improvements to buildings owned by regional educational attendance areas, by the University of Alaska, by the state, or by municipalities in the state. Eligible borrowers obtain an Investment Grade Audit(IGA)as the basis for making cost-effective energy improvements, selecting from the list of energy efficiency measures identified with the Audit. As a city owned facility,the ASLC cost-effective energy improvement measures identified in the Siemens audit are eligible for funding under the AEERLF Program. Loans are for a 15-year term maximum and there are no penalties for early loan payoff. Interest rates vary between 4.25%to 5%depending on the loan term. ASLC Proposal to the City: The ASLC is seeking your authorization for the city administration to make application for an AEERLP loan to finance the base energy project developed from the Siemens audit. I have attached with this letter the Detailed Investment Grade Audit(IGA)and Energy Services Proposal along with a cash flow analysis using a 5%annual interest rate financed over 14-years. This analysis shows the forecast energy and operational savings would retire the loan in just under 14-years, with cumulative net cash flow over 20-years of$815,4/14. •Page 1 .ti J • Memorandum to Seward City Council Alaska SeaLife Center Energy Performance Contract April 26,2011 Under the terms of the Siemens Performance Agreement(a draft copy is attached)Siemens provides a firm price for the identified scope of work and the savings generated from energy, operational and maintenance savings repay the financing. Energy and operational savings are guaranteed to offset the cost of the loan payments. Siemens guarantees that the energy savings meet or exceed the cost of the financing, otherwise they pay the difference. Siemens has the option of implementing additional improvement measures at their expense to meet the guarantee. Ongoing measurement and verification will ensure that the guaranteed energy savings continue for the contract term. Under the provisions of the AEERLP regulations(copy attached)the application documentation is as follows: 1. Loan Application signed and dated(AHFC Form AEELRP-1); 2. Corporate Borrowing Resolution authorizing the borrowing and authorized signers to enter into the loan transaction; 3. Evidence of title vesting in the property-copy of warranty deed of preliminary title report; 4. Copy of an approved Investment Grade Audit and list of selected energy efficiency measures(scope of work); 5. Copy of Performance Contract; and 6. Other documentation as reasonably requested by AHFC. Upon receipt of an application for a loan under the program,AHFC will review the information and either issue a term loan commitment letter, decline the loan, or pend for additional information. AHFC will require the following documents to be executed for the loan closing: 1. Promissory Note(there will also be promissory note executed by the ASLC to the city); 2. Loan Agreement(there will also be a loan agreement executed between the city and ASLC-could be accomplished as an amendment to City/ASLC Lease Operating Agreement; 3. Assignment of Performance Contract Payment Guarantee to AHFC by the city of the Siemens guarantee; 4. Approved scope of work, including anticipated draw schedule; 5. Legal opinion from city attorney regarding the transaction; 6. Any other documentation as requested by AHFC. The AHFC will assess a .50%loan fee at the time of closing which will be the obligation of the ASLC to pay. The ASLC would also the pay the city's reasonable costs in completing the necessary loan documentation. Benefits and Risks: Benefits • Cash neutral • Guaranteed reduction in energy usage;reduce carbon footprint • New systems reduce maintenance demands • Complements seawater heat pump system • Page 2 Memorandum to Seward City Council Alaska SeaLiife Center Energy Performance Contract April 26,2011 Risks • Don't achieve projected savings(mitigated by Siemens'performance guarantee) • SAAMS default on loan;lose assets(unlikely with cash neutral analysis) Security for the AEERLP Loan: SAAMS Board of Directors have indicated their willingness if necessary to give the City a security interest in its Arcade and Historic Railroad Depot properties. The collateral value of these properties determined by MIA appraisal report dated April 20, 2011 is . (The appraisal report will be delivered on April 20th. It is anticipated the Arcade lots will appraise$250,000 and Depot between $350-400,000. SAAMS has a principal balance owing on the Depot of$271,852 giving its current equity between $78,000-S128,000. The combined equity of the properties is estimated to be between $328,000-$378,000) Attachments: 1. Siemens Detailed Investment Grade Audit&Energy Services Proposal 2. Cash Flow Analysis-3/31/2011 3. Draft Siemens Performance Contracting Agreement 4. AEERLP Regulations with Application •Page 3 4. .... - 4 /1 105 SIEMENS Energy Ef City Council Work Session • May 23, 2011 6'm HEAT A' SCA VA't.N^e,, r+:a,nyct. EVAPCRAMR Darryl � �� -- y Amber McDonough BAQPNEiRE Schaefermeyer ifi2lrf*. �w,� oro SIEMENS Building Operations Manager 9'$EAVAiEN9VIRY-- o o .���,,; __ii, Technologies SEAVAIER IIA TAP iN EO E%lST• Xl' d'm MEAT PUW B'LRCM MGT PUMP Tara Riemer Joness'EAwArtP wA9TE`� EVAR(RATpRS EVAPORATdtS (;)EE VVAONId Eric Havelock COO Y Alaska Housing Ian Dutton ,'.. )*--------- _ Finance Corp President and CEO r e Alaska Sea Life Center 11.11111.11 Oates Notes : May 18, 2011 "For our way of life in Seward—in terms of household and business costs—our most likely threat is a continuing increase in the cost of heating fuel and electricity." Phillip Oates, City Manager The Alaska SeaLife Center is striving to be an energy efficiency leader in Alaska Reduce energy/water currently -$700k annually • Reduce our carbon footprint Alaska Sea Life Center SIEMENS Investment Grade Audit & Energy Services Proposal Energy audit completed fall 2009; report December 2010 Preferred project requires up to $852,044 of financing Project guaranteed to pay back in 14- 15 years using very conservative projections Lighting retrofit and controls Facility Water conservation Improvement Measures Building automation system (FIMs) Ventilation Night setback Slab heat 411110 Alaska Sea Life Center Benefits and Risks Benefits Risks to City Cash neutral ; improves Don't achieve projected long-term viability savings (mitigated by Guaranteed reduction in Siemens' performance energy usage; reduce guarantee) carbon footprint ASLC not viable as a Complements heat pumps business and defaults on New systems reduce loan maintenance demands Consistent with LOA maintenance requirements Alaska Sea Life Center as a Proposed FinancingPath Best funding option : Alaska Energy Efficiency Revolving Loan Fund Program administered by the Alaska Housing Finance Corporation City of Seward must apply for loan as building owner SIEMENS Performance Agreement will be executed by City of Seward; agreement will be managed/monitored by SAAMS with reports to the City; performance guarantee must be assigned to AHFC SAAMS Board of Directors has approved entering into agreement with City to secure funding ASLC requests that the AHFC loan be brought before City Council for final approval Alaska Sea Life Center City of Seward AEELRP Application Continuation Page: Scope of Work (List work to be done to the facility): Identified in the Audit? FIM 4.06 Slab Heat Control Optimization Yes Alaska Alaska Energy Efficiency Revolving Loan Program HousingPreliminaryLoan Application I MANCE CORPORATION p p Applicant: City of Seward Facility Address: 301 Railway Avenue Facility Owner: City of Seward Evidence of Ownership: Attached: ✓ Pending: Requested Loan Amount: $ 808,435 Energy Audit Date: 12/31/2010 Attached? Yes ✓ No Scope of Work (List work to be done to the facility): Identified In the Audit? FIM 1 .00 Lighting Upgrades Yes ,/ No FIM 1 .01 Lighting Controls Yes ✓ No FIM 2.00 Water Fixture Upgrades Yes s/ No FIM 4.00 Building Automation System Upgrade Yes ✓ No FIM 4.03 Night Setback Control Yes ✓ No FIM 4.04 Demand Control Ventilation Yes ,/ No (attached additional pages as necessary) Phillip E. Oates (907) 224-4047 Authorized Signature Printed Name/Phone # AHFC Form AEERLP-1 9-15-10 Cash Flow Analysis - For Neutral Cash Flow SIEMENS Alaska SeaLife Center Energy Project Last Updated=3/31/11 YEAR Energy Operational BAU Service Net Savings Annual Monthly Annual Net Cumulative Savings Savings Costs* Payments Payments Cash Flow Net Cashflow 0 $ 4,794 $ - $ - $ 4,794 $ 4,794 $ - $ - $ - 1 $ 65,425 $ 3,500 $ (4,925) $ 64,000 $ 64,000 $ 5,333 $ - $ 0 2 $ 68,696 $ 3,605 $ (8,974) $ 63,327 $ 63,327 $ 5,277 $ - $ 0 3 $ 72,131 $ 3,713 $ (5,225) $ 70,619 $ 70,619 $ 5,885 $ - $ 0 4 $ 75,738 $ 2,513 $ (9,521) $ 68,730 $ 68,730 $ 5,728 $ - $ 0 5 $ 79,524 $ 2,588 $ (5,543) $ 76,570 $ 76,570 $ 6,381 $ - $ 0 6 $ 83,501 $ - $ (10,100) $ 73,400 $ 73,400 $ 6,117 $ - $ 0 7 $ 87,676 $ - $ (5,881) $ 81,795 $ 81,795 $ 6,816 $ - $ 0 8 $ 92,060 $ - $ (10,715) $ 81,344 $ 81,344 $ 6,779 $ - $ 0 9 $ 96,663 $ - $ (6,239) $ 90,424 $ 90,424 $ 7,535 $ - $ 0 10 $ 101,496 $ - $ (11,368) $ 90,128 $ 90,128 $ 7,511 $ - $ 0 11 $ 106,570 $ - $ (6,619) $ 99,952 $ 99,952 $ 8,329 $ - $ 0 12 $ 111,899 $ - $ (12,060) $ 99,839 $ 99,839 $ 8,320 $ - $ 0 13 $ 117,494 $ - $ (7,022) $ 110,472 $ 110,472 $ 9,206 $ - $ 0 14 $ 123,369 $ - $ (12,795) $ 110,574 $ 109,240 $ 9,103 $ 1,334 $ 1,334 15 $ 129,537 $ - $ (7,450) $ 122,088 $ - $ - $ 122,088 $ 123,422 16 $ 136,014 $ - $ (13,574) $ 122,440 $ - $ - $ 122,440 $ 245,862 17 $ 142,815 $ - $ (7,903) $ 134,911 $ - $ - $ 134,911 $ 380,773 18 $ 149,955 $ - $ (14,401) $ 135,555 $ - $ - $ 135,555 $ 516,328 19 $ 157,453 $ - $ (8,384) $ 149,069 $ - $ - $ 149,069 $ 665,396 20 $ 165,326 $ - $ (15,278) $ 150,048 $ - $ - $ 150,048 $ 815,444 Preliminary Financial Summary Energy Improvement Measures $ 760,315 Annual Interest Rate(Estimated) 5.0% 3-Yr Performance Assurance $ 48,120 Finance Period 14 Total Amount Financed $ 808,435 Payments per Year 12 Total Interest Paid $ 376,198 (Monthly payments at beginning of each month) Total Project Cost $ 1,184,633 First Payment Begins March 1,2012 Simple Payback(years) 11.7 Annual Utility Savings $ 65,425 Energy Escalation 5.0% Annual Operational Savings $ 3,500 Operational Escalation 3.0% Total Annual Savings $ 68,925 Service Escalation 3.0% Escrow Interest During Construction 0.0% 'BAU Service Costs not financed at this time. Cumulative Net Cash Flow $900,000 $800,000 _ $700,000 $600,000 . $500,000 , $400,000 . - - - - • $300,000 , $200,000 , $100,000 , n . . . $- 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Year Siemens Industry, Inc. 5333 Fairbanks Street,Ste B Anchorage,AK 99518 (907)563-2242/FAX: (907) 563-6139 Page 1 of 1 3 ALASKA ENERGY EFFICIENCY REVOLVING LOAN FUND PROGRAM .01 INTRODUCTION The Alaska Energy Efficiency Revolving Loan Fund Program provides financing for permanent energy efficient improvements to buildings owned by regional educational attendance areas, by the University of Alaska, by the state, or by municipalities in the state. Borrowers obtain an Investment Grade Audit as the basis for making cost- effective energy improvements, selecting from the list of energy efficiency measures identified with the initial rating. All of the improvements must be completed within 365 days of loan closing. .02 ELIGIBLE BORROWERS A. Regional education attendance areas; B. The University of Alaska; C. The State of Alaska; and D. Municipalities in the state. .03 ELIGIBLE SIGNERS A. An authorized state officer for buildings owned by the state; B. The superintendent of a regional educational attendance area for buildings owned by the regional educational attendance area; and C. The president of the University of Alaska for buildings owned by the University of Alaska. .03 ELIGIBLE PROPERTIES Buildings owned by regional educational attendance areas, by the University of Alaska, by the state, or by municipalities in the state. Evidence of ownership will be required with the initial loan application. .04 LOAN TERMS A. Maximum Loan Amount: • The program is not restricted to a maximum loan amount. B. Term • 15 Year Term Maximum; or • Up to a 12 month maximum draw period, followed by a 14 year maximum term. Page 1 of 4 AEERLP Guidelines 9-15-10 } C. Interest Rate • Program rate as published based on the date the approved Investment Grade Audit is submitted to AHFC .05 CRITERIA A. Use of Proceeds • Funds may be used for materials, freight (if necessary) and third-party labor costs, as well as the Investment Grade Audit. Only those energy efficiency measures identified in the Investment Grade Audit are eligible to be included in the loan amount. (The borrower may not be paid for his or her own labor.) Loan funds may not be used for capital improvements that are not identified as an energy efficiency measure unless they are specifically required by local code in order to install the energy efficiency measure. • The scope of work will include energy efficiency measures identified in the Investment Grade Audit as selected by the borrower. If the borrower chooses to implement energy efficiency measures that were not identified in the Investment Grade Audit, an updated and approved Investment Grade Audit may be required. B. Loan-to-Value (CLTV) • A minimum or maximum loan-to-value is not required. C. Security • Security deemed appropriate by the Corporation, which may include a deed of trust on the building that is the subject of the energy efficiency loan and the real estate on which the building is located. D. Amortization, Payments, and Deposit Requirements • Interest only for Twelve (12) months (or a shorter time in accordance with the expected completion time of the energy efficiency measures), then fully amortized for the remaining term. • Payments are for principal and interest only exclusive of insurance or tax reserves, but may include applicable late fees. E. Commitment Terms • The initial commitment term is 90 days F. Construction and Energy Standards Page 2 of 4 AEERLP Guidelines 9-15-10 • If the property is residential in nature, including multi-family properties, the following applies: o If the original construction began on or after 1/1/92, the property must comply with Building Energy Efficiency Standard (BEES) as evidenced by a recorded PUR-101. o If the original construction began on or after 7/1/92, the property must comply with Minimum Construction Standards as evidenced by a recorded PUR-102. Refer to Section 2001 .07 of the Residential Underwriting Guidelines for Minimum Construction Standards and BEES. .06 UNDERWRITING The AHFC will underwrite loans submitted under the Alaska Energy Revolving Loan Fund Program. .07 PROGRAM DOCUMENTATION A. Application Documentation — 1. Loan Application signed and dated (AHFC Form AEERLP-1); 2. Corporate Borrowing Resolution authorizing the borrowing and authorized signers to enter into the loan transaction. 3. Evidence of title vesting of the property — copy of warranty deed or preliminary title report. 4. Copy of an approved Investment Grade Audit and list of selected energy efficiency measures (scope of work). 5. Copy of performance contract, if available; and 6. Other documentation as reasonably requested by AHFC. .08 RESPONSE BY AHFC A. Upon receipt of an application for a loan under this program, AHFC will review the information and either issue a term loan commitment letter, decline the loan, or pend for additional information. 1. Loans in excess of $1 ,500,000 require Board of Director's approval. 2. All responses will be in writing to the applicant whether the loan is approved, declined, or put in a pending status. Page 3 of 4 AEERLP Guidelines 9-15-10 3. A commitment fee of one half of the loan fee will be required within 30 days from the date of the commitment. The commitment fee will be credited toward the loan fee at the time of loan closing. .09 LOAN CLOSING A. AHFC will require the following documents to be executed for loan closing; 1. Promissory Note 2. Loan Agreement 3. Deed of Trust 4. Assignment of Performance Contract Payment Guaranty 5. Approved scope of work, including anticipated draw schedule 6. Legal opinion from borrower's council regarding the transaction 7. Any other documentation as requested by AHFC .10 LOAN FEE SCHEDULE A. The Corporation will charge the following loan fees at the time of loan closing by the borrower based on the total amount borrowed: 1. the first $1,000,000 .50% 2. the next $4,000,000 .375% 3. the next $10,000,000 .25% 4. the next $15,000,000 .125% B. The Corporation may permit an extension of the term commitment for up to 180 days for good cause upon the receipt of one-half of one percent of the loan amount. .11 LOAN FUNDING AND REPAYMENT A. A request for loan fund draws may be submitted to AHFC with evidence of the expenses incurred for the energy efficiency measures as defined in the scope of work. 1. Interest will begin to accrue upon AHFC's disbursement of loan proceeds. 2. Interest payments will be due to AHFC as outlined in the Promissory Note. 3. At the end of the disbursement period, or no longer than 12 months from the date of loan closing, loan payments will then be amortized over the remaining term based on the terms of the Promissory Note and Loan Agreement. Page 4 of 4 AEERLP Guidelines 9-15-10 vu - e s s= A ,i:41,,„4A. -w % a. - .ems i -� . 4 k % Ric a f t i Laiii 0.........,....6,/tv . -. _ An," 'i by` I LLLJ .ki4 .l I — , 1; , .yam 6} 1 '"9... ti R .� :. J' � zt cyrw.. i. l�lj. - �'. .fie • jv Yr 1 Fra t e... m .a` '�('to Y'•• .. ".. yrR. ! ., -vfir._. II - sr: ax rj � _- Alaska SeaLife Center Detailed Investment Grade Audit & Energy Services Proposal December 2010 < CUSTOMER DRAFT (4/1/11) > �Y 1 - 1.4 Siemens Industry, Inc. . '� f Building Technologies Division S I E M E N S Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT r ° ' SIEMENS & ENERGY SERVIC ES PROPOSAL Detailed Investment Grade Audit & Energy Services Proposal PREPARED FOR: Phillip Oates City Manager City of Seward 401 Adams Street Seward, AK 99664 ON BEHALF OF: Ian Dutton, Ph.D. President & CEO Alaska SeaLife Center 301 Railway Ave Seward, AK 99664 DEVELOPED BY: Siemens Industry, Inc. Building Technologies Division 5333 Fairbanks Street, Suite B Anchorage, AK 99518 (907) 563-2242 PRIMARY CONTACT: Amber M. McDonough, P.E. Energy & Environmental Solutions Siemens Industry, Inc. amber.mcdonough@siemens.com Siemens Industry, Inc. - 1 - Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL Table of Contents Table of Contents - 1 - Acknowledgements - 4 - Section I - Executive Summary - 5 - Section II — Facility Description - 9 - Lighting - 9- Water Description - 11 - Boilers - 12 - Sea Water Heat Pumps - 15- Slab Heating - 19- AHU-1 -21 - AHU-2 -24 - AHU-3 -26- AHU-4 -31 - AHU-5 -35 - AHU-6 -38 - AHU-7 - 42 - AHU-8 -44- AHU-9 -47- Life Support System - 49- Siemens Industry, Inc. - 2 - Proprietary&Confidential December 2010 fall4Alaska SeaLife Center° DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL Section III - Facility Improvement Measures - 52 - FIM 1.00 Lighting Upgrades - 52 - FIM 1.01 Lighting Controls - 54 - FIM 2.00 Water Conservation - 56- FIM 4.00 Building Automation System Upgrade -57- FIM 4.03 Night Setback Control - 60- FIM 4.04 Demand Control Ventilation -62 - FIM 4.06 Slab Heat Control Optimization - 65 - FIMs Considered for Recommendation but Excluded - 67- Section IV — Measurement and Verification - 68 - Measurement and Verification Options - 68 - Measurement and Verification Plan - 69 - Option-A— Measured Capacity -69 - Appendix I - Methodology/ Utility Summary - 76- Siemens Industry, Inc. -3- Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL Acknowledgements Siemens Industry, Inc. would like to recognize the time and effort of several Alaska SeaLife Center employees who have facilitated the site research necessary to complete this energy audit and the footwork required to develop an energy savings performance contract. Most notably, the support we received from Ian Dutton, Ph.D., Steve Carrick, and Darryl Schaefermeyer was crucial to the development of this project. We look forward to continuing our mutual efforts to increase the Center's energy efficiency and reduce its annual utility expenditures. Siemens Industry, Inc. -4- Proprietary&Confidential December 2010 �Alaska SeaL.ife Center DETAILED INVESTMENT GRADE AUDIT " " " ' & ENERGY SIEMENS SERVICES PROPOSAL Section I - Executive Summary Background On October 20, 2009 the Alaska SeaLife Center(ASLC) signed a Letter of Intent (LOI) with Siemens Industry, Inc. Building Technologies Division (SIEMENS), an Energy Services Company (ESCO), to perform a Detailed Investment Grade Audit (IGA) with the intent of developing an Energy Savings Performance Contract (ESPC) Agreement. The following report documents the results of the energy study of the ASLC and provides the basis for the final development of an ESPC project. Program Objective The objective of this evaluation was to identify and analyze the operations of the ASLC and to identify Facility Improvement Measures (FIMs) that will combine to form a project that meets the requirements of the LOI. The intent was to focus on energy efficiency improvements with favorable paybacks, whereby capital improvements will be funded by energy and operational cost savings. Facilities Included in the Audit Table 1 lists the characteristics of the facility included in the audit. Occupancy shown indicates the maximum seasonal number of visitors expected per hour. Table 1 Facilities Included in the Technical Energy Audit StaffNisitors Occupancy Facility Area(sq.ft.) Summer Winter Alaska SeaLife Center 106,290 76/220 76/25 Summary of Facility Improvement Measures (FIMs) Table 2 provides a summary of the proposed FIMs as well as the associated energy savings. These FIMs include lighting retrofits and lighting controls integration, water conservation, and an automation system upgrade including required motor starter replacements. Siemens Industry, Inc. - 5- Proprietary&Confidential December 2010 AteN,a. Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL Table 2 Proposed FIM Summary Water/ Energy Total Electrical Fuel Oil Sewer Savings Savings Savings Savings Savings Operations Value Value FIM # FIM Description Facility (kWh) (gal) I (gal) Savings($) ($) ($) 1.00 Lighting Retrofit Facility wide 100,680 - 1,093 - $3,500 $3,440 $6,940 1.01 Lighting Controls Facility wide 46,865 -35 - - $2,952 $2,952 Water - - 456,000 2.00 Conservation Facility wide - $2,945 , $2,945 4.00 DDC Installation - - - - $56,088 $56,088 -Demand 111,218 0 - - - Control AHU-5,AHU-6 Ventilation Rooms 146, 43,691 5,689 - - - 147, 145, 143, -Night Setback 144, 152, 155, Control 156, 157, 158, 159, 141, 162, 163,201,222 -Slab Heat 12,367 10,170 - - - Control Slab Heat O_ptimization Total 317,821 14,731 456,000 $3,500 $65,425 $68,925 Pathway to Implementation The total cost to perform this work is summarized below. This incorporates the costs associated with the projects development, energy audit, and measurement & verification (M&V) set-up required during the first year for the project guarantee. ASLC Energy Project Implementation Cost= $760,315 Total Annual Energy Savings Value (Year 1) = $68,925 Simple Payback= 11.0 years This beneficial project is designed to reduce the ASLCs overall energy consumption and year-to-year utility expenditures and meet the stated 15-year cash flow criteria of the LOI. The Total Annual Energy Savings is based on anticipated first year energy unit costs. Siemens guarantees units of energy, not the commodity cost of energy, so these savings may fluctuate some based on the actual cost of energy in a given year. In general, the cost of energy increases over time and energy escalation is taken into account in most performance contracting cash flow scenarios. Previous discussions with the ASLC identified the following factors should be considered and incorporated to accurately represent the calculated energy savings over time: Energy Savings Captured During Construction (Year 0) = $4,794 Annual Energy Savings Escalation = 5% Annual Operation Savings Escalation = 3% Siemens Industry, Inc. - 6- Proprietary&Confidential December 2010 le Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS , &ENERGY SERVICES PROPOSAL Remaining Project Challenges The development of this project has been challenging on multiple fronts. The on-going proactive measures by ASLC's staff to reduce energy consumption and the future installation of the sea water heat pumps have captured some of the energy savings potential identified during Siemens initial site evaluations. In addition, minimum consumption thresholds negotiated with local utility companies prevent the incorporation of extra demand-based savings created by installing the project FIMs. However, despite these challenges, the primary barrier to implementing this energy project has been securing project funding. Without funding, Siemens is unable to provide a complete ESPC Agreement. Throughout the past year the ASLC and Siemens have attempted to secure project financing numerous times in a variety of ways. Funding avenues jointly evaluated, but ruled out include: • Traditional Lenders — First National Bank of Alaska and Wells Fargo • Siemens Financial Services (SFS)— via Siemens Building Technologies & SFS direct • USDA Community Facilities Grants & Direct Loans • Federal grant funding via Legislative Insert • State grant funding leveraging regional Representatives in Juneau • American Recovery and Reinvestment Act (ARRA) • Rasmuson Foundation Support • Bonding options available via the City of Seward • Loans available if the City of Seward would share the ASLC's debit obligation The best remaining option for funding this project appears to be the State of Alaska's new Alaska Energy Efficiency Revolving Loan Fund Program (AEERLF) that is administered by the Alaska Housing Finance Corporation (AHFC). The AEERLF is designed to help public entities perform energy improvements to reduce energy consumption Statewide by 15% before 2025. This program would require the City of Seward (City) to apply for the loan for the energy improvement measures to be performed at the ASLC. Use of the AEERLF involves meeting the criteria of AHFCs Retrofit Energy Assessment for Loans (REAL) Manual. In general, it involves the following steps for energy performance contracts with guaranteed energy savings: 1) Submission of REAL Application & Preliminary Benchmarking Form to AHFC 2) Qualified ESCO (SIEMENS) prepares Investment Grade Audit (IGA) 3) Submission of IGA and Loan Application to AHFC This document would serve as the required IGA for this loan application. Other requirements of this State program include developing a project that cash fows neutral within 15 years and a minimum three (3) year performance guarantee. Siemens Industry, Inc. -7- Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL The annual cost for SIEMENS performance assurance service, also known as a measurement and verification plan (M&VP), with annual labor escalations is estimated to as follows: Year1 = $15,491 /Year 2 = $16,0341Year 3 = $16,595 This performance assurance is required for every year in which the savings are to be guaranteed by Siemens. It includes measurement and verification time for Siemens engineers to confirm energy savings and prepare an annual report. These costs would need to be added to the ASLC Energy Project Implementation Cost show above to support the REAL requirements. Siemens is willing to work with the City, ASLC, and AHFC to help draft up different cash flow scenarios once a project interest rate has been established. If possible, we hope to be able to help the City negotiate the most favorable payment schedule and terms. As soon as funding is secured, Siemens will be able to finalize and propose a complete Energy Savings Performance Contract (ESPC) Agreement. The ESPC Agreement requires that interest rates be established in order to structure a payment schedule that will cash flow neutrally for the term of the contract. Siemens remains committed to the ASLC and supporting this project to the point that it can be proposed and implemented as an ESPC Agreement. Optional Building Automation Support Another option that is not included in the final project scope is an annual service agreement was designed to support ASLCs operation of their new Siemens APOGEE automation system. This was to provide both remote and on-site operator support with technician travel for a full day in Seward: Building Automation System Service (Year 1) = $5,097 Annual BAS Service Agreement Escalation = 3.5% In addition, software and firmware updates were included every other year to keep the ASLCs system current and prevent a future obsolescence of the new building automation system. This increases the annual cost of the service agreement every other year to: Building Automation System Service (Year 2) = $9,288 Annual BAS Service Agreement Escalation = 3.5% These may be paid for directly with ASLC operating funds or out of this project's excess energy savings if the funding source permits their inclusion. Siemens Industry, Inc. -8- Proprietary&Confidential December 2010 4Alaska SeaLife Center. DETAILED INVESTMENT GRADE AUDIT SIEMENS ' & ENERGY SERVICES PROPOSAL Section II - Facility Description Lighting General The Alaska SeaLife Center building is of relatively new construction and has a typical modern lighting system comprised of 1,735 fixtures. Space types at the facility consist of laboratories and related research support spaces, animal resrih, quarantine areas, administrative areas, and exhibit galleries for public visitation. For the purposes of the 'lighting analysis, the building consists ofthree types of spaces: Offices, Laboratories and Public GallerylDisplay Areas. The Office; an are almost first ide.. generation t T8 s fl o escent efixtureslywith 3" electronic ballasts. Many of these fixtures _—�' are vapor tight and suspended r Direct/Indirect models (Figure 1). __--- Figure 1 Office Lamps The Public Gallery/Display Areas use different types of lightings. The Aquarium and SeaLife Display Areas utilize a number of specialized High Intensity Discharge (HID) fixtures, such as actinic lamps, which are not slated for retrofit due to the sensitive, unique lighting requirements of each aquarium environment (Figure 2). :�. `f Figure 2 Aquarium and Sea Life Display Areas The rest of these Public Gallery/Display Areas utilize a large number of incandescent and compact fluorescent tracks and can lighting to illuminate informational and educational wall displays (Figure 3). Siemens Industry, Inc. -9 - Proprietary&Confidential December 2010 Alaska Sea Life Center. DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL IMO _ aaaa� a 11111Alr1 Mr Figure 3 Public Gallery/Display Areas The exterior lighting consists of 150 W and 400 W Metal Halide fixtures and 70 W and 1000 W High Pressure Sodium fixtures (Figure 4). 0 1 i i I ! I Figure 4 Exterior Lighting Current operation of the lights is provided by the Triatek lighting control system (Figure 5). a Figure 5 Triatek Lighting Control System Siemens Industry, Inc. - 10- Proprietary&Confidential December 2010 ft Alaska SeaLife Center' DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL Lighting Baseline Development On February 9, 2010 and February 10, 2010 a team from SIEMENS and Sylvania Lighting Services conducted an energy survey and audit of the Alaska SeaLife Center to evaluate existing lighting systems. Baseline energy use for lighting was calculated based on existing lamps, ballasts, fixtures, lighting control systems, power measurements, and data collected from Watt Stopper data loggers. Upgrading the lighting system to reduce energy consumption will occur in two ways; the first reduction is to reduce the lighting system's input wattage and the second reduction is to reduce the hours of operation. Water Description General The Alaska SeaLife Center water fixtures such as water closets, urinals, and lavatories are not low volume, low flow devices. Presently the water closets require 3.5 gallons of water per flush and the lavatories have a flow rate of 1 gallon per minute. Water conservation efforts will help to contain the impact of future rate increases, yield utility savings on water supply and sewer charges, and reduce maintenance effort and costs associated with older domestic and sanitary water fixtures. On-site surveys indicated that the toilets currently installed at the Alaska SeaLife Center were installed during the original construction. Areas that have been targeted to reduce water consumption in these facilities include the following. • Water closets in both public and private areas that utilize older, high flush fixtures. These fixtures utilize 3.5 gallons per flush (gpf) as compared to the newer low flush technology that utilizes 1.6 gpf. Although some of the early versions of the low flush technology installed in the 1990s gained a poor reputation for failing to clear the bowl with a single flush, more recent versions of low flush technology operate as well as the high flush fixtures. • Existing lavatories utilize 1.0 gallons per minute (gpm) as compared to the newer technologies that utilize 0.5 gpm. Water Baseline Development The baseline water usage in gallons is modeled using data collected during the site survey and discussions with Alaska SeaLife Center personnel. The baseline calculation is shown by Equation 1. Siemens Industry, Inc. - 11 - Proprietary&Confidential December 2010 Air Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS 4 &ENERGY SERVICES ER ES PROPOSAL Equation 1 "200,000 flushes "lgallons"400,000washes WaterUse= (3.5gallons) + =900,000gallons/year year i 2 A year I Boilers General The Boiler Plant houses the three boilers used at the Alaska SeaLife Center (Figure 6). Boilers #1 and #2 are fuel oil boilers, and Boiler #3 is an electric boiler. The Boiler Plant is located in the basement and provides hot water for the space heating, slab heating, and domestic hot water. 1 N' ,.:., 1; Fw -. \ROFt�1 '^ holt Boiler 3 Figure 6 Boiler Room Occupancy The boilers operate year round as needed to meet the heat load. Fuel oil is used from October thru the end of April, at which point the electric boiler is used. The system operates 24 hours a day, 7 days a week. Boiler#1 and #2 Boilers 1 and 2 are 80 hp, Cleaver Brooks, fire tube, hot water boilers. They have a rated input of 3,347,000 btuh and a max pressure of 30 psi. The boilers operate in a lead lag fashion based on boiler run time and/or alarm status. Boiler#3 Boiler 3 is a 500 kW, Sussman, electric, hot water boiler. It is rated at 480 volts, 60 Hz, and 602 Amps. It operates as a swing boiler with primary use occurring during the summer months. Siemens Industry, Inc. - 12 - Proprietary&Confidential December 2010 Alaska SeaLife Center, DETAILED INVESTMENT GRADE AUDIT SI EM ENS & ENERGY SERVICES PROPOSAL Pumping Circulation for the boiler loop is provided by pumps PMP-18&19. The pumps are constant volume at a flow of 340 gpm, with a pressure drop of 40 feet of head. The motors have a brake horse power of 5.25 bhp. An electrical load was calculated at 4.61 kW. Boiler Baseline Development In order to obtain the baseline energy use for the Boilers, measurements were taken on the points in Table 3. The data was obtained on 15-minute intervals between December 12th, 2009 and January 4th, 2010. The measured data was used to calculate the correlation between the load (MBH) and outside air temperature and time of the day. Table 3 List of Trended Variables,Boilers Measurement Location Units Outside air temperature Temp(°F) Return water temperature Temp(°F) Supply water temperature Temp(°F) The electric load from Boilers comes from the electric boiler and the constant volume circulation pumps. The electric load for the pumps was calculated using the provided pump curves and Equation 2. Equation 2 FLkW _ bhp x 0.746 PuanpPower MotorEfficiency The pump power was calculated to be a constant 4.61 kW. The heating coil load (Btuh) was calculated using Equation 3. Equation 3 Load Boilers = 500 x WaterFiowBoilers x(TSupplyWater —TReturnWater) The calculated load for the boilers was plotted against outside air temperature for the corresponding 15 minute trend interval. A linear equation was used to fit to the resulting plot. The load is illustrated in Figure 7. Siemens Industry, Inc. - 13- Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL Boiler Load(Btuh) 4,000,000 — 3,200,000 •- _ • 2,400,000 ..1. �` Ly+.�. . _ « • r• • y a-36708x+3E406 • • • • .i•• • • 1,600,000 len 0 • 6768 ••• �•••••• •I�� • • •_•• • 800,000 0 6 10 16 20 26 30 36 40 46 60 Figure 7 Boiler Heat Load vs Outside Air Temperature The resulting heat load profile as a function of outdoor air temperature is illustrated in Equation 4. Equation 4 Load Bode„ =—35,709 x TQutsiaeAir +3,277,828 A combustion efficiency test was performed on Boiler #2 at loadings of 30%, 60%, and 90%. Figure 8 present the results of the boiler combustion efficiency test. Boiler#2(#2 Oil) • Combustion efficiency • %Oxygen Poly.(Combustion efficiency) Poly.(%Oxygen) 94 10 93 7.5 ........�................. 92 -.. -..i 5 y=-8.33330+10.167x+3.4 2� t91 R 1 2.5 a a r 11 W 90 0 `o • 2 y■7.7778x2-11x+92.3 o - __ R_1 .. , -25 V - ., _- 2P 88 -5 87 -7.5 86 -10 0% 30% 60% 90% 120% %Boiler Loading Figure 8 Results of the combustion efficiency test for Boiler#2. Siemens Industry, Inc. - 14- Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS d ° ' e tt the sea & ENERGY SERVICES PROPOSAL A quadratic function was fit to the results for the combustion test to give an equation for the efficiency of the boiler at varied loadings (Equation 5). This equation was then used to determine the central plant efficiency at the varied hourly loads during the analysis. Equation 5 Effrciency&orrers =7.7778 x%Load ao;te.s —11 x%LoadBaies +92.3 A quadratic function was fit to the results for the percent oxygen in the exhaust at varied loadings (Equation 6). Equation 6 PercentOxygenThaers =—8.3333 x%LoadBo;iQrs +10.167 x%LoadBoders +3.4 Sea Water Heat Pumps General Two new Sea Water Heat Pumps are being installed to provide pre-heat to the following Air Handling Units (AHU): 1, 2, 4, 5, and 6, as well as to take care of the load from the Domestic Hot Water (DHW) (Figure 9). To account for the new system additions a baseline adjustment was made to the energy model after it was matched to the current utility consumption to account for the load shift. The design documentation provided was some what limited so certain assumptions had to be made when modeling the future energy use of the equipment, those assumptions are outlined below. NewSee W,YrHM Peep Project r KK-Cf HP-1 KK e ` (DHw) IS ` T Punp1B .3 I I I� I NP-2 AH;Prn Ca Loop He LoaO N )) ,1 Loop `—) ,mo ro • le EvaPorac�r VhD oDo I `P,xp.5 I VFD J @I SEP water<�oorr ]I�1 >- X v (-: Pump 2I "YYYC_/J/ z ,I X Hx-a /1 P .., ))(4 CNR Y �1 P C1"R SEA'Mier Return H ) Figure 9 New Sea Water Heat Pumps and Existing Sea Water Cooling Siemens Industry, Inc. - 15- Proprietary&Confidential December 2010 Alaska SeaLife Center• DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL Information provided by Alaska SeaLife Center indicates that the new Sea Water Heat Pumps will be piped in a manner so as to provide hot water at 120°F to the existing Cooling Coils as a means to provide pre-heat to the AHUs without disrupting the existing Heating Coils. A set of valves will reroute the water to either provide cooling or heating as is required by the units. All AHUs on the Sea Water Heat Pump loop will receive either hot water or cooled water depending on whether the AHUs are calling for heating or cooling. Occupancy The heat pumps will operate year round as needed to meet the pre-heat load. It is assumed that both heat pumps will be operational when the fuel oil boilers are operational and that only one heat pump will operate when the electric boiler is operational. The system will operate 24 hours a day, 7 days a week. During the times when only one heat pump operates the system will function in a lead/lag control strategy so as to keep equal wear on both pieces of equipment. Heat Pump#1 and #2 Heat pump 1 and 2 are 90 ton, Trane, RTWD Series R, high efficiency, water cooled, 2 pass, helical rotary chillers. They have a rated output capacity of 1,080,000 btuh. Design for the evaporator is entering fluid temperature of 35°F, leaving fluid temperature of 27°F, and flow rate of 180 gpm. Design for the condenser is entering fluid temperature of 90°F, leaving fluid temperature of 120°F, and flow rate of 120 gpm. From the manufactures data for a high efficiency chiller the evaporator has rated minimum flow rate of 92 gpm and a rated maximum flow rate of 336 gpm. Likewise the condenser has rated minimum flow rate 95 gpm and maximum flow rate of 347 gpm. Pumping PMP-19&20 and PMP-21&22 are the new circulation pumps for the evaporator and condenser side of the Sea Water Heat Pumps. The pumps are controlled in Lead/Lag configuration with flow modulated using Variable Frequency Drives (VFD). The evaporator pumps are variable volume flow with a max rated flow rate of 360 gpm, with a pressure drop of 50 feet of head. The motors have a rated horse power of 7.5 hp. The condenser pumps are variable volume flow with a max rated flow rate of 240 gpm, with a pressure drop of 40 feet of head. The motors have a rated horse power of 5 hp. Heat Exchangers New heat exchangers are being installed for the heat transfer between the sea water and the evaporator loop: HX-3 for the condenser loop and HX-4 for the Domestic Hot Water loop. The information provided detailing the possible system design indicates that a set of heat exchangers may also be installed to recover heat from the exhaust streams of several of the fan systems. This heat recovery would be use to pre-heat the fluid entering the evaporator of the heat pumps. HX-3 has a design capacity of 1,380 MBH with a Hot Side entering fluid temperature of 37°F, exiting fluid temperature of 33°F, and a fluid flow of 700 gpm; and a Cold Side entering fluid temperature of 27°F, exiting fluid temperature of 35°F, and a fluid flow of 360 gpm. HX-4 has a design capacity of 420 MBH with a Hot Side entering fluid temperature of 120°F, exiting fluid temperature of Siemens Industry, Inc. - 16- Proprietary&Confidential December 2010 e4Alaska SeaLife Center° DETAILED I NVESTM ENT G RADE AUDIT SIEMENS ' &ENERGY SERVICES PROPOSAL 100°F, and a fluid flow of 42.8 gpm; and a Cold Side entering fluid temperature of 40°F, exiting fluid temperature of 110°F, and a fluid flow of 12 gpm. Sea Water Heat Pumps Baseline Development In order to obtain the baseline energy use for the Sea Water Heat Pumps, design documents provided by the Alaska SeaLife Center and manufacturer's specifications were consulted. The load profiles developed for all AHUs and the DHW were summed together to develop the load on the new Sea Water Heat Pumps. Baseline Development for each AHU and DHW can be found in appropriate sections below. The electric load comes from the evaporator loop pumps, condenser loop pumps, and the chillers. The maximum electric loads for the pumps were calculated using the manufactures pump curves from the design data and Equation 7. Motor Efficiency was taken from EPACT 92 for enclosed motors at 1800 RPM based on the design motor horse power. Equation 7 FLkW = bhp x 0.746 PumpPower MotorEfficiency The maximum evaporator loop pump power was calculated to be 4.85 kW. The maximum condenser loop pump power was calculated to be 2.84 kW. To calculate the pumping energy that would be used with the varying flow of the loops, a linear relationship was assumed between the percent of loop flow and percent of load on the chillers (Equation 8). In every case, the calculated fluid flow was checked to make sure that it met the minimum and maximum flow requirements for the chiller. If the flows were less or greater then the manufactures specified flow rates the value used in the calculation was set to the manufactures flow rates. Equation 8 FluidFlow =%ChillerLoad x MaximumFluidFlow Based on observed behavior, the system should behave some what differently then this because the Temperature Differential across the Heat Exchangers and the Chillers tends to vary from the design during part load conditions. For the purpose of the baseline adjustment this was not considered because the electrical use associated with the pumps is minimal when compared to the total loads of the facility. The total heating load (Btuh) was calculated by summing the calculated loads for the AHUs and DHW, see appropriate sections below for details. Using the manufactures Maximum Capacity for the chillers and the summed loads a percentage load was calculated (Equation 9). Using the assumptions for the number of Siemens Industry, Inc. - 17- Proprietary&Confidential December 2010 e11 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS � " & ENERGY SERVICES PROPOSAL chillers that were operational either the chiller load was capped at the maximum capacity or it was split between both units. Equation 9 E AHULoad +DHWLoad PercentLoad = MaximumChillerLoad Using the manufactures data for the part load efficiency of the chiller a curve was plotted for the kW/ton at varying load, Figure 10. Part Load Performance 0.8 0.7 • kW/ton —Poly.(kW/ton) 0.6 0.5 • T 0.4 I? y=8.520E-01x2-8.854E-01x+7.162 E-01 0.3 R2=9.580E-01 g 0.2 0.1 0 , , , , , , 0 0.2 0.4 0.6 0.8 1 1.2 Load(%) Figure 10 Chiller Efficiency Curve The percent load was then used to calculate the chiller electrical consumption. A sum of the pumps and chiller electricity was done and this load was then shifted from the boilers creating the modified baseline. A plot of the new Sea Water Heat Pump versus the Outside Air Temperature for each hour of the analysis is shown in Figure 11. Sea Water Heat Pump System Load Profile 80.00 - 3 70.00 •Heat Pump System Power Load,kW Y • I 60.00 50.00 4►76 s• 40.00 'g 30.00 LI i20.00 ...:. �'!>iM�"'"•• to 10.00 0.00 .........wr-,. , -10 0 10 20 30 40 50 60 70 80 90 Outside Air Temperature,F Figure 11 Sea Water Heat Pump System Load Profile Siemens Industry, Inc. - 18- Proprietary&Confidential December 2010 4.10°.441Alaska Sea Life Center. DETAILED INVESTMENT GRADE AUDIT SIEMENS 0 &ENERGY SERVICES PROPOSAL Slab Heating General A portion of the exterior concrete slabs that are located by the different ponds are heated by a hot water loop that is located in the slab. The purpose of the loop is to keep the slabs from becoming slick from snow or ice. Flow through the loop is provided by a pair of lead-lag constant volume pumps. The loop is conditioned by the central plant through a shell and tube heat exchanger. Control to enable and disable the system is provided manually. Occupancy The slab heat is manually enabled when the facility determines that the exterior conditions require it. Once enabled the system operates 24 hours a day, 7 days a week until disabled. Heating Heat is provided by a shell and tube heat exchanger that is rated at a heat transfer capacity of 1,204 MBH with 200°F GWS, 170°F GWR, 120°F RHS, 90°F RHR, and both fluids consisting of 40% Propylene Glycol. There are 31 different loops that are served by the heat exchanger. Table 4 shows the loop lengths and rated flows. Table 4 Slab Heating Design Loop Lengths and Flows Loop Number Loop Length(ft) Flow(gpm) 1 287 2.06 2 359 2.57 3 279 2.00 4 349 2.50 5 410 2.60 6 367 2.63 7 364 2.61 8 363 2.60 9 369 2.64 10 348 2.49 11 341 2.44 12 353 2.53 13 332 2.40 14 342 2.45 15 362 2.59 16 360 2.58 17 298 2.14 18 298 2.14 19 284 2.04 20 344 2.47 21 344 2.47 22 295 2.11 23 365 2.62 24 362 2.60 25 330 2.38 26 362 2.60 27 349 2.50 28 323 2.32 29 332 2.38 30 283 2.03 31 182 1.30 Siemens Industry, Inc. - 19- Proprietary&Confidential December 2010 Alaska SeaLife Center' DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL Pumping Circulation for the slab heating loop is provided by a lead lag pair of pumps. The pumps are constant volume at a flow of 90 gpm, with a pressure drop of 70 feet of head. The motors are rated at 3 hp, 460 volts, and 3 phase. A brake horsepower was calculated at 2.273 bhp and an electrical load of 1.99 kW. Slab Heating Baseline Development In order to obtain the baseline energy use for the slab heat, measurements were taken on the points in Table 5. The data was obtained on 15-minute intervals between December 12th, 2009 and January 4th, 2010. The measured data was used to calculate the correlation between the load (MBH) and outside air temperature and time of the day. Table 5 List of Trended Variables,Slab Heat Measurement Location Units Outside air temperature Temp(°F) Return water temperature Temp(°F) Supply water temperature Temp(°F) The electric load from slab heating comes from the constant volume pump. The electric load for the pump was calculated using Equation 10 and Equation 11. The brake horsepower, bhp was calculated for the pump using information from the mechanical schedules and Equation 10. Equation 10 WaterFlow x Pr essureDrop bhp = PumpEfci ency x 3960 Full load power was then calculated by using the motor efficiency, see Equation 11. Equation 11 FLkW = bhp x 0.746 PumpPower MotorEfficiency The pump power was calculated to be a constant 1.99 kW. The slab heating load (Btuh) was calculated using Equation 12. The heat capacity of the loop was de-rated. Equation 12 Load siabHeat = 464.72 x WaterFlow siatHepr x(Tsupplywater —TRe turnWater) Siemens Industry, Inc. - 20- Proprietary&Confidential December 2010 Alaska SeaLife Center' DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL The calculated load for slab heat was plotted against outside air temperature for the corresponding 15 minute trend interval. A quadratic equation was used to fit to the resulting plot. The load to the central plant from slab heat is illustrated in Figure 12. Slab Heat Load(Stub) 600,000 560,000 - •. - • 520,000 ... . ,r.•:w• 480,000 ;ism • •. y=-102.03x2+3848.5x+491790 • ' • R2=0.567 • • ; 440,000 -, •t• 400,000 5 10 15 20 25 30 35 40 45 50 Figure 12 Slab Heat Load to Central Plant The resulting slab heat load profile as a function of outdoor air temperature is illustrated in Equation 13. Equation 13 Load SlabHeat =—102.03 x Tc„,,deA;, —3,848.5 x ToursideA,, +491,790 AHU-1 General AHU-1 is a 100% outside air, constant volume, single duct system manufactured by TRANE®. The r't • unit is located above AHU-2A and AHU-2B in the 411tit North Penthouse. AHU-1 serves the 1st floor We*".*it Surgical Suite, g u te, which includes rooms 140, 145, 146, � ' 147, 149, and 150, where additional zone heating 14• is provided by reheat coils, HC-6, HC-7, and HC-8. "' ' AHU-1 is served by one supply fan, one exhaust fan, I 'mug one heating coil, one cooling coil, and one i humidifier. AHU-1 operates continuously. a• Hu-2e Siemens Industry, Inc. -21 - Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL EF-1 CV-2410cfm 1111 1 Supply A. Temperiture OA ••}—E.. .1111. — AHU-1 — .. r."&"E �^ . A U First Floor Level Rm147 outs,a.v, , 10. _ Supply Fan . TemgrMme CV-2410 cfm HC-7 First Floor Level• ___• Rm.146 CC-1 HC-A1 HC-6 First Floor Level Rms.140,145, 150 HC-8 Figure 13 AHU-1 Occupancy AHU-1 operates 24 hours a day 7 days a week. The Surgical Suite is occupied by the staff members and animals. Heating Space heating is provided by a heating coil, HC-A1 located in AHU-1, and additional zone heating is provided by reheat coils, HC-6, HC-7, and HC-8 located at individual zones. HC- Al has rated heating capacity of 144MBH at the design airflow of 2,410 cfm. HC-6, HC-7, and HC-8 each have rated heating capacity of 8.1 MBH, 21.6MBH, and 35.4MBH respectively. Each coil is served by glycol hydronic loop system. HC-A1 heating valve modulates to maintain the supply air temperature at 55°F. Cooling Space cooling is provided by a cooling coil, CC-1 located in AHU-1. CC-1 has rated cooling capacity of 36.1 MBH. CC-1 cooling valve modulates to maintain the supply air temperature at 55°F. Heating and cooling coil valves modulate in sequence. Ventilation AHU-1 serves Surgical Suite and supplies 100% outside air at constant volume of 2,410 cfm at all time. Ventilation is provided by one supply fan, and one exhaust fan, EF-1. The supply fan located in AHU-1 has a rated capacity of 2,410 cfm, a rated motor power of 3 hp, and fan operating speed of 2,039 rpm. Exhaust fan, EF-1 is located on the rooftop near the north penthouse. EF-1 has a rated capacity of 2,410 cfm, a rated motor power of 1 hp, and fan operating speed of 1,280 rpm. Exhaust fan operation is interlocked to run simultaneously with AHU-1. Humidifier Humidification of the supply air is provided by a humidifier, HU-1. Currently HU-1 is set be not operational because it has been disabled through the existing building automation system. HU-1 has a rated capacity of 90 lbs/hr. The operation of HU-1 is interlocked with the airflow switch provided with the humidifier. When operational, HU-1 modulates to Siemens Industry, Inc. - 22- Proprietary&Confidential December 2010 fr-- Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS 4 ' & ENERGY SERVICES PROPOSAL maintain the space humidity setpoint of 45% Relative Humidity according to the system design. AHU-1 Baseline Development Baseline heating energy consumption for AHU-1 was calculated based on the measured outside air temperature, outside air relative humidity, and the operating specifications. The data was obtained on 15-minute intervals between December 12th, 2009 and January 4th, 2010. Heating coil heating load was calculated based on the outside air temperature, supply air temperature of 55°F, and supply airflow of 2,410 cfm (Equation 14). Heating load (Btuh) versus outside air temperature profile was created to calculate the annual heating energy consumption by the unit (Figure 14 and Equation 15). Equation 14 HCA1Load =1.08 x SupplyAirflow,t x(Ts„ 6A;,-T , 1 ) AHU-1 Heat load(Btuh) 120,000-:----------------.---._.-_.___--------- 100,000 --._-. 5, 80,000 i- m v yr.-1528.34 440726 $ 60,000'-- --'---'-- I i 40,000 20,000 i - 10 15 20 25 30 35 40 45 50 55 60 OAT,°F Figure 14 AHU-1 HC-A1 Heating Load Profile Equation 15 HCA1Load =—2,528 x TOutsideAir+140,726 The electric load of supply and exhaust fans were calculated as follows; the brake horse power, bhp was calculated for the each of the fans using the mechanical schedules and Equation 16 . Equation 16 MaxAirflow x Pr essureDrop bhp = FanEfficiencyx 6356 Full load power was calculated by using the motor efficiency (Equation 17). Siemens Industry, Inc. -23- Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL Equation 17 FLkW = bhp x 0.746 MotorEfficiency Supply fan and Exhaust fan consume constant electrical load of 1.63 kW and 0.57 kW, respectively. AHU-2 General AHU-2A and AHU-2B are 100% outside air, constant volume, single duct system manufactured by TRANE®. AHU-2A and AHU-2B operate in lead/lag mode, and alternate operation monthly. The unit is located in the North Penthouse on the roof. AHU-2A and AHU-2B serves the 1st floor Quarantine area, which includes rooms 133, 134, 135, 136, 137, 138, and 139, where additional zone heating is provided by reheat coils, HC-2, HC- 3, HC-4 and HC-4. AHU-2A and AHU-2B each have one supply fan, one exhaust fan, one cooling coil, and one heating coil. AHU-2 operates continuously. Om.ldeA: Temp and R --- AHU-2A — First Floor Level•�•••����� Rm.138 OA ..& — AHU-Zia —.. AHU-2 l3 Supply Fan First Floor Level CV-2180 m Temp Rm.136 HC-2 First Floor Level H -A2A L....� Rms.134,135, OR OR 139 CC-2B HC-A2B HC-4 Fist Floor Level Rms.133.137 EF-2 —� CV-2190 cfm HC-5 s ID, Figure 15 AHU-2A/2B Occupancy AHU-2 operates 24 hours a day 7 days a week. The Quarantine area is occupied by the staff members and animals. Heating Space heating is provided by heating coils, HC-A2A or HC-A2B, whichever serving the lead AHU. Additional zone heating is provided by reheat coils, HC-2, HC-3, HC-4, and HC- 5 located at individual zones. HC-A2A and HC-A2B each has a rated heating capacity of 130 MBH at the design airflow of 2,180 cfm. HC-2, HC-3, HC-4, and HC-5 each have rated heating capacity of 7.2 MBH, 10.5 MBH, 12.1 MBH, and 29 MBH respectively. Each coil is served by glycol hydronic loop system. HC-A2A and HC-A2B heating valve modulates to maintain the supply air temperature at 55°F. Siemens Industry, Inc. - 24- Proprietary&Confidential December 2010 Alaska Sea Life Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL Cooling Space cooling is provided by a cooling coils, CC-2A or CC-2B, whichever serving the lead AHU. CC-2A and CC-2B has a rated cooling capacity of 32.7 MBH. CC-2A or CC-2B cooling valve modulates to maintain the supply air temperature at 55°F. Cooling and heating coil valves modulate in sequence as required. Ventilation AHU-2A and AHU-2B serve Quarantine area and supplies 100% outside air at constant volume of 2,180 cfm at all time. Ventilation is provided by one supply fan and one exhaust fan, EF-2A or EF-2B, whichever serving the lead AHU. Supply fans are located in AHU-2A and AHU-2B, and each has a rated capacity of 2,180 cfm, a rated motor power of 3 hp, and fan operating speed of 2,048 rpm. Exhaust fan, EF-2A and EF-2B are located on the rooftop near the north penthouse. EF-2A and EF-2B each has a rated capacity of 2,190 cfm, a rated motor power of 3 hp, and fan operating speed of 1,770 rpm. Exhaust fan operation is interlocked to run simultaneously with AHU-2A and AHU-2B. AHU-2 Baseline Development Baseline energy consumption model for AHU-2 was developed based on the measured outside air temperature, supply air temperature, and the operating specifications. The data was obtained on 15-minute intervals between December 12th, 2009 and January 4th, 2010. Heating coil load was calculated based on the outside air temperature, supply air temperature, and supply airflow of 2,180 cfm (Equation 18). Based on the observation of the supply air temperature, two heating load profiles were created for different temperature ranges; below (Figure 16 and Equation 19) or above the outside air temperature of 32°F (Figure 17 and Equation 20). Equation 18 HCA2Load = 1.08 x SupplyAirflow AHu 2 x Vsupp4,A,r —ToutsldeAir) Heat load(Btuh)@ 4=32 F 100000 90000.._.___—______ • 70000 _. _.____-_ __—______... _.______—_! _ y- 93.83x+89627 • —._�____ x 60000.... • 50000-.._.. _._____._ _._ • 40000 10 15 20 25 30 35 OAT,°F Figure 16 AHU-2 Heat Load(Outside air temperature below 32°F) Siemens Industry, Inc. -25- Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL Equation 19 HCA2Loadbelot,32F =—495.83 x Tout��a;r+89,827 Heat load(Btuh)@>32 F 100000- ----..__. ...__---w --._-- • 60000----- - ---•..-` '•" .---'------------.... ._------ ---. --._. • >E • a •• • • •••• • • 11.•60000- --- �' -- ._ + ----------- • • •?IC,: • .1 40000 ------•-- --------- -------- -- 4- ----------_ i • = Y=-1695.• •129397 20000-._._----------R=. - .------ ----- --- -- 's'.-- 0-----._.__.- ----... ------------------ ---------.------- 30 35 40 45 50 55 60 OAT,°F Figure 17 AHU-2 Heat Load (Outside air temperature above 32°F) Equation 20 HCA2Loadabrne32F = —1,695.9 x ToutsukAtr+129,397 The electric load of supply and exhaust fans were calculated using Equation 16 and Equation 17. Supply fan and Exhaust fan consume constant electrical load of 1.48 kW and 1.04 kW, respectively. AHU-3 General AHU-3 is a constant volume, single duct, heat recovery unit manufactured by Heatex. The unit is located in the South Penthouse on the roof. AHU-3 serves the 1st floor Wet Lab area, which includes rooms 154 and 160. AHU-3 is served by one supply fan, one exhaust fan, and one heating coil. Heat recovery unit is a flat plate air-to-air type, where outside air is preheated by exhaust air. The unit consists of face/bypass damper for defrost mode of operation and recirculation damper for recirculation mode of operation. Siemens Industry, Inc. - 26- Proprietary&Confidential December 2010 0--- Alaska SeaLlfe Center DETAILED INVESTMENT GRADE AUDIT SIEMENS `� & ENERGY SERVICES PROPOSAL EF-3 Re""Air CV—5200 cfm —amp and RH% O R •e.- r irculati° 1 o a AlU-3 ounua Alf W/ First Floor Level Tamp and HEATEX 500C Suppry Air r•- Rm.160••••j RH% - Temp - 1 _ ....e..@fi. HEAT Before Rpm After Bypass EXCHANGER A,Tempand arc Temp and AHU-3 . &RH% RH% Supply Fan First Floor Level e-� CV-4800 cfm •• Rm.154•-•-- HC-A3 Exnaual Aft Temp and 0 RH% e. Figure 18 AHU-3 Occupancy AHU-3 operates 24 hours a day 7 days a week. Wet Lab area is occupied by staff members and animals. Face/bypass Damper Face/bypass dampers are located at the outside air inlet right before the air enters the heat exchanger section. Damper operation is interlocked such that the face damper is fully open when the bypass damper is fully closed. A PI (proportional integral) controller modulates the face/bypass dampers to maintain the leaving exhaust air temperature above the minimum temperature setpoint of 37°F to prevent the heat exchanger from icing. Heating Outside air is preheated through heat exchanger to recover heat from the exhaust air. Space heating is provided by heating coil, HC-A3. HC-A3 has a rated heating capacity of 77.8 MBH at the design airflow of 4,800 cfm. There are no additional reheat coils serving the Wet Lab area. The average measured supply air temperature during the period of data logging was approximately 68°F. Cooling There is no cooling coil serving AHU-3. Ventilation Ventilation is provided by one supply fan and one exhaust fan, EF-3. Supply fan and exhaust fan operate continuously at constant speed. Supply fan has a rated capacity of 4,800 cfm, a rated motor power of 5 hp, and fan operating speed of 1,940 rpm. Exhaust fan, EF-3 has a rated capacity of 5,200 cfm, a rated motor power of 3 hp, and fan operating speed of 900 rpm. Siemens Industry, Inc. - 27- Proprietary&Confidential December 2010 Alaska SeaLife Center, DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL MIN • AHU-3 is equipped with a recirculation damper, which allows full recirculation operation when the unit is in full recirculation mode. During the full recirculation mode, the exhaust fan is shut down, RecircDamp r and the outside air damper will close. Based on the facility observation and data trending, 14- the recirculation damper is partially open to allow some of the return air to be mixed back in the Air to air heat 1 supply air. Measured temperature data shows that exchanger 10% to 20% of return air on average is being re- circulated back to the supply air at all time. 111/4311 Return Supply Bypass Camper' } t Air to Air Heat Exchanger AHU-3 Baseline Development Baseline energy consumption model for AHU-3 was developed based on the measured data listed in Table 6 and the operating specifications. Measurement was taken on 15 minute intervals. Siemens Industry, Inc. - 28- Proprietary&Confidential December 2010 e Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL Table 6 List of Trended Variables,AHU-3 Measurement Location Unit Outside air temperature Temp(°F) Outside air relative humidity RH(%) Return air temperature Temp(°F) Return air relative humidity RH(%) Exhaust air temperature Temp(°F) Exhaust air relative humidity RH(%) Supply air temperature after heat recovery before recirculation damper Temp(°F) Supply air relative humidity after heat recovery before recirculation damper RH(%) Supply air temperature after heat recovery after recirculation damper Temp(°F) Supply air relative humidity after heat recovery after recirculation damper RH(%) Supply air temperature after heating coil HC-A3 Temp(°F) Percentage of the returned air in the supply air was calculated based on the measured temperatures: supply air temperature before the recirculation damper, supply air temperature after the recirculation damper, and return air temperature. The amount of return air in the supply air is as follows: Equation 21 %RA _ TSA_After_Re Circulation —TSA_Before_Recirculation x 100 TRA —TSA_Before_Recirculation Where %RA = Percentage return air in supply air TSA_After_Bypass = Supply air temperature after recirculation damper TsA_Before_Bypass = Supply air temperature before recirculation damper TRA = Return air temperature Logged data showed that 10% to 20% of return air on average was circulated back into the supply air. Outside airflow was determined based on the calculated return airflow and the total supply airflow of 4,800 cfm. The temperature across the heat recovery unit is known, and the outside airflow is known. Based on the temperature and the airflow data, the heating load was calculated (Equation 22). Heat exchanger heat recovery profile was developed and shown in Figure 19 and expressed by Equation 23. Equation 22 HXLoad = 1.08 x OutsideAirFlow x(Tafrerxx —ToutsideAir) Siemens Industry, Inc. - 29- Proprietary&Confidential December 2010 �Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS " & ENERGY SERVICES PROPOSAL Heat ExchangerProffe 120000 .1_.__..------------- ------- ----._-_- _..---------- ------- ---- --------- ------.. 100000Boom , --------'------- '- ------- —._.._.._.- ----- ---__.- ---------------..---...-- L -e Ba a 60000 I._-_--_. .....__.._-.- y -2237.3x 146581 °e 40000 ---------- -_..RI;. 20000 --- ---- ---- --- ._ 0 10 15 20 25 30 35 40 45 50 55 60 OAT;F Figure 19:AHU-3 Heat Exchanger Heat Recovery Performance Equation 23 HXLoad= 2237.3 x ToutsideAir+146,581 Temperature across the heating coil, HC-A3 and the supply airflow were used to calculate the HC-A3 heat load (Figure 20). HC-A3 heating load profile was created based on the calculated heating value and outside air temperature (Figure 20 and Equation 25). Equation 24 HCA3Load = 1.08 x Affu 3 x(Tsuppktir —ToutsideAir) Heat tad(Btuh) 120000- --------------..__-.._..--_.._.--- .-----__-.------_--.__ 100000 - --___ __.-___-____.-_.-______ -__T_.-___ I 80000-`_---_-`--_-._-.------- i .a+ p _—.-.-____-__ _..-_-_._- +il J 60000 -- -.T =-1972..$4+140419 = 40000-"--------'R=7.8872 1- 20000---------.._--_ 0 10 15 20 25 30 35 40 45 50 55 60 OAT°F Figure 20:AHU-3 HC-A3 Heating Load Profile Equation 25 HCA3Load= —1,972.3 x TouisideAir+140,429 The electric load of supply and exhaust fans were calculated using Equation 16 and Equation 17. Supply fan and Exhaust fan consume constant electrical load of 2.27 kW and 1.44 kW, respectively. Siemens Industry, Inc. - 30- Proprietary&Confidential December 2010 0�Alaska Seal.tfe Center DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL AHU-4 AHU-4 is a 100% outside air, variable volume, single duct system manufactured by TRANE®. The unit is located in the South Penthouse on the roof top. AHU-4 serves ► 1 the 1St floor Dry Lab area, which includes rooms, 128, 141, 143, 144, 152, 153, ,.x 161, 162, and 163, where additional zone . .- --::'-i•-- -.- ''''1---, heating is provided by reheat coils, HC-9, HC-10, HC-11, HC-17, HC-18, and HC-19. �� �_ AHU 4 is served by one supply fan, one - t.-2 -1,41 , APOrmos.„ .,,,,,,,A 1 -, exhaust fan, one cooling coil, one heating �4 coil, and one humidifier. AHU-4 operates continuously. n - tit 4',.v ;Y EF-4 CV-8000 ctrl 0 l / I— OubNe AY Suop5 Fan SUP*A'' Temp and — MI. rano na anx _ _ rr00.1'\ �- 1 First Floor Level Rm.183 OA -e - AH U-4 — •• ••�• HC-19 — — AHU-1First Floor Level Supply Fan al Rm.162 VAV-8000 crm _i 1 HC-18 1..1 First Floor Level Ron 141 CC-3 HC-A4 HC-17 First Floor Level Rm.161 • First Floor Level .�II�IIr1II IITIIr IITIIr7II-IfL Rm.153 r- LJ_LJ_L1LU• First Floor Level Rm.152 r1'r�HC-11 f'I L_� LJ_LJ.1_LLLJ-H First Floor Level Rm.144 s HC-10 iH ...NH First Floor Level Rm.143 r HC-9 • First Floor Level Rm.128 Figure 21 AHU-4 Occupancy AHU-4 operates 24 hours a day 7 days a week. Dry Lab area is occupied by the staff members and animals. Siemens Industry, Inc. -31 - Proprietary&Confidential December 2010 • Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL Heating Space heating is provided by a heating coil, HC-A4 located in AHU-4, and additional zone heating is provided by reheat coils, HC-9, HC-10, HC-11, HC-17, HC-18, and HC-19. HC-A4 has a rated heating capacity of 521 MBH at the design airflow of 8,000 cfm. The capacity of reheat coils are listed in Table 7. Table 7 AHU-4 Reheat Coil Capacity Reheat Coil MBH HC-9 6.8 HC-10 22.8 HC-11 22.8 HC-17 17.8 HC-18 22.8 HC-19 22.8 Each coil is served by the glycol hydronic loop system. During data logging, supply air temperature was maintained between 70°F and 80°F. Cooling Space cooling is provided by a cooling coil, CC-3 located in AHU-4. CC-3 has rated cooling capacity of 140.3 MBH. CC-3 cooling valve modulates to maintain the supply air temperature at supply air temperature setpoint. Heating and cooling coil valves modulate in sequence. Ventilation AHU-4 serves the Dry Lab area and supplies 100% outside air at all time. Ventilation is provided by one supply fan, and one exhaust fan, EF-4. Supply fan is equipped with a variable frequency drive, and fan speed is modulated to maintain the duct static pressure setpoint of 1.5"w.c. EF-4 operates continuously at constant speed. Outside air is mixed with exhaust air to maintain the constant flow velocity at EF-4. Outside air damper modulates to maintain the duct static pressure setpoint of 2"w.c. The supply fan has a rated capacity of 8,000 cfm, a rated motor power of 10 hp, and fan operating speed of 1,115 rpm. EF-4 has a rated capacity of 8,000 cfm, a rated motor power of 10 hp, and fan operating speed of 1,170 rpm. There are no interlocks in operation of the supply fan and exhaust fan. Humidifier Humidification of the supply air is provided by a humidifier, HU-2. . Currently HU-2 is not operational because it has been disabled through the existing building automation system. HU-2 has a rated capacity of 285 lbs/hr. When operational, HU-2 modulates to maintain the space humidity setpoint of 45% Relative Humidity according to the system design. Siemens Industry, Inc. - 32 - Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL AHU-4 Baseline Development Baseline energy consumption model for AHU-4 was developed based on the measured data listed in Table 8 and the operating specifications. The data was obtained on 15- minute intervals between December 12th, 2009 and January 4th, 2010. Table 8 List of Trended Variables Measurement Location Unit Outside air temperature Temp(°F) Outside air relative humidity RH(%) Supply fan VFD electrical load Amperage(A) Supply air temperature Temp(°F) Supply air relative humidity RH(%) Based on the measured supply fan VFD electrical load and outside air temperature, supply fan operating profile was created (Figure 22 and Equation 29). Fan electrical load was calculated using Equation 16, Equation 17, and Equation 26 through Equation 28. Equation 26 FLkW x l 000 FLAmps = Volts x PowerFactor xMotorEfficiency x 1.732 Equation 27 %Amps = MonitorAmp s FLAmps Equation 28 kW = FLkW x%Amps Fan kW 2.5 • 2.3 -.._.____-_ - • _•—•-..__-- r_.. -- tel I ll 1{� .. .• . • , :.s I.. • a• •. • 1.5 —_--•- -_--_- _-a . y m-0.0003x +0.0283;4 1.335e 1.3 ..... _.._._—_.—.._._.__._..__..14sA.3189—_—._._—_._—_— 1.0 :._.-.__._..-___._...________-.. _. _._____.___..--.____._-_............. 10 15 20 25 30 35 40 45 50 55 60 OAT,°F Figure 22 AHU-4 Supply Fan Electrical Load vs.Outside Air Temperature Siemens Industry, Inc. - 33- Proprietary&Confidential December 2010 �Alaska SeaLlfe Center DETAILED INVESTMENT GRADE AUDIT " & ENERGY SERVICES PROPOSAL SIEMENS Equation 29 SupplyFanPower,4„U4 = —0.0003 x Toutsiamir —0.0283 x Tout.,deatr +1.3356 Supply fan airflow was calculated using Equation 16, Equation 17, Equation 26, Equation 27, and Equation 30, where supply fan VFD electrical load was related to VFD speed shown in Figure 23 to calculate %Flow. Equation 30 SupplyAirflow =%Flow x MaximumAirFlow 120% 100% 80% . •..-• ' • • • ••• w 60% ��r�• 40% ''•r 20% 0% i 0% 20% 40% 60% 80% 100% %kW/%hp Figure 23 VFD Speed vs. Electrical Load AHU-4 heating load was calculated based on the supply air temperature and supply fan airflow determined based on the measured VFD electrical load (Equation 31). AHU-4 heating load profile is shown in Figure 24 and expressed as Equation 32. Equation 31 HCA4Load = 1.08 x SupplyAirflow, 4 x(Tsupp6,Air —ToutstdeAlr) Heating load MBtuh) 350,000------------..--------_. • 300,000------.---'---.•,__..._-- ---...... _...------.------------__------ 250,000-----...L• -• - ._._ .•-----'---.-_- 200000 .._.__--_------_-.__---------Ji,i ... ---------._-----.._------_--�- .. 1 { : 1 Y-_3891.7x_+34.753 • __�._..— --—- 1. 100.000 ------. - - - -s -. R==0.7623 50,000 — _._._------------...-'-- 0—._.---r----.._. ._�..__._._. 10 15 20 25 30 35 40 45 50 55 60 OAT,°F Figure 24 AHU-4 HC-A4 Heating Load Profile Equation 32 HCA4Load = —3,892 x Touts deAtr +343,753 Siemens Industry, Inc. - 34- Proprietary&Confidential December 2010 C Alaska SeaLife Center' DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL AHU-5 General The Air Handling Unit 5 (AHU-5) serves areas located on the first and second floor that are primarily used for offices, gallery, and lobby. The system is a mixed air, single duct, variable volume unit with reheat coils. It is located in the North Penthouse. First Floor Plenum t- Rms�rs'3b 111E ••" Fx,Fbor Lrv.1 ---- e 0 . /� R 24 '°P15 Second Floor Plenum F,,.Fu2Lr,l e VAv L Nm R..121-1.13 ____ a°e F., CO, 11030 f L+.l Rm+130-233 a - um R 10 + m m..1,05,- --- e �� ER eCV-3060 am --� ^ �J1m a __ F,rn FIooTLarel --- © ♦ Maui/-IH ® R W --- ,m Fl°urlw.l - e ` ---.11 Iiiiel a f• Rm.111 R.,o°m. M -- Fi-FI7,-0er1 •--- e arm RSecom.:-1D: a 11111111 'borFL.r1W:, •-.. e Rm ScnE�.I Rm.°223'2Ea �A Y.7:7 ---- e -- �� Amt.I W(,M.nar) Rm 111 SK°M'se RmL13 e +Rm 2 °°°e; ® • Second Floor Plenum 9 L. S,w3"a •-� l�7{ e � �.,72:7.,,:E:) � IJ••• Rm.215 ►� a '--••-- - Milffit e �r°°a:.� a ----- mg r- 0 Rm,0 Timm eMI -- : r- e RCA 6.con a e Rm � Rm+2m s.r°.,,i ee 2w Figure 25 AHU-5 Occupancy Hours of operation are 24 hours a day, 7 days a week. Heating The system is designed to deliver 55°F temperature supply air. A mixed air damper is modulated along with the heating coil valve to maintain the setpoint. When heat needs to be added to the air stream, it is done through a hot water coil that has a rated capacity of 1,782 MBH. Siemens Industry, Inc. - 35 - Proprietary&Confidential December 2010 A.4 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL Cooling The system is designed to deliver 55°F temperature supply air. A mixed air damper is modulated along with the cooling coil valve to maintain the setpoint. When there is a need for cooling of the air stream it is done through a chilled water coil that has a rated capacity of 526 MBH. Ventilation The supply fan is a 30,000 cfm fan with a rated static pressure of 3.31" wc at a speed of 693 RPM. The supply fan motor is rated at 30 hp, 460 volts, and 3 phase. It is modulated by a Variable Frequency Drive (VFD). The VFD modulates the motor to maintain the duct static pressure set point of 1.5"wc. Reheat Coils Reheat Coils (RHC) are used to raise the air temperature of the discharge air provided by AHU 5 at the point of distribution to the zones. There are three different capacities of coils. Heating Coil 1 (HC-1) serves the Lobby 103 area and has a rated heating capacity of 170 MBH at a flow of 12.2 gpm and an entering air temperature of 55°F. Heating Coil 20 (HC-20) serves the Office 201 area and has a rated heating capacity of 11.9 MBH at a flow of 0.85 gpm and an entering air temperature of 55°F. Heating Coil 21 (HC-21) serves the Gallery 222 area and has a rated heating capacity of 28.4 MBH at a flow of 2 gpm and an entering air temperature of 55°F. Return Air The return air is either re-circulated by the AHU as required by the system or exhausted from the building by Exhaust Fan 5 (EF-5). EF-5 is a constant volume, 3,050 cfm fan with a rated static pressure of 0.75" we at a speed of 3,050 RPM. The exhaust fan motor is rated at 3/4 hp, 120 volts, and single phase. AHU-5 Baseline Development In order to obtain the baseline energy use for the AHU 5 measurements were taken on the following points (Table 9). The data was obtained on 15-minute intervals between December 12th, 2009 and January 4th, 2010. The measured data was used to calculate the correlation between the load (MBH and kW) and outside air temperature and time of the day. Table 9 List of Trended Variables,AHU-5 Measurement Location Units Outside air temperature Temp(°F) Outside air relative humidity RH(%) Return air temperature Temp(°F) Return air relative humidity RH(%) Mixed air temperature Temp(°F) Mixed air relative humidity RH(%) Supply air temperature Temp(°F) Supply air relative humidity RH (%) Siemens Industry, Inc. - 36- Proprietary&Confidential December 2010 r-- Alaska SeaLife Center' DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL 4 I Supply fan speed I Speed(%) The electric load from AHU 5 comes from the variable flow supply air fan and the constant volume exhaust fan. The electric load for the supply fan was calculated using Equation 16, Equation 17, and Equation 26 through Equation 28. Calculated supply fan power use was plotted for corresponding values of outside air temperature. A quadratic equation was used to fit to the resulting plot (Figure 26 and Equation 33). Total Fan Elec Load(kW) 10 y=0.001;2-0.09597+6.6423 8 • ! • RZ 0.3156 i1 i t • I•• Al 2 i � • 0 5 10 15 20 25 30 35 40 45 50 OAT,°F Figure 26 Supply Fan Power vs.OAT,Occupied Equation 33 SupplyFanP owerAHU 5 =—0.0012 x ToutddeA,r —0.0959 x TOutsideAir +6.6423 The exhaust fan power was calculated to be a constant 0.36 kW. Percent current was calculated using Equation 27, and it was used with the relationship for current to flow for a variable frequency drive to determine the percentage flow (Figure 23). The percentage flow was used to calculate the supply air flow (Equation 34). Equation 34 SupplyAirflow AHu 5 =%Flow QHu5 x MaximumAirFlowsupply The load on the central plant from AHU-5 comes from the heating coil. The heating coil load (Btuh) was calculated using Equation 35. Equation 35 HCA5Load =1.08 x SupplyAirflowAHv5 x(TSuppiyAir —TMizedAir) The calculated load for AHU-5 was plotted against outside air temperature for the corresponding 15 minute trend interval. A quadratic equation was used to fit to the resulting plot. The load to the central plant from the heating coil and the heating coil is illustrated in Figure 27. Siemens Industry, Inc. - 37 - Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL Heat Load(Btuh) 600,000 • 480,000 .._..._—...—.__.—s__...—'----...—_—._.__.__...._.._ • z • _ •_ • ,360.000 ! •e• --___--..y.25Y.O6xZ-:1R3Rc +.462736- •. • — — • g = • R2=0.7959 • • .Z 240,000 - -------'- - ----' - •- y - -- ----------------- • t 120,000 _. • 0 0 5 10 15 20 25 30 35 40 45 50 OAT,°F Figure 27 AHU 5 Heat Load to Central Plant The resulting heat load profile as a function of outdoor air temperature is illustrated in Equation 36. Equation 36 HCA5Load =250.06 x Tou deAt, —18,385 x Tou„,deAi, +462,736 AHU-6 General The Air Handling Unit 6 (AHU-6) serves areas located on the first and second floor that are primarily used for offices and the exhibit. The system is a mixed air, single duct, variable volume unit. It is located in the South Penthouse. Siemens Industry, Inc. - 38- Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL Second Floor Plenum Second Level Rm.238 Second Floor Leveoill Rm.237 8 238 (interior) II .. .. second FI!•ll Level Rm.237 Second Floor 8. Level Rm.235(non; ' Second Floor Level Rm.253(south) • — _ Second Floor T Level OA t � — Attu-8 — .. O r.... Rme.245,248, 247,249,250 AH11.8 ".". --../111' — Supply Fan -- I Second Floor VAV-22.600.cfm L.. ail Rms.251,252 CC-5 HC-A6 _ Font Floor Rm.Level 181 1 1 1 EF-6 First Floor Level CV-310 cfm . 1 } Rm.180' � 4111 Ill a Restrooms 1 - 1 _ First Floor Level 1 1 Rms.178.179' Figure 28 AHU-6 Occupancy Hours of operation are 24 hours a day, 7 days a week. Heating The system is designed to deliver 55°F temperature supply air. A mixed air damper is modulated along with the heating coil valve to maintain the setpoint. When heat needs to be added to the air stream it is done through a hot water coil that has a rated capacity of 1,342 MBH. Cooling The system is designed to deliver 55°F temperature supply air. A mixed air damper is modulated along with the cooling coil valve to maintain the setpoint. When there is a need for cooling of the air stream it is done through a chilled water coil that has a rated capacity of 396 MBH. Ventilation The supply fan is a 22,600 cfm fan with a rated static pressure of 3.36" wc at a speed of 1,033 RPM. The supply fan motor is rated at 25 hp, 460 volts, and 3 phase. It is modulated by a Variable Frequency Drive (VFD). The VFD modulates the motor to maintain the duct static pressure set point of 1.5"wc. Siemens Industry, Inc. - 39- Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL Return Air The return air is either re-circulated by the AHU as required by the system or exhausted from the building by Exhaust Fan 6 (EF-6). EF-6 is a constant volume, 310 cfm fan with a rated static pressure of 0.375" we at a speed of 1,050 RPM. The exhaust fan motor is rated at fractional horse power, 120 volts, single phase, and has a calculated brake horse power of 0.021 hp. AHU-6 Baseline Development In order to obtain the baseline energy use for AHU-6, measurements were taken on the following points (Table 10). The data was obtained on 15-minute intervals between December 12th, 2009 and January 4th, 2010. The measured data was used to calculate the correlation between the central plant heating load (MBH) and outside air temperature and time of the day. Table 10 List of Trended Variables,AHU-6 Measurement Location Units Outside air temperature Temp(°F) Outside air relative humidity RH (%) Mixed air temperature Temp(°F) Mixed air relative humidity RH(%) Supply air temperature Temp(°F) Supply air relative humidity RH (%) Supply fan speed Speed(%) The electric load from AHU-6 comes from the variable flow supply air fan and the constant volume exhaust fan. The electric load for the supply fan was calculated using Equation 16, Equation 17, and Equation 26 through Equation 28. A plot of supply fan power use was then plotted for corresponding values of outside air temperature. A linear equation was used to fit to the resulting plot (Figure 29). Equation 37 illustrates the correlation. Siemens Industry, Inc. -40- Proprietary&Confidential December 2010 if- Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS A " ` & ENERGY SERVICES PROPOSAL Total Fan Elec Load(kW) 10 8 `------------_______-- -.....----- g '0 6 9 B •• • , • e . • , z 0 0 5 10 15 20 25 30 35 40 45 50 OAT,°F Figure 29 AHU-6 Supply Fan Power vs.OAT,Occupied Equation 37 FanPowerAHu6 =4.25 The load on the central plant from AHU-6 comes from the heating coil. The heating coil load (MBH) was calculated using Equation 38. Equation 38 HCA6Load =1.08 x SupplyAirflow miu 6 x(TSupplyAir —TA&zedAir) The calculated load for AHU-6 was plotted against outside air temperature for the corresponding 15 minute trend interval. A linear equation was used to fit to the resulting plot. The load to the central plant from the heating coil and the heating coil is illustrated in Figure 30. Heat Load(Btuh) 400,000 -------- 320,000 _._ _----------_.---..._-'-----------__- • 3 Y=-5652 +287941 240,000 , t v — -------. .a •-. --__. —.._ •-._.-.:•+ -•1•••_ ..-._y1 ......__.qz.X3301 • • • •• .c160,000 ,._. __..----_.•.---- - ••----- --. � t.r.._.7 . •. 80,000 -----. -----— , •.. 0 5 10 15 20 25 30 35 40 45 50 OAT,°F Figure 30 AHU-6 Heat Load to Central Plant The resulting heat load profile as a function of outdoor air temperature is illustrated in Equation 39. Siemens Industry, Inc. -41 - Proprietary&Confidential December 2010 �Alaska SeaLtfe Center DETAILED INVESTMENT GRADE AUDIT & ENERGY SERVICES PROPOSAL SIEMENS Equation 39 HCA6Load= —5,652 x Tout,A Air+287,941 AHU-7 General The Air Handling Unit 7 (AHU-7) serves areas located on the first floor that is primarily used for curatorial. The system is a 100% outside air, single duct, variable volume unit. It is located in the South Penthouse. First Floor Level s _� Q Rm.167 OA -'s — AHU-71 s — iAHU-7 .001 Level Second Floor _ Q -IP- - Supply Fan VAV-6,000 dmRms.260,261 First Floor Level-- Q r Rm.187 HC-A7 owl First Floor Level • 410 - Rm.177 H Second Floor'' 0 Level Rm.236 ad First Floor Level 1... Cil 111 ��. ��.��•��� ��I Rm.182 Figure 31 AHU-7 Occupancy Hours of operation are 24 hours a day, 7 days a week. Heating The system is designed to deliver 55°F temperature supply air. The heating coil valve is modulated to maintain the setpoint. When heat needs to be added to the air stream it is done through a hot water coil that has a rated capacity of 488 MBH. Cooling There is no cooling coil. Ventilation The supply fan is a 6,000 cfm fan with a rated static pressure of 2.8" wc at a speed of 1,138 RPM. The supply fan motor is rated at 5 hp, 460 volts, and 3 phase. It is modulated by a Variable Frequency Drive (VFD). The VFD modulates the motor to maintain the duct static pressure set point of 1.5"wc. Siemens Industry, Inc. -42 - Proprietary&Confidential December 2010 Alaska Sea Life Center DETAILED INVESTMENT GRADE AUDIT SIEMENS ° ' " `` " " ` 1 " ' " & ENERGY SERVICES PROPOSAL Reheat Coils There are no reheat coils. Return Air There is no return air. AHU-7 Baseline Development In order to obtain the baseline energy use for the AHU-7 measurements were taken on the following points (Table 11). The data was obtained on 15-minute intervals between December 12th, 2009 and January 4th, 2010. The measured data was used to calculate the correlation between the load (MBH and kW) and outside air temperature and time of the day. Table 11 List of Trended Variables,AHU-7 Measurement Location Units Outside air temperature Temp(°F) Outside air relative humidity RH(%) Supply air temperature Temp(°F) Supply air relative humidity RH(%) Supply fan speed Speed(%) The electric load from AHU-7 comes from the variable flow supply air fan. The electric load for the supply fan was calculated using Equation 16, Equation 17, and Equation 26 through Equation 28. A plot of supply fan power use was then plotted for corresponding values of outside air temperature. A linear equation was used to fit to the resulting plot. Equation 40 illustrates the correlation. Total Fan Mac Load(kW) 1.50 -�------------ 1.25 — 1.00 -i— �.------------"---- --'-----------------____...__ y=0.0008x+0.6104 v I 0.75-I---------�* • ----��---i --- ---��--•-- o.so ; • .r•_• •t 0.25 -----_....---- - ------..._._.__-..—._..__...------------------ 0.00 -- — 0 5 10 15 20 25 30 35 40 45 50 OAT Figure 32 AHU-7 Supply Fan Power vs.OAT,Occupied Siemens Industry, Inc. -43- Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL Equation 40 SupplyFanPower Afar, = 0.0008 x To.tsideAir +0.6104 The load on the central plant from AHU-7 comes from the heating coil. The heating coil load (MBH) was calculated using Equation 41. Equation 41 HCA7Load =1.08 x SupplyAirflow„Hu, x(TSupp&,Air —TOutsideAir) The calculated load for AHU-7 was plotted against outside air temperature for the corresponding 15 minute trend interval. A linear equation was used to fit to the resulting plot. The load to the central plant from the heating coil and the heating coil is illustrated in Figure 33. Heat Load(Btuh) 350000 300000 ------------- --__._ ----------------- ...__-- ------ --------- 250000 --- ---•s ---- • --- ---N---- ---...-- ---- ------------ • m 200000 _ ': ••r A150000--------------- -_...__ .------ ------- -----r.�._„•._. -a..-i�'---_-- a-1757 x+2501'3 I 100000 . r — — R = 583 50000 0 0 5 10 15 20 25 30 35 40 45 50 OAT,°F Figure 33 AHU-7 Heat Load to Central Plant The resulting heat load profile as a function of outdoor air temperature is illustrated in Equation 42. Equation 42 HCA7Load = —1,757 x Toutside.lir +250,193 AHU-8 General The Air Handling Unit 8 (AHU-8) serves areas located in the basement that are primarily used for offices and mechanical spaces. The system is a mixed air, single duct, constant volume unit with reheat coils. It is located in the basement. Siemens Industry, Inc. -44- Proprietary&Confidential December 2010 41 Alaska Sea Life Center DETAILED INVESTMENT GRADE AUDIT I & ENERGY SERVICES PROPOSAL SIEMENS Basement Level Plenum — AHU-a 0.OP- Basement Level OA ....MIN'' ••1111111" — ••0( .r' North Half \� Rms.007-009 _ AHU-8 HC-22 Supply Fan CV-9,000 cfm I Basement Level i' •1111111 North Half I Rm.006 .f... e HC-A8 HC-23 •••� Basement Level I North Half■ Rm.001-005 1 i HC-24 Figure 34 AHU-8 Occupancy Hours of operation are 24 hours a day, 7 days a week. Heating The system is designed to deliver 55°F temperature supply air. A mixed air damper is modulated along with the heating coil valve to maintain the setpoint. When heat needs to be added to the air stream it is done through a hot water coil that has a rated capacity of 244 MBH. Cooling There is no cooling. Ventilation The supply fan is a 9,000 cfm fan with a rated static pressure of 1.5"we at a speed of 635 RPM. The supply fan motor is rated at 5 hp, 460 volts, and 3 phase. Reheat Coils Reheat Coils (RHC) are used to raise the air temperature of the discharge air provided by AHU 8 at the point of distribution to the zones. There are three different capacities of coils. Heating Coil 22 (HC-22) serves the basement office area and has a rated heating capacity of 13.8 MBH at a flow of 1.0 gpm and an entering air temperature of 55°F. Heating Coil 23 (HC-23) serves the basement shop area and has a rated heating capacity of 17.8 MBH at a flow of 1.3 gpm and an entering air temperature of 55°F. Heating Coil 23 (HC-23) serves the basement storage and janitorial area and has a rated heating capacity of 14.5 MBH at a flow of 1.0 gpm and an entering air temperature of 55°F. Return Air The return air is either re-circulated by the AHU as required by the system or exhausted from the building. Siemens Industry, Inc. -45 - Proprietary&Confidential December 2010 Ar.„4 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL AHU-8 Baseline Development In order to obtain the baseline energy use for the AHU-8 measurements were taken on the following points (Table 12). The data was obtained on 15-minute intervals between December 12th, 2009 and January 4th, 2010. The measured data was used to calculate the correlation between the central plant heating load (MBH) and outside air temperature and time of the day. Table 12 List of Trended Variables,AHU-8 Measurement Location Units Outside air temperature Temp(°F) Outside air relative humidity RH(%) Return air temperature Temp(°F) Return air relative humidity RH(%) Mixed air temperature Temp(°F) Mixed air relative humidity RH(%) Supply air temperature Temp(°F) Supply air relative humidity RH(%) The electric load from AHU-8 comes from the constant flow supply air fan. The electric load for the supply fan was calculated using Equation 16 and Equation 17. The supply fan power was calculated to be a constant 2.13 kW. The load on the central plant from AHU-8 comes from the heating coil. The heating coil load (Btuh) was calculated using Equation 43. Equation 43 HCA8Load =1.08xSupplyAirlowAHu8 x(is supply Air —TllixedAir) The calculated load for AHU-8 was plotted against outside air temperature for the corresponding 15 minute trend interval. An average was taken of the data. The load to the central plant from the heating coil is illustrated in Figure 35. Siemens Industry, Inc. -46- Proprietary&Confidential December 2010 AA Alaska SeaLlfe Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL Heat Load(Btuh) 300000 — 250000 t.___.---.._..... 7 2000001--------_._------._....._..---------------------------------------------_.-----------.__..---------- 03 150000 i :Willi iiiiiiisliilidialuill111111tis. s100000 _ .....-----------------– _..------------ ---------- -- ---------_.----- - 50000 0 0 5 10 15 20 25 30 35 40 45 50 OAT,°F Figure 35 AHU-8 Heat Load to Central Plant The average heating load at AHU-8 is 165 MBH. AHU-9 General The Air Handling Unit 9 (AHU-9) serves areas located in the basement that are primarily used for offices and shops. The system is a mixed air, single duct, and constant volume unit. It is located in the basement. — AHU-9 — /� Basement Level ., e OA a 40.00116 ''-� — ,1I /1 South Half Rms.012-021 4 AHU-9 Supply Fan CV–1.750 cfm Basement Level Plenum HC-A9 i a 8 Figure 36 AHU-9 Occupancy Hours of operation are 24 hours a day, 7 days a week. Heating The system is designed to deliver 55°F temperature supply air. A mixed air damper is modulated along with the heating coil valve to maintain the setpoint. When heat needs to be added to the air stream it is done through a hot water coil that has a rated capacity of 55 MBH. Siemens Industry, Inc. -47- Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL Cooling There is no cooling. Ventilation The supply fan is a 1,750 cfm fan with a rated static pressure of 1.5" we at a speed of 1,454 RPM. The supply fan motor is rated at 1.5 hp, 460 volts, and 3 phase. Reheat Coils There are no reheat coils. Return Air The return air is either re-circulated by the AHU as required by the system or exhausted from the building. AHU-9 Baseline Development In order to obtain the baseline energy use for the AHU-9 measurements were taken on the following points (Table 13). The data was obtained on 15-minute intervals between December 12th, 2009 and January 4th, 2010. The measured data was used to calculate the correlation between the central plant heating load (MBH) and outside air temperature and time of the day. Table 13 Trended Variables,AHU-9 Measurement Location Units Outside air temperature Temp(°F) Outside air relative humidity RH (%) Supply air temperature Temp(°F) Supply air relative humidity RH(%) The electric load from AHU-9 comes from the constant flow supply air fan. The electric load for the supply fan was calculated using Equation 16 and Equation 17. The supply fan power was calculated to be a constant 0.49 kW. The load on the central plant from AHU-9 comes from the heating coil. The heating coil load (MBH) was calculated using Equation 44. Equation 44 HCA9Load =1.08 x SupplyAirflow AHu 9 x(Ts. pp[yAtr—ToutsideA. ) The calculated load for AHU-9 was plotted against outside air temperature for the corresponding 15 minute trend interval. A linear equation was used to fit to the resulting plot. The load to the central plant from the heating coil and the heating coil is illustrated in Figure 37. Siemens Industry, Inc. -48- Proprietary&Confidential December 2010 • --- atoAlaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS " &ENERGY SERVICES PROPOSAL Heat Load(Btuh) 150000 120000 .—� _. — -- -- -- --- - -- -- - -- ---'--- --------- 3 m 90000 1 60000 —_... Y -1833.7x+126491 _.....--.__-_—.._.—_... 92=0..•75 30000 0 0 5 10 15 20 25 30 35 40 45 50 OAT°F Figure 37 AHU-9 Heat Load to Central Plant The resulting heat load profile as a function of outdoor air temperature is illustrated in Equation 45. Equation 45 HCA9Load =—1,833.7 x T„„,,d, it+126,491 Life Support System General There is a system of pumps and filters that make ,0,_ up the Life Support System (LSS). The system is used to maintain the different habitats for the animals at the center. There are three primary ponds: Birds, Seals, and Sea Lions. Constant volume pumps are used to pump water out of the tanks and thru a parallel filter bank. Flow is controlled through the filters by a set of valves mmlie that modulate to maintain a specific flow setpoint (Figure 38). After three days the filters are backwashed to remove the waste that has collected in the filters from the tanks. The process then repeats. Siemens Industry, Inc. -49- Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL Habitat Pond Total Flow Meter ■ Valve 1 Filter 1 Flow Meter ■ Valve 2 Filter 2 Flow Meter Pump 1 • Filter 3 Pump 2 Valve 3 Flow Meter Valve 4 Filter 4 Flow Meter Filter 4 ■ Figure 38 LSS Filtration System Pumps Each filtration system has two primary habitat recirculation pumps that run continuously to maintain the specific flows as required by each pond. The pumps are constant volume with the specifications shown in Table 14. The motors that drive the pumps are 460 volts, 3 phase. Table 14 Pump Specifications for Filtration System Pump Total Flow Pressure Power Speed Impeller Diameter Name Habitat (gpm) (feet) (bhp) (RPM) (inches) LSS 19&20 Seals 760 75 10 1770 8.75 LSS 21&22 Sea Lions 1350 75 17.1 1770 9.5 LSS 27&28 Marine Birds 1670 75 22.1 1775 9.375 Filters Each filtration system has four sand filters to filter the waste from the recirculation flows. The pressure drop across the filters increases as they remove waste from the recirculation flow. Once the differential pressure for the clean filter has increased by 10 psi the filter should be cleaned by back washing it. This increase in pressure can be related to a specific run time which is considered to be 3 days for the ponds. Occupancy Hours of operation are 24 hours a day, 7 days a week. Siemens Industry, Inc. - 50- Proprietary&Confidential December 2010 Alaska SeaLife Center' DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL Life Support System Baseline Development To calculate the baseline energy use for the LSS, manufactures data was obtained for the pumps in use. The electric load from the LSS comes from the constant volume pumps. The brake horse power, bhp was obtained from the manufactures pump curves for each pump. Full load power was then calculated by using the motor efficiency, see Equation 46. Equation 46 FLkW _ bhp x 0.746 PumpPower MotorEfficiency The constant volume pumping power is shown in Table 15. Table 15 Baseline pumping power for each habitat Pump Name Habitat Total Full Load Power(kW) LSS 19&20 Seals 16.7 LSS 21&22 Sea Lions 28 LSS 27&28 Marine Birds 36.2 Siemens Industry, Inc. - 51 - Proprietary&Confidential December 2010 4741Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS 0. &ENERGY SERVICES PROPOSAL Section III — Facility Improvement Measures FIM 1.00 Lighting Upgrades Electric Savings: 100,680 kWh 214 kW annual $6,554 Fuel Oil Savings: - 1,093 Gallons -$3,114 Operational $ Savings: $3,500 Total $ Savings: $6,940 AREAS INCLUDED UNDER THIS MEASURE: • Areas of the entire facility. EXISTING CONDITION: The Alaska SeaLife Center building is of relatively new construction and has a typical modern lighting system. The building consists of three major areas: Offices, Laboratories and Public Gallery/Display Areas. The Office and Laboratories are almost exclusively 1st Generation T8 Fluorescent fixtures with electronic ballasts. Many of these fixtures are vapor tight and suspended Direct/Indirect models. The Public Gallery/Display Areas are quite a bit different. The Aquarium and SeaLife Display Areas utilize a number of specialized HID fixtures which are not slated for retrofit. The rest of these Public Gallery/Display Areas utilize a large number of incandescent and compact fluorescent track and can lighting to illuminate information and educational wall displays. The exterior lighting consists of 150 W and 400 W Metal Halide fixtures and 70 W and 1,000 W High Pressure Sodium fixtures. PROPOSED FACILITY IMPROVEMENT MEASURE: In the Office and Laboratory Areas, install new lamps and ballasts in all existing 4 ft. T8 fixtures. The new 3rd generation T8 lights and electronic ballast combination will have a reduced wattage while maintaining similar light levels to the existing. The electronic ballasts will have a low ballast factor. Install new Pulse Start Metal Halide kits in the exterior HID fixtures. SIEMENS will provide all of the lamps, ballasts, and fixtures. ASSUMPTIONS: In addtion to a reduction in annual kWh's, a lighting upgrade will provide a well-lit work environment which is critical to the productivity, comfort, health, and safety of all occupants. To promote comfort and productivity, the proposed upgrade designs specifies the appropriate fixture, lamp, and ballast combination to provide the appropriate lighting color, density, and disbursement while minimizing glare. An integrated, whole-system approach to lighting design maximizes quality, energy efficiency, esthetics, maintainability, and life-cycle costs. Siemens Industry, Inc. -52- Proprietary&Confidential December 2010 Alaska SeaLife Center' DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL Measurements were taken on the following seven lighting circuits (Table 16). The measured data characterize the power consumption of the most prevalent lamp types. During the post retrofit M&V phase of the project, electrical circuit measurements will be taken at the same exact locations to quantify the electrical demand savings due to lighting upgrades. Table 16 List of Pre and Post Retrofit Locations Reading# Room Panel# Panel Location Private Corridor 002/ILC 1 009 Office BHD(From J Box) 101 Mechanical Corridor 002/ILC 2 010 Room BHD(From J Box) 101 Mechanical Corridor 002/ILC 3 010 Room BHD(From J Box) 101 Open 4 219 Office ZHB(Zone 25) Corridor 220/LP 207 5 236 Gallery 2LG1(29) Corridor 227/LP 208 6 236 Gallery 2LG1(31) Corridor 227/LP 208 7 236 Gallery 2LG1(30) Corridor 227/LP 208 SIEMENS takes into account many factors when considering any lighting retrofit project including: • Illumination purpose: The requirements of lighting systems vary with different applications. SIEMENS has proven experience redesigning task, accent, high-bay, decorative, historical and general lighting schemes. • Color rendering: The interaction of artifical and natural lighting is important for both visual clarity and aesthetics. Color rendering of independent luminaries is important as well as the combined effect of different lighting sources within defined areas. • Efficiency: Improving the efficiency of a lighting system is not limited to lamps and ballasts. New fixtures designed for maximum light output, reflector kit retrofits, manipulatingballast factors, and tandem-wiring of ballasts are a few ways in which maximum light output can be attained with minimum energy input. • Controllability: While attention is focused on increasing the efficieny of lighting systems, an equally important dimension to lighting management is controllability. Ideally, lighting systems will be energized only at those times as required by its illumination purpose. Often times, occupancy patterns are not predictable and those control systems that permit flexibility in scheduling or automated on/off control, provide the greatest benefit. There are certain instances in which there are opportunities to interface HVAC systems, as well as lighting circuits, to occupancy sensors for additional benefit. • Maintainability: This refers to the degree of ease in which the collective lighting systems of a building or group of buildings are maintained. Fixture and component life, fixture height and the effort required for cleaning and repairing Siemens Industry, Inc. - 53- Proprietary&Confidential December 2010 ON ce Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL fixtures, quantity of lamps and ballasts, and the amount of unique repair parts (i.e. lamps, ballasts, lens, and sockets) are all vital components when determining system maintainability. Heating Penalty and Cooling Savings calculations are based on the total kWh reduction calculated for the lighting retrofit project. It is assumed that all the lighting energy to be saved occurs within the conditioned space. SAVINGS CALCULATIONS: Energy savings from each retrofit will be based on a statistically developed number of runtime hours for specific area types and the areas wattage reduction. The wattage reduction will be based upon the pre and post retrofit wattages. Stipulated runtimes were derived from measured data collected from a statistically valid sampling of various use type. The logger data was analyzed and divided into specific space types and then averaged to develop the Stipulated Runtime Hours for each of the space types. Cost savings will be realized by decreasing power requirements to the respective lighting systems resulting in a decrease in annual electrical energy usage (kWh). Lighting system inventory requirements will be streamlined by standardizing lamp, ballast, and component manufacturers for the buildings. New lighting systems will provide operational savings in the form of reduced ballast and lamp replacement costs. HVAC INTERACTION CALCULATION: The installation of a more efficient lighting system will reduce internal heat gains. The impact of the lighting improvement measure and other measures relating to building heat loss, have been evaluated using a heat loss study. A calculation of the interaction between lighting wattage reduction and heating loads was done. FIM 1.01 Lighting Controls Electric Savings: 46,865 kWh 113 kW $3,051 Fuel Oil Savings: -35GaIIons -$99 Total $ Savings: $2,952 FACILITIES INCLUDED UNDER THIS MEASURE: • Areas of the entire facility. EXISTING CONDITION: Currently operation of the lights is provided by the Triatek lighting control system. Siemens Industry, Inc. - 54- Proprietary&Confidential December 2010 /lir oco r-41,Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL PROPOSED FACILITY IMPROVEMENT MEASURE: Upgrade the existing Triatek lighting control system so that it can be controlled directly by a new SIEMENS APOGEE Insight energy management control system. ASSUMPTIONS: Heating Penalty calculations are based on the total kWh reduction calculated for the lighting retrofit project. The areas labeled for the exterior of the building were not included in the Heating Penalty calculations. The current annual burn hours and the retrofit annual burn hours due to lighting controls, by space type, is identified in Error! Reference source not found.. Table 17 Annual Burn Hours By Space Type Codes Area Type Current Annual Hours Retrofit Annual Hours BR Breakroom 2600 1300 CL Classroom 3244 2433 DH Dining Hall 3244 2433 EX Exits 8760 8760 EXT Exterior 4380 1095 HW Hallway/Corridors 8760 2015 KN Kitchen 3244 2433 LO Lobby 3244 3244 ME Mech/Elec.Room 8760 1752 MISC Miscellaneous 3244 2433 MR Meeting Room 1026 616 00 Open Office 2600 2600 PO Private Office 1768 1503 RR Restroom 8760 754 ST Storage Closet 500 100 WA Work Area 7236 806 DAL Direct Aquarium Lighting 3244 3244 PHW Private Corridor 3588 3014 PRR Private Restroom 1352 649 STR Stairwell 8760 2190 SAVINGS CALCULATIONS: Energy Savings calculations for this measure are based on reduction in lighting burn hours and post implementation of FIM 1.00 — Lighting Retrofit, and use all post retrofit lighting power consumptions included in FIM #1.00 as the existing conditions for this measure. Runtime reduction hours from installing lighting controls were statistically developed based on a result of occupancy logging at 10 locations which represent specific area types namely: conference room, corridor, laboratory, mechanical room, private office, public restroom, and staff restroom. The reduction in the number of burn hours per year was calculated based on the data collected by the Watt Stoppers. This reduction in burn hours was applied to the different area types to calculate annual Siemens Industry, Inc. -55- Proprietary&Confidential December 2010 Air cAlaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL savings. Table 18 identifies the location of the 10 spaces where Watt Stoppers were installed. Table 18 Watt Stopper Installation Locations Sensor# Area Type Room# 1 Conference Room 270 2 Corridor 002 3 Corridor 220 4 Laboratory 159 5 Laboratory 152 6 Mechanical Room 010 7 Private Office 207 8 Private Office 234 9 Public Restroom 211 10 Staff Restroom 217 HVAC INTERACTION CALCULATION: Reduction in lighting burn hours will reduce the internal heat gain. The reduction in internal heat gain was used to calculate the increase in the facility heating load. F1M 2.00 Water Conservation Electric Savings: 0 kWh $0 Water/Sewer Savings 456,000 Gallons $2,945 Total $ Savings: $2,945 FACILITIES INCLUDED UNDER THIS MEASURE: • Entire facility. EXISTING CONDITION: Currently the water fixtures such as water closets, urinals and lavatories utilized at the Alaska SeaLife Center are not low volume, low flow devices. Presently the water closets require 3.5 gallons of water per flush and the lavatories have a flow rate of 1 gallon per minute. PROPOSED FACILITY IMPROVEMENT MEASURE: Change out fixture or fixture components to bring them in line with current low flow standards. This upgrade will include replacing 35 water closets, 6 urinals and installing low flow aerators for 28 lavatories. The new water closets will use 1.6 gallons of water per flush and the new lavatories will use 0.5 gallons of water per minute. ASSUMPTIONS: Values used to calculate stipulated savings were arrived to and agreed upon by SIEMENS and Alaska SeaLife Center. Annual use is shown in Table 19. The number of uses comes Siemens Industry, Inc. - 56- Proprietary&Confidential December 2010 Alaska SeaLife Center. DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL from a combination of visitor and staff estimates. Numbers for visitor use is based on 2009 visitor statistics, one flush and two hand washes per visitor. Staff calculations are 2.5 flushes for 90 employees for 200 working days per year and twice as many hand washes. Use for the lavatory assumes 30 seconds of washing at a flow rate of 1 gpm to be reduced 0.5 gpm. Table 19 Fixture Type and Annual Use Fixture Type Pre-Water Volume per Post-Water Volume per Number of Uses Annual Use(gal) Use(gal) (#) Use(gal) Toilets 3.5 1.6 200,000 380,000 Lavatories 0.50 0.25 400,000 100,000 SAVINGS CALCULATIONS: Energy savings for water conservation are based on the difference between the baseline water use and the retrofit water use. The difference between the gallons per flush for the toilets and the gallons per minute for the lavatories is applied to the baseline number of flushes and the number of hand washes. The baseline water usage is modeled using data collected during the site survey and discussions with Alaska SeaLife Center personnel. The post retrofit water usage is modeled using the baseline data and the new volumes and flows agreed upon by SIEMENS and Alaska SeaLife Center. FIM 4.00 Building Automation System Upgrade Total Electric and Fuel Oil Savings are broken out below as part of Building Automation System FIMs 4.03,4.04, and 4.06. FACILITIES INCLUDED UNDER THIS MEASURE: • Entire facility. EXISTING CONDITION: The Alaska SeaLife Center has been struggling with the existing obsolete building automation system for years. Outdated and unsupported hardware and software have resulted in much of the facilities existing control system being overridden and operated in a manual fashion. This has enabled the facility operators keep the building somewhat comfortable, but ultimately this FIM will capture the tremendous efficiencies possible with a functional and properly programmed building automation system. In addition, several different types of controls systems are currently installed throughout the ASLC facility. The control systems operate in a stand-alone fashion and do not communicate with each other. Therefore the facility is not functioning as an interactive whole —for example the boiler systems and air-handler systems operate autonomously at this time. Siemens Industry, Inc. -57- Proprietary&Confidential December 2010 • /� Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS " & ENERGY SERVICES PROPOSAL Also the motor controls for select fans are currently being operated through the obsolete Cutler-Hammer IMPACC electrical system. The existing control system must interface with IMPACC system to control major fan motors. This is intended to be achieved through "smart" Advantage starters. These starters fail intermittently and the JCI interface has never communicated correctly with the motor starter system. The IMPACC hardware and software are now difficult, if not impossible to maintain and operate so many motor starters are overridden and run continuously. PROPOSED FACILITY IMPROVEMENT MEASURE: A new master Siemens APOGEE Insight building automation system (BAS) will be provided. This system is intended to allow operators complete supervisory control and monitoring capabilities of the HVAC systems. In addition, this will integrate many of the disparate systems together, reuse what is salvageable, and replace the control components that cannot be incorporated into the APOGEE system. This measure will include replacing the two existing NCM field panels in the control room with a new PXCM controller that will integrate to the existing JCI N2 unitary controllers currently networked through this panel. This will enable the ASLC to monitor and control all existing N2 devices from the new Insight BAS server. As part of this upgrade Siemens will reuse all existing N2 controllers and their associated control devices. It is Siemens intent to reuse all temperature sensors, valves, dampers actuators, relays, etc. Siemens will also provide a new server and operator workstation for the new graphical APOGEE Insight Advanced software with APOGEE Go and RENO options, and a laptop for remotely accessing the system. Two concurrent site licenses will be provided. Normally this would completely replace the JCI Metasys server, however ASLC can elect to have this old user interface remain if it is their only access point for other 3rd party equipment. This upgrade will add the ability to monitor seven life support relays that currently alarm locally at a basement wall cabinet. Four new CO2 sensors for outside air reset of two air- handling units will be provided and one new outside air CO2 sensor to be mounted in the outside air intake of an air-handler (preferably opposite the ocean). Also a total of four new uninterrupted power supplies will be added — one for each new PXCM field panel and desktop computer. In order to better control ASLC's slab heating, new BAS controls will be added to automate one zone of slab heat that is currently running wildly. Siemens will add a new strap-on return water temperature sensor for each of the existing 10 slab heat zones. The new sensors will be wired to spare slots on the each zone's respective existing N2 controller. A new exterior rain & snow sensor will be provided to control operation of all slab heat to reduce the heating run time of the system. The goal is to engage the BAS to maximize efficiencies lost by running slab heating manually. Siemens APOGEE will replace the existing Reliable control system currently controlling the central heat plant equipment. Where the system has been bypassed, Siemens will Siemens Industry, Inc. -58- Proprietary&Confidential December 2010 Alaska SeaLife Center' DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL reestablish connections to the BAS for efficient control of these heating systems. All end devices except analog temperature sensors will be reused. This upgrade will also replace the existing electric control devices currently controlling the domestic hot water equipment with BAS system compatible components to reestablish connections for efficient control of this system. During this BAS upgrade Siemens will optimize the HVAC systems sequence of operation wherever possible to utilize day/night setbacks, outside air and supply temperature resets, motor scheduling, and other measures described by FIMs 4.03, 4.04 and 4.06 below. Siemens will include 40 hours of on-site customer training. Lastly, in order to fully control the ASLCs ventilation system, Siemens will need to replace the motor controls for select fans currently connected to the obsolete Cutler-Hammer IMPACC electrical system. Siemens APOGEE BAS will need to control these motors directly if they are to be controlled efficiently. This FIM would require that eleven of the existing Advantage starters be replaced with external motor starters that can be easily controlled by the Siemens BAS via a low voltage contactor. Each starter will be wired to a spare digital output (DO) on an existing N2 controller nearby. ASSUMPTIONS: This scope of work is based on the existing JCI drawings dated 5/6/98, Reliable drawings dated 8/4/03, original electrical and mechanical schedules, and multiple site visits during the last year. We assume that all mechanical systems are in good working order prior to this scope of work being initiated. ASLC personnel have agreed to correct any known or discovered deficiencies that would prevent the optimal operation of the new BAS system in a prompt manner. In addition, Siemens assumes that existing variable frequency drives (manufactured by Cutler-Hammer and JCI) are fully operational so they can be reconfigured to be controlled by the Siemens BAS. This scope excludes work with the other existing buildings systems such as the CardKey access control system, Notifier fire alarm system, and CC1 V system. These systems will remain separated from the BAS and remain accessible via their current operator interfaces. No upgrades will be performed on these systems under this FIM. In addition all work associated with existing abandoned humidifiers is excluded and Siemens plans on reusing all of the existing control dampers and/or smoke/fire dampers. Existing control valves will be reused where practical. All motors receiving new motor starters will be reused. This FIM does not include balancing of any air or hydronic systems. Formal, third-party commissioning is also excluded as all system start-up and point-to-point check-out procedures will be completed per Siemens standard check-list methodology. SAVINGS CALCULATIONS: For details on energy savings calculations, see individual Building Automation System FIMs 4.03, 4.04, and 4.06. Siemens Industry, Inc. -59- Proprietary&Confidential December 2010 Alaska SeaLife Center, DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL FIM 4.03 Night Setback Control Electric Savings: 43,691 kWh 0 kW $2,844 Fuel Oil Savings: 5,689 Gallons $16,214 Total $ Savings: $19,058 AREAS INCLUDED UNDER THIS MEASURE: • Lobby 103 • Pre/Post Op 146 • Necropsy 147 • Surgery 145 • Food Prep. 143 • Dry Lab 144 • Dry Lab 152 • Special Lab 155 • Special Lab 156 • Chemical Storage 157 • Dark Room 158 • Central Dry Lab 159 • Corridor 141 • Dry Lab 162 • Dry Lab 163 • Office 201 • Gallery 222 EXISTING CONDITION: Currently all the system operates 24 hours daily and 7 days a week to maintain a temperature setpoint of 70°F during heating season. Even though the building has a BAS, it is not being actively used to manage space temperature setpoints. The space temperatures can be set back to a lower temperature setting between the hours of 6:00pm to 6:00am, seven days a week. PROPOSED FACILITY IMPROVEMENT MEASURE: Program the proposed new DDC system to implement Night Temperature Setback during heating period. The operating costs will be reduced by lowering the setpoint for heating (setback) to 65°F during unoccupied times. We are proposing night setback strategy for the following AHUs' reheat coils— 2A, 2B, 4, & 5. Siemens Industry, Inc. -60- Proprietary&Confidential December 2010 cleAr, Alaska Sea Life Center DETAILED INVESTMENT GRADE AUDIT SIEM ENS " & ENERGY SERVICES PROPOSAL ASSUMPTIONS: The spaces included in the proposed night setback are assumed to be areas that can be setback. Currently the unoccupied and occupied space temperatures are the same and assumed to be 70°F as observed from return air temperature trends. A temperature for outside air of 55°F was used as the point when no heating would be needed from the reheat coils. This was determined from the mechanical schedules and the load profiles. ASHRAE Heating Design Temperature for Seward, AK is 7.1°F and was used to derive a linear equation for the required heat load with respect to outside air temperature. Heating capacities for each reheat coil were taken from the provided mechanical schedules and are shown in Table 20: Table 20 Reheat coils that are proposed for night setbacks Heating Air Flow(CFM) Air Temperature Coil AHU Air Location Served Capacity (F) Designation Stream (MBH) Max Min In Out HC-6 2A/2B Pre/Post Op 146 8.1 300 55 80 HC-7 2A/2B Necropsy 147 21.6 800 55 80 HC-8 2A/2B Surgery 145 35.4 1310 55 80 HC-9 4 Food Prep, 143 6.8 250 55 80 HC-10 4 Dry Lab 144 22.8 844 55 80 HC-11 4 Dry Lab 152 22.8 844 55 80 HC-17 4 Corridor 141 17.8 660 55 80 HC-18 4 Dry Lab 162 22.8 844 55 80 HC-19 4 Dry Lab 163 22.8 844 55 80 HC-12 4 Special Lab 155 227 840 55 80 HC-13 4 Special Lab 156 4.9 180 55 80 HC-14 4 Chemical Storage 157 4.1 150 55 80 HC-15 4 Dark Room 158 4.9 180 55 80 HC-16 4 Central Dry Lab 159 33.8 1250 55 80 HC-1 5 Lobby 103 170 7000 5250 55 80 HC-20 5 Office 201 11.9 880 440 55 80 HC-21 5 Gallery 222 18.4 2100 1050 55 80 Siemens Industry, Inc. -61 - Proprietary&Confidential December 2010 AIN AlaskaSeaLifeCenter DETAILED INVESTMENT GRADE AUDIT SIEMENS 4 & ENERGY SERVICES PROPOSAL Current space temperature set-points applied in the savings calculation are listed in Table 21. Table 21 Current Space Temperature Set-point(°F) Heating Heating Cooling Cooling Occupied Unoccupied Occupied Unoccupied 70 70 N/A N/A The following space temperature setup and setback are applied to the energy savings calculations (Table 22). Table 22 Proposed Space Temperature Set-point(°F) Heating Heating Cooling Cooling Occupied Unoccupied Occupied Unoccupied 70 60 N/A N/A The following space occupancy schedules will be applied to the energy savings calculations (Table 23). Table 23 Occupanc Schedules Occupied Un-Occupied 6:00AM -6:00PM 6:00AM-9:00PM SAVINGS CALCULATIONS: Night setback saving were calculated based on the outside air heating design point, the outside air temperature at which no heating is required, and the occupied and unoccupied space temperatures. The percent temperature difference was determined and then applied as a reduction to the linear equation determined for the heating load with respect to outside air temperature. FIM 4.04 Demand Control Ventilation Electric Savings: 111,218 kWh 75 kW $7,240 Fuel Oil Savings: 0 Gallons $0 Total $ Savings: $7,240 Siemens Industry, Inc. - 62- Proprietary&Confidential December 2010 e Alaska SeaLife Center. DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL FACILITIES INCLUDED UNDER THIS MEASURE: • AHU-5 • AHU-6 EXISTING CONDITION: AHU-5 is a single duct, variable air volume system serving office and exhibit areas. Currently the unit operates continuously and provides 40% to 60% outside air ventilation regardless of the occupancy level. Supply air temperature was kept between 56°F and 64°F during data logging. AHU-6 is a single duct, variable air volume system serving office and exhibit areas. Currently the unit operates continuously and provides 50% to 75% outside air ventilation regardless of the occupancy level. Supply air temperature was kept between 46°F and 60°F during data logging. PROPOSED FACILITY IMPROVEMENT MEASURE: Implement Demand Control Ventilation strategy to AHU-5 and AHU-6. Demand Control Ventilation (DCV) is a control strategy that adjusts the amount of supply outside air based on the ventilation demands of the occupants. The ventilation airflow is determined by comparing the CO2 concentration of return air and the outside air. Return air CO2 concentration will be measured at two locations for each of the AHU5: one at office area common return and the other at visitor area common return. The ventilation airflow will be modulated to keep the difference between outside air CO2 concentration and higher of the two return air CO2 concentration (office or visitor area) to less than or equal to 700 ppm. This will provide just the right amount of ventilation to the occupied space thus reducing the energy consumption and improve the indoor air quality. ASSUMPTIONS: Required ventilation rate was estimated based on the maximum number of occupants in each of the AHU service area. Number of occupants in the building was gathered from facility survey(Table 24). Table 24 Maximum Hourly Number of Occupants in Office and Visitor Areas Office Workers Visitors Summer Visitors Winter 35 220 25 All of the office and visitor exhibit area is served by AHU-5 and AHU-6. Number of occupants in each unit service area was estimated based on the square footage covered by each of the AHUs (Table 25). Siemens Industry, Inc. -63- Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL Table 25 Number of Occupants in AHU-5 and AHU-6 Service Area Ratio of Square Footage Maximum Number of Occupants AHU-5 AHU-6 AHU-5 AHU-6 Office Area 85% 15% 30 5 Visitor Area -Summer 57% 43°h 126 94 Visitor Area -Wnter 14 11 Occupancy schedules of office workers and visitors were given by facility staff and listed in Table 26. Table 26 Occupancy Schedule Office 8:00 AM-6:00 PM Visitor-Summer(May 1 -October 1) 8:30 AM-6:30 PM Visitor-Wnter 10:00 AM-5:00 PM The hourly occupancy level profile for each AHU service area was generated based on the above assumptions and listed in Table 27. The proposed ventilation rate was estimated based on the number of the occupants in the space and 20 cfm of ventilation per person. Siemens Industry, Inc. - 64- Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS ` & ENERGY SERVICES PROPOSAL Table 27 Hourly Occupancy Level (Number of Occupants) Office Visitors Summer Visitors Winter Hour AHU-5 AHU-6 AHU-5 AHU-6 AHU-5 AHU-6 0 0 0 0 0 0 0 1 0 0 0 0 0 0 2 0 0 0 0 0 0 3 0 0 0 0 0 0 4 0 0 0 0 0 0 5 0 0 0 0 0 0 6 3 1 0 0 0 0 7 9 2 0 0 0 0 8 30 5 63 47 0 0 9 30 5 101 75 0 0 10 30 5 126 94 7 6 11 30 5 126 94 14 11 12 30 5 126 94 14 11 13 30 5 126 94 14 11 14 30 5 126 94 14 11 15 30 5 126 94 14 11 16 30 5 126 94 14 11 17 30 5 126 94 0 0 18 9 2 63 47 0 0 19 0 0 0 0 0 0 20 0 0 0 0 0 0 21 0 0 0 0 0 0 22 0 0 0 0 0 0 23 0 0 0 0 0 0 SAVINGS CALCULATIONS: Energy savings from this measure is calculated by applying the proposed ventilation cfm schedules to the individual AHU energy models. Mixed air temperature was calculated based on the outside air ventilation rate, outside air temperature, and return air temperature. Supply fan airflow was calculated based on the supply fan electrical load profile created. Supply airflow, mixed air temperature, and observed supply air temperatures were used to calculate the post retrofit heating load by each of the unit. The load was shifted from the Boilers to the Sea Water Heat Pumps during the baseline modification. FIM 4.06 Slab Heat Control Optimization Electric Savings: 12,367 kWh 20 kW $805 Fuel Oil Savings: 10,170 Gallons $28,984 Total $ Savings: $29,789 Siemens Industry, Inc. -65- Proprietary&Confidential December 2010 A 4 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL AREAS INCLUDED UNDER THIS MEASURE: • Slab Heat EXISTING CONDITION: Currently the slab heat is manually enabled when the weather changes to winter conditions. Once it is turned on the system operates 24 hours daily and 7 days a week. Once the weather conditions become favorable the slab heat is manually disabled. PROPOSED FACILITY IMPROVEMENT MEASURE: Program the proposed new DDC system to operate the slab heat when weather conditions call for it. The operating costs will be reduced by limiting the time that the slab heat operates to times when the outside air temperature is equal to or below 32°F and the outside air relative humidity is above 80%. Upon being enabled the slab heat will operate a minimum of 6 hours. ASSUMPTIONS: The baseline year weather data was used to calculate the number of hours that the slab heat would operate. Outside air temperature should be equal to or less then 32°F and the relative humidity should be equal to or greater then 80% for the slab heat to be activated. It is assumed that the slab heat will operate for a minimum of 6 hours upon being activated. SAVINGS CALCULATIONS: Slab heat control optimization savings for fuel oil and electricity were calculated by determining the hours that the outside air temperature and relative humidity meet the requirements for operation. The load profile for slab heat and outside air temperature was then used to determine the load for the operable hours. Pumping power calculated for the constant volume circulation pump was then applied to the operable hours. Siemens Industry, Inc. -66- Proprietary&Confidential December 2010 Alaska SeaLife Center' DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL FIMs Considered for Recommendation but Excluded During the project development other Facility Improvement Measures were considered but because of the economic impact determined from the energy analysis and implementation costs they are not recommended as part of this study. These included the following: • LED Lighting Upgrades • Optimization of Existing Air Handler-Air to Air Heat Exchanger • Installation of Heat Recovery on Air Handlers 1, 2AIB, 4 & 7 • Upgrade Existing Boiler Combustion Controls • Installation of Oxygen Trim to Existing Boiler Controls • Installation of VFDs on Six Circulating Pumps for the Life Support Ponds • Balancing of Air and Water Systems • Hydronic Flush of Heating System • Security System Upgrade • Fire Alarm System Upgrade Siemens Industry, Inc. -67- Proprietary&Confidential December 2010 ArgRNAlaska SeaLlfe Center DETAILED INVESTMENT GRADE AUDIT 4 &ENERGY SERVICES PROPOSAL SIEMENS Section IV - Measurement and Verification Facility energy savings are determined by comparing the energy use before and after the installation of energy conservation measures. The "before" case is called the baseline; the "after" case is referred to as the post-installation or performance period. Proper determination of savings includes adjusting for changes that affect energy use but that are not caused by the conservation measures. Such adjustments may account for differences in weather and occupancy conditions between the baseline and performance periods. In general, baseline and post-installation energy use can be determined using the methods associated with several different M&V approaches. These approaches are termed M&V Options A, B, C, and D. A range of options is available to provide suitable techniques for a variety of applications. Measurement and Verification Options There are four guarantee options to measure and verify savings: Option A— Measured Capacity Option B — Measured Consumption Option C — Main Meter Comparison Option D — Designated based on Simulation or Calculation Option A — Measured Capacity. This approach is intended for Facility Improvement Measures where, with a one-time measurement for specific equipment or system's instantaneous Baseline energy use, and a one-time measurement for specific equipment or system's instantaneous post-implementation, (Post) energy use can be measured. Baseline and Post energy consumption is calculated by multiplying the measured end use instantaneous capacity (i.e. kW, Gal/hr, BTU/hr) by estimated hours of operation for each mode of operation (i.e. hours, week, month). Option B — Measured Consumption. This approach is intended for Facility Improvement Measures where continuous periodic measurements for specific equipment or systems baseline energy use, and continuous periodic measurements for that equipment or systems post-implementation, (Post) energy use can be measured. Periodic inspections and consumption measurements of the equipment or systems will be necessary to verify the on-going efficient operation of the equipment and saving attainment. Option C — Main Meter Comparison. This approach is intended for measurements of the whole-facility or specific meter baseline energy use, and measurements of whole-facility or specific meter post-implementation (Post) energy use can be measured. Periodic inspections of baseline energy usage, operating practices, and facility and equipment, and meter measurements of the will be necessary to verify the on-going efficient operation of the equipment, systems, practices and facility, and saving attainment. Siemens Industry, Inc. - 68- Proprietary&Confidential December 2010 4.11. Alaska Sea Life Center' DETAILED INVESTMENT GRADE AUDIT SI EM ENS " &ENERGY SERVICES PROPOSAL Option D — Designated based on Simulation or Calculation. This approach is intended for Facility Improvement Measures, where the end use capacity or operational efficiency, demand, energy consumption or power level or manufacturer's measurements, industry standard efficiencies or operating hours are known in advance, and used in a calculation or analysis method that will estimate the outcome. Both CLIENT and SIEMENS agree to the estimate inputs and outcome(s) of the analysis methodology. Based on the established analytical methodology, the savings estimated will be achieved upon completion of the Facility Improvement Measures Work and that no further measurements or calculations will need to be performed. The methodology and calculations to establish savings value will be defined in this Measurement and Verification Section. Measurement and Verification Plan Table 28 summarizes the Measurement and Verification options for each of the proposed FIMs. Table 28 Measurement and Verification Options by FIMs M&V FIM# FIM Description Option 1.00 Lighting Upgrades A 1.01 Lighting Controls A 2.00 Water Conservation A 4.03 Night Setback Control A 4.04 Demand Control Ventilation A 4.06 Slab Heat Control Optimization A Option-A — Measured Capacity FIM 1.00 Lighting Upgrades During the pre-installation study measurements were taken on 7 lighting circuits to characterize the power consumption of various lamp types. In order to optimize the amount of data measured, the most prevalent fixture types were measured. Table 29 identifies the locations of those 7 circuits and their respective physical locations. During the post retrofit M&V phase of the project, electrical circuit measurements will be taken at the exact same locations. This will quantify the electrical demand savings due to lighting upgrades. Siemens Industry, Inc. -69- Proprietary&Confidential December 2010 (�Alaska Sea Life Center— DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL Table 29 Location of Pre and Post Retrofit Reading# Room# Room Type Panel# Panel Location 1 009 Private Office BHD(From J Box) Corridor 002/ILC 101 2 010 Mechanical Room BHD(From J Box) Corridor 002/ILC 101 3 010 Mechanical Room BHD(From J Box) Corridor 002/ILC 101 4 219 Open Office ZHB(Zone 25) Corridor 220/LP 207 5 236 Gallery 2LG1(29) Corridor 227/LP 208 6 236 Gallery 2LG1(31) Corridor 227/LP 208 • 7 236 Gallery 2LG1(30) Corridor 227/LP 208 FIM 1.01 Lighting Controls During the pre-installation study Watt Stopper data loggers were installed in 10 different locations for a period greater than 7 days to identify the savings associated with lighting controls. The 10 locations represent different space types namely: conference room, corridor, laboratory, mechanical room, private office, public restroom, and staff restroom. The reduction in the number of burn hours per year was calculated based on the data collected by the Watt Stoppers. This reduction in burn hours was applied to the different area types to calculate annual savings. Table 30 identifies the location of the 10 spaces where Watt Stoppers were installed. Table 30 Watt Stopper Installation Locations Sensor# Area Type Room# 1 Conference Room 270 2 Corridor 002 3 Corridor 220 4 Laboratory 159 5 Laboratory 152 6 Mechanical Room 010 7 Private Office 207 8 Private Office 234 9 Public Restroom 211 10 Staff Restroom 217 This FIM doesn't require any additional monitoring during the post installation M&V phase because the reduction in the number of hours of operation remain the same as calculated during the pre installation measurement. The reduction in the number of hours due to lighting controls, by space type, is identified in Siemens Industry, Inc. -70- Proprietary&Confidential December 2010 • 1411 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT ' " & ENERGY SERVICES PROPOSAL SIEMENS Table 31. Siemens Industry, Inc. -71 - Proprietary&Confidential December 2010 �Alaska SeaLife Center' DETAILED INVESTMENT GRADE AUDIT SIEMENS ' &ENERGY SERVICES PROPOSAL Table 31 Reduction in the Number of Hours Codes Area Type Current Annual Hours Reduction in Annual Hours BR Breakroom 2600 1300 CL Classroom 3244 811 DH Dining Hall 3244 811 EX Exits 8760 0 EXT Exterior 4380 3285 HW Hallway/Corridors 8760 6745 KN Kitchen 3244 811 LO Lobby 3244 0 ME Mech/Elec. Room 8760 7008 MISC Miscellaneous 3244 811 MR Meeting Room 1026 410 00 Open Office 2600 0 PO Private Office 1768 265 RR Restroom 8760 8006 ST Storage Closet 500 400 WA Work Area 7236 6430 Direct Aquarium DAL Lighting 3244 0 PHW Private Corridor 3588 574 PRR Private Restroom 1352 703 STR Stairwell 8760 6570 FIM 2.00 Water Conservation Alaska SeaLife Center has water fixtures such as water closets, urinals, and lavatories that are not low volume, low flow devices. Values used to calculate stipulated savings were arrived to and agreed upon by SIEMENS and Alaska SeaLife Center. Annual use is shown in Siemens Industry, Inc. -72- Proprietary&Confidential December 2010 Alaska SeaLife Center' DETAILED INVESTMENT GRADE AUDIT SIEMENS "' &ENERGY SERVICES PROPOSAL Table 31. Table 32 Fixture Type and Annual Use Fixture Type Pre-Water Volume per Post-Water Volume per Number of Uses Annual Use(gal) Use(gal) (#) Use(gal) Toilets 3.5 1.6 200,000 380,000 Lavatories 0.50 0.25 400,000 100,000 There will not be any post installation measurements completed on the water fixtures. Post installation usage will be based on Manufacturer's specifications. Siemens Industry, Inc. -73- Proprietary&Confidential December 2010 •Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL FIM 4.03 Night Setback Control The building presently has a constant space temperature set point of 70°F. It is proposed that the space set points will be adjusted during the heating season as represented in Table 33. Table 33 Proposed Space Temperature Set points Occupied Hours Temperature Set-Points 6:00 am to 6:00 pm 70°F 6:00 pm to 6:00 am 60°F Energy savings associated with the implementation of this FIM will be verified by monitoring space temperatures for the following zones served by AHU-2, AHU-4 and AHU-5. Table 34 lists the 17 space temperature and 17 space set points will be trended and recorded on a15-minute interval. The recorded space temperatures will be reviewed to verify correct operation and proper ongoing setbacks. Siemens Industry, Inc. -74- Proprietary&Confidential December 2010 e Alaska Seal_ife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL Table 34 FIM 4.01 M&V Points List Heating Coil Serving Space M&V Point Variable HC-1 1 Lobby 103—Temp set point HC-1 2 Lobby 103 —Space Temp HC-6 3 Pre/Post OP 146—Temp set point HC-6 4 Pre/Post OP 146 —Space Temp HC-7 5 Necropsy 147—Temp set point HC-7 6 Necropsy 147—Space Temp HC-8 7 Surgery 145—Temp set point HC-8 8 Surgery 145—Space Temp HC-9 9 Food Prep 143—Temp set point HC-9 10 Food Prep 143—Space Temp HC-10 11 Dry Lab 144—Temp set point HC-10 12 Dry Lab 144—Space Temp HC-11 13 Dry Lab 152—Temp set point HC-11 14 Dry Lab 152—Space Temp HC-12 15 Special Lab 155—Temp set point HC-12 16 Special Lab 155—Space Temp HC-13 17 Special Lab 156—Temp set point HC-13 18 Special Lab 156—Space Temp HC-14 19 Chemical Storage 157—Temp set point HC-14 20 Chemical Storage 157—Space Temp HC-15 21 Dark Room 158—Temp set point HC-15 22 Dark Room 158—Space Temp HC-16 23 Central Dry Lab 159—Temp set point HC-16 24 Central Dry Lab 159—Space Temp HC-17 25 Corridor 141 —Temp set point HC-17 26 Corridor 141 —Space Temp HC-18 27 Dry Lab 162—Temp set point HC-18 28 Dry Lab 162—Space Temp HC-19 29 Dry Lab 163—Temp set point HC-19 30 Dry Lab 163—Space Temp HC-20 31 Office 201 —Temp set point HC-20 32 Office 201 —Space Temp HC-21 33 Gallery 222—Temp set point HC-21 34 Gallery 222—Space Temp Siemens Industry, Inc. -75- Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS &ENERGY SERVICES PROPOSAL FIM 4.04 Demand Control Ventilation The operation of Demand Control Ventilation will be verified by monitoring variables controlling the % outdoor air for AHU-5 and AHU-6. The ventilation control of the units will be verified by trending the supply fan motor current, outside air temperature, return air temperature, mixed air temperature, supply air temperature after the main AHU heating coil and CO2 concentration (ppm) in outside air and return air on a 15-minute interval. The temperature measurements will be used to calculate the percentage of outside air based on Equation 47. Equation 47T OA%= TMixedAir —1TReturnAir —1 TOutsideAir RreturnAir The CO2 concentration difference between the outside air and return air shall be kept at 700 ppm during occupied hours. Heating coil load will be calculated based on the supply fan airflow and temperature measurements across the heating coil. Supply airflow will be calculated based on the measured supply fan motor electrical load. Table 35 lists the 14 variables that will be monitored and trended every 15 minutes to calculate savings. Table 35 FIM 4.04 M&V Points List M&V Point Variable 1 Outside air temperature 2 Outside air CO2 concentration 3 AHU-5 Supply fan motor current 4 AHU-5 Return air temperature 5 AHU-5 Mixed air temperature 6 AHU-5 Supply air temperature after heating coil 7 AHU-5 return air CO2 concentration in office areas 8 AHU-5 return air CO2concentration in public areas 9 AHU-6 Supply fan motor current 10 AHU-6 Return air temperature 11 AHU-6 Mixed air temperature 12 AHU-6 Supply air temperature after heating coil 13 AHU-6 return air CO2 concentration in office areas 14 AHU-6 return air CO2 concentration in public areas Siemens Industry, Inc. -76- Proprietary&Confidential December 2010 04•441 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL FIM 4.06 Slab Heat Control Optimization Energy savings associated with the implementation of this FIM will be verified by monitoring of the supply and return water temperatures, the circulating pump motor amperage, outside air temperature, outside air relative humidity, and all corresponding set points on a 15-minute interval. A one time measurement of the true RMS power consumption by the constant volume circulating pumps motor will be measured for use in the measurement and verification calculations. The yearly electrical consumption will be calculated by determining the number of hours that the pump operates and multiplying by the measured pumping power. The flow rate will be established based on the pump curves provided by the facility and is pegged at 90 gpm for the slab heat. The supply and return temperatures, and the flow will be used to calculate the radiant heating load (Equation 48). Equation 48 BTUH =500 x Flow Loop x(TSupply —TReturn) The outside air temperature and outside air relative humidity will be used to verify that the system is operating as intended and with respect to specified set points for initiation of the systems as well as appropriate shut down. Table 36 lists the 4 variables that will be monitored and trended every 15 minutes to calculate savings. Table 36 FIM 4.06 M&V Points List M&V Point Variable 1 Outside Air Temperature 2 Outside Relative Humidity 3 Supply Water Temperature 4 Return Water Temperature Siemens Industry, Inc. -77- Proprietary&Confidential December 2010 p Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS " & ENERGY SERVICES PROPOSAL Appendix I - Methodology / Utility Summary A. Study Approach In conducting a technical energy audit as a basis for a performance contract, it is essential that the existing conditions be precisely established as a baseline for the evaluation of any potential system improvements. Relevant factors were identified and assessed through a systems approach in an effort to develop potential energy improvement measures. The factors are outlined below: 1. Review of Facility Layout and Facilities The initial step in the study entailed familiarization with the facility layouts as well as a review of available drawings, and meetings with building operations personnel. The HVAC, building characteristics, and plumbing systems were investigated. 2. Review of systems Operation/Usage through system trending Since energy usage is dependent on how the facility is operated, it was necessary to collect data on operating hours and utilization. The HVAC systems were data logged between 12/12/2009 and 01/04/2010 to aid in establishing the baseline energy consumption. The monitored system includes the air handlers, hot water loops, and boilers. HVAC operating parameters, such as operation hours and ventilation airflows were determined through investigation of the monitored data, sequence of operations, and facility staff. The calculation methodologies for the determination of the operating parameters are detailed in Section II — Facility Descriptions. 3. Review of systems Operation/Usage through Facility Personnel Survey Other parameters that were used to define the baseline energy consumption include the occupancy schedules, equipment schedules, equipment sizes, and space temperatures based on the data logger analysis, the average space temperatures were defined for occupied and unoccupied hours: the observed occupied hour average space temperature is 70°F, and unoccupied hour average space temperature is 70°F. The equipment sizes are listed in Section II— Existing Building Conditions. 4. Development of Facility Improvement Measures Based on the field surveys, metered data and related calculations, the Facility Improvement Measures (FIMs) were developed. The measures were analyzed to determine their effect on the overall base energy consumption of each system impacted. Additionally, each measure was reviewed in a cost/benefit analysis. 5. Energy Usage Characteristics The most recent energy consumption data available for Alaska SeaLife Center covers October 2008 through September 2009 for electricity and fuel oil consumption. The utility information was provided by Alaska SeaLife Center. Baseline energy consumption is summarized in part D. Baseline Energy Consumption. Siemens Industry, Inc. -78- Proprietary&Confidential December 2010 r-- Alaska SeaLlfe enter ON DETAILED INVESTMENT GRADE AUDIT SIEMENS � " &ENERGY SERVICES PROPOSAL B. Utilities Supply Description Electricity, water, and sewer are provided by The City Seward. Fuel oil is provided by Shoreside Petroleum, Inc. C. Logger Data Analysis Current operating conditions for the facility were studied through data logging of different mechanical equipment. The results of the analysis are shown in Section II — Facility Descriptions. D. Baseline Energy Consumption The Base Year for this project is defined as the period from October 1, 2008 through September 30, 2009. The monthly consumptions for electricity, fuel oil, and water are outlined in Table 37. Fuel oil consumption was normalized to monthly usage based on the fuel oil delivery amount and date. Table 37 Baseline Energy Consumption (Electricity, Fuel Oil,and Water) Electric Electric Demand Fuel Oil Water Consumption MON-YR kWh kW Gallons Gallons Oct-08 301,799 514 9,055 434,300 Nov-08 304,327 492 11,211 211,200 Dec-08 345,540 492 12,425 302,710 Jan-09 255,589 448 14,277 242,523 Feb-09 316,432 492 12,357 393,600 Mar-09 303,638 463 9,761 300,665 Apr-09 420,812 934 8,428 178,800 May-09 293,988 809 0 317,226 Jun-09 472,644 850 0 365,980 Jul-09 427,200 941 0 356,542 Aug-09 439,887 802 0 869,600 Sep-09 436,254 864 0 1,173,097 Siemens Industry, Inc. -79 - Proprietary&Confidential December 2010 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL The hourly energy model was created to match the actual utility data by applying the current facility operations, occupancy hours, and the actual outside air temperature data for Seward Airport for the period of October 1, 2008 through September 30, 2009. The energy model was tuned by making adjustments to match the fuel oil and electrical consumption and demand profiles obtained from the utility bills Figure 39 through Figure 41. Gallons -0-Actual(gal) -40-Gkvlated(gal) ----Adjusted-HP -0-Final-HP and FIMs L 16,000 14,000 • 12,000 a 10,000 a: 8,000 6,000 a—._ e'-".`-ra 4,000 ./.....:4_____• 2,000 0 • • • Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Figure 39 Fuel Oil Consumption Profile Match for Alaska Sea Life Center. KWh --- - _ __- __ ----- ------ ----- ----------------- -41,--Actual — Calculated —a— Final-HP and FlMs j 500,000 400,000 - —._-- ... ------_-_ ---._._,. 4 n.�►'•►11 \ • 300,000 -�` ire • 0.raw 200,000 100,000 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Figure 40 Electrical Consumption Profile Match for Alaska SeaLife Center. Siemens Industry, Inc. -80- Proprietary&Confidential December 2010 . . , 04,0 Alaska SeaLife Center° DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL k VV —4--C a I cu I at e d —4—Actual —*--Adjusted-HP —•—Final-HP and FlMs' 1,000 •1111111011116800 / • • i 600 --- _ I ' i• • ----- 400 '- _._ - ; 200 _ __ - i 1 0 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Figure 41 Electrical Demand Profile Match for Alaska SeaLife Center. FIMs were calculated in an interactive manner for the facility. The savings for each FIM was then determined by calculating the difference between each energy model for each FIM. E. Operational Baseline Costs There are minimal savings to the Operational Baseline Costs which have been identified. According to the ALSC facilities personnel, no reduction in staff would result from these upgrades so no labor savings have been accounted for. The cash flow models apply $3,500 in operational savings and this value was provided by the ASLC. This is intended to account for the reduction in material costs associated with replacing old lighting ballasts and lamps. These savings will be continued through the first 3 years of this proposal to account for the 3-year new lamp warranty period. After that time, the savings will be reduced by approximately 50%to reflect ballasts material savings. Siemens Industry, Inc. -81 - Proprietary&Confidential December 2010 . , . 4 Alaska SeaLife Center DETAILED INVESTMENT GRADE AUDIT SIEMENS & ENERGY SERVICES PROPOSAL F. Unit Energy Costs and Annual Percentage Increase Utility costs used for savings calculations will be based on the utility rate in effect for the predominant bill or the utility rate in effect for the corresponding period of the Baseline period, whichever is greater. The rate, in effect during the Baseline period, will be designated the floor price. An escalation rate of 5% per annual period will be applied to the floor rates. The escalated floor rate will be compared to the utility rate in effect in each future annual period, and the greater of the two will be applied to the actual utility savings occurring in that annual period. Electric Rate Service Provider: City of Seward Charges: Energy Rate: $0.0081 per kWh CEA Fuel Adjustment Surcharge: $0.057 per kWh Demand Rate: $11.69 per kW Fuel Oil Service Provider: Shoreside Petroleum, Inc. Charges: $2.85/Gallon Water Rate Service Provider: City of Seward Charges: $0.003671Gallon Sewer Rate Service Provider: City of Seward Charges: $0.002451Gallon Siemens Industry, Inc. -82 - Proprietary&Confidential December 2010 PERFORMANCE CONTRACTING AGREEMENT between and Siemens Industry, Inc., Building Technologies Division TABLE OF ARTICLES 1. Agreement 2. Glossary 3. General 4. Performance Guarantee 5. Work by SIEMENS 6. The CLIENT's Responsibilities 7. Changes and Delays 8. Compensation 9. Acceptance 10. Insurance and Allocation of Risk 11 . Hazardous Material Provisions 12. Miscellaneous Provisions 13. Maintenance Services Program Page 1 of 18 PERFORMANCE CONTRACTING AGREEMENT Number: 440P-080194 Article 1 AGREEMENT THIS PERFORMANCE CONTRACTING AGREEMENT ("Agreement') is made this 15th day of May, 2011 (the "Effective Contract Date", defined below), by and between Siemens Industry, Inc., Building Technologies Division ("SIEMENS") and the party identified below as the CLIENT. The CLIENT: City of Seward 401 Adams Street Seward,Alaska 99664 DESIGNATED REPRESENTATIVE: Phillip Oates-City Manager PHONE: (907)224-4012 FAX: (907) 224-4038/EMAIL: poatees©cityofseward.net Siemens Industry, Inc., Building Technologies Division 1000 Deerfield Parkway Buffalo Grove, Illinois 60089 With offices at: Siemens Industry, Inc. 5333 Fairbanks Street, Suite B Anchorage, Alaska 99518 DESIGNATED REPRESENTATIVE:Amber McDonough- Energy&Environmental Solutions PHONE: (907) 563-2242FAX: (907) 563-6139/EMAIL: ambermcdonough@siemens.com For Work and Services in connection with the following project(the "Project"): Alaska SeaLife Center(ASLC) Energy Performance Contract 301 Railway Avenue Seward,Alaska 99664 The CLIENT considered performing the following FIMs but at this time, has determined to exclude them from the Scope of Work and Services, Exhibit A: Page 2 of 19 Agreement PCA-100 PUBLIC version 2011 PERFORMANCE CONTRACTING AGREEMENT • LED Lighting Upgrades • Optimization of Existing Air Handler-3 -Air to Air Heat Exchanger • Install Heater Recovery on Roof Top Unit • Domestic Hot Water System Optimization • Installation of Heat Recovery on Air Handlers 1, 2A/B, 4& 7 • Upgrade Existing Boiler Combustion Controls • Installation of Oxygen Trim to Existing Boiler Controls • Installation of VFDs on Six Circulating Pumps for the Sea Life Exhibit Tanks • Balancing of Air and Water Systems • Hydronic Flush of Heating System • Security System Upgrade • Fire Alarm System Upgrade Page 3 of 19 Agreement PCA-100 PUBLIC version 2011 • PERFORMANCE CONTRACTING AGREEMENT Articles and Attachments This Agreement consists of this document, which includes the following articles and exhibits which are acknowledged by the CLIENT and SIEMENS and incorporated into the Agreement by this reference: Articles 1. Agreement 2. Glossary 3. General 4. Performance Guarantee 5. Work BY SIEMENS 6. The CLIENT's Responsibilities 7. Changes and Delays 8. Compensation 9. Acceptance 10. Insurance and Allocation of Risk 11. Hazardous Material Provisions 12. Miscellaneous Provisions 13. Maintenance Services Program Exhibits Exhibit A Scope of Work and Services Exhibit B Payment Schedule(s) Exhibit C Performance Assurance Exhibit D Addendum No. 1 (TBD) This Agreement, when executed by an authorized representative of the CLIENT and authorized representatives of SIEMENS, constitutes the entire, complete and exclusive agreement between the Parties relative to the project scope stated in Exhibit A. This Agreement supersedes all prior and contemporaneous negotiations, statements, representations, agreements, letters of intent, awards, or proposals, either written or oral relative to the same, and may be modified only by a written instrument signed by both Parties. COMPENSATION/TERMS OF PAYMENT: As full consideration for the performance of the Work and Services set forth in Exhibit A, and for the Performance Assurance set forth in Exhibit C,the CLIENT shall pay SIEMENS in such manner and amounts as agreed to in Exhibit B. Agreed for City of Seward (Signature) by: Print Name and Title: (Signature) by: Print Name and Title: Agreed for Siemens Industry, Inc. (Signature) by: Print Name and Title: (Signature) by: Print Name and Title: Page 4 of 19 Agreement PCA-100 PUBLIC version 2011 PERFORMANCE CONTRACTING AGREEMENT Article 2 Glossary The following terms shall for all purposes have the meanings stated herein, unless the context otherwise specifies or requires, or unless otherwise defined in the Agreement: "Acceptance"means the CLIENT has signed, or is deemed to have signed, a Certificate of Substantial Completion. "Acceptance Date"means the date on which the CLIENT signs or is deemed to have signed a Certificate of Substantial Completion. "Annual Performance Assurance Report"means the document prepared by SIEMENS and submitted to the CLIENT as part of the Performance Assurance Service Program,which identifies the Savings achieved for the applicable Annual Period. "Annual Period"means a twelve (12) month period beginning on the Guarantee Date or on any anniversary date thereof. "Annual Realized Savings"means the actual Savings achieved by the CLIENT during an Annual Period, calculated as the sum of the Measured &Verified Savings plus the Stipulated Savings. "Applicable Law" means laws, ordinances, codes, rules and regulations applicable to the Work and in effect on the Effective Contract Date. "Baseline"means the measurements of Facility energy usage taken prior to the Effective Contract Date, and the Facility operating practices in effect prior to the Effective Contract Date, as set forth in the Performance Assurance, Exhibit C. "Baseline Period" means the period of time from which data is provided to SIEMENS to derive the Baseline measurements. The Baseline Period is set forth in the Performance Assurance, Exhibit C. "BTU"means a British Thermal Unit and is a unit of thermal energy. "Capital Off-Set Savings" means a sub-category of Operational Savings where Savings will result in a cost effective upgrade to the Facility to address one or more of the following issues: potential future increased costs, comfort, code non- compliance, usage requirements, user needs and/or expectations. "Certificate of Substantial Completion" means the document indicating that the Work, or a designated portion of the Work, is Substantially Complete in accordance with the Agreement. "CLIENT Representative" means the person identified to SIEMENS by the CLIENT as the person authorized to make decisions on behalf of the CLIENT as set forth in Section 6.1(a) hereof. "Construction Period"means the period between the Effective Contract Date and the first day of the month following the date of Substantial Completion. "Construction Period Savings"means the actual accumulated Measured & Verified Savings plus the Stipulated Savings achieved from the Effective Contract Date until the Guarantee Date. "Contracted Baseline" means the post-FIM-implementation Facility operating profile based on parameters described in Exhibit C, which the CLIENT shall maintain throughout the Performance Guarantee Period and are relied upon by SIEMENS for the calculation of Guaranteed Savings as provided in the Performance Assurance, Exhibit C. The Contracted Baseline must also include stipulated hours of operation and plug-loads for all Facilities, and must include stipulated blended, or non- blended, utility rates. "Deferred Maintenance"means a sub-category of Operational Savings where Savings result from a reduction of current or potential future repair and maintenance costs due to certain work being performed hereunder where such work had been previously postponed. "Deliverables" shall mean collectively, (a) any Equipment and any Software Product deliverable to CLIENT from SIEMENS under or in connection with the Work, and (b) any Work Product Deliverables. "Effective Contract Date"is the date appearing at the top of this Agreement, unless specifically indicated otherwise. "Energy Conservation Measure"or "ECM" means the SIEMENS' Products and/or other third party equipment, devices, materials and/or software as installed by SIEMENS at the Facilities, or as repaired or replaced by SIEMENS or the CLIENT hereunder, for the purpose of improving the efficiency of utility consumption. "Equipment"means the installed third party products and/or SIEMENS' Products to be provided by SIEMENS as described in the Scope of Work and Services, Exhibit A. "Escalation Rate"means an annual percentage increase to be applied to the previous year's energy savings, operational savings and service pricing, beginning and occurring on dates outlined in the Performance Assurance, Exhibit C. A different Page 5 of 19 Agreement PCA-100 PUBLIC version 2011 PERFORMANCE CONTRACTING AGREEMENT Escalation Rate may be applied to differing Savings calculations and/or payment schedules depending on the percentage agreed upon by the Parties. "Facility"or"Facilities"means the building(s) or structure(s)where Work will be installed or implemented. "Facility Improvement Measures"or "FIMs"means the (i) Instruments, know-how and Intellectual Property, including but not limited to methods and techniques for energy conservation, owned or licensed by SIEMENS and employed by SIEMENS to perform the Work and Services under this Agreement; and, (ii) the installation of Equipment and Software Products with the intent of generating net savings or efficiencies at or in connection with the operation of the Facilities. A FIM may include one or multiple ECMs as well as any non-conservation-related activities, means or methods. "FEMP"means the Federal Energy Management Program managed by the United States Department of Energy. "FEMP Guidelines" means the FEMP M&V Guidelines v. 3.0 published by FEMP as M&V Guidelines; Measurement and Verification for Federal Energy Management Projects. "Guarantee Date"means the first day of the month following the date on which the CLIENT executes the final Certificate of Substantial Completion,thus indicating that the Construction Period is complete. "Guaranteed Annual Savings" are the Guaranteed Measured & Verified Savings plus the Stipulated Savings that SIEMENS guarantees will be achieved in an Annual Period of the Performance Guarantee Period. "Guaranteed Measured& Verified Savings"means the Measured & Verified Savings that SIEMENS guarantees will be achieved, as described in the Performance Assurance, Exhibit C. "Guaranteed Savings"means the amount of Savings that SIEMENS guarantees will be achieved at the Facility during the Performance Guarantee Period. as identified in the Performance Assurance, Exhibit C as subject to the limitation identified in Section 4.8. "Hazardous Materials"refers to the definition found in Section 11.1. "Instruments" means all know-how, tools and related documentation owned or licensed by SIEMENS and used by SIEMENS to install or commission Equipment and Software Products for operation at the Facility, including but not limited to tools for installing any Software Products in Equipment, performing diagnostics on Equipment as installed in the Facility as well as any reports, notes, calculations, data, drawings, estimates, specifications, manuals, documents, all computer programs, codes and computerized materials prepared by or for SIEMENS and used by SIEMENS to provide an ECM or a FIM. Instruments excludes Work Product Deliverables. "Intellectual Property Rights" or"Intellectual Property" means all trade secrets, patents and patent applications, trade marks (whether registered or unregistered and including any goodwill acquired in such trade marks), services marks, trade names, intemet domain names, copyrights (including rights in computer software), moral rights, database rights, design rights, rights in know-how, rights in inventions (whether patentable or not) including, but not limited to, any and all renewals or extensions thereof, and all other proprietary rights (whether registered or unregistered, and any application for the foregoing), and all other equivalent or similar rights which may subsist anywhere in the world, including, but not limited to, any and all renewals or extensions thereof. "IPMVP" means the International Performance Measurement and Verification Protocol, Volume 1, EVO 10000-1.2007 as prepared by the Efficiency Valuation Organization. "kW"and"kWh"means kilowatt and kilowatt hour, respectively. "Maintenance Services Program" or "MSP" means the Services performed by SIEMENS to maintain the Equipment in good working order. The MSP may also contain Services unrelated to the maintenance of the Equipment. If applicable, the MSP is more fully described in the Scope of Work and Services, Exhibit A. "Material Change"means a measurable deviation in the Contracted Baseline such that there is an adverse impact on the Annual Realized Savings which results or will result in a Savings Shortfall. "Measured& Verified Savings"means those Savings that can be calculated and ascertained by the methodology set forth in the Performance Assurance, Exhibit C. "Oil"refers to the definition found in Section 11.1. "Operational Savings"means Savings derived from reduced operational expenses, including but not limited to, Deferred Maintenance, or Capital Off-Set Savings. Operational Savings can only be expressed in monetary value and are Stipulated Savings. "Parties" means the CLIENT and SIEMENS. Page 6 of 19 Agreement PCA-100 PUBLIC version 2011 PERFORMANCE CONTRACTING AGREEMENT "Performance Assurance" is the process of ascertaining whether the FIMs are performing at the level necessary to achieve the Guaranteed Savings. "Performance Assurance Services Program" or "PASP" means the Services required to monitor the operation of the FIMs so that SIEMENS can provide the Annual Performance Assurance Report detailing the Annual Realized Savings and comparing the same to the Annual Guaranteed Savings based upon the calculations agreed to by the Parties in the Performance Assurance, Exhibit C. The Services provided under the PASP are described in the Scope of Work and Services, Exhibit A. "Performance Guarantee"means the guarantee that SIEMENS makes to the CLIENT which is reconciled and confirmed through the Performance Assurance process set forth in the Performance Assurance, Exhibit C. "Performance Guarantee Period"means the timeframe from the Guarantee Date to the last day of the final Annual Period as described in Table 1.1 of the Performance Assurance, Exhibit C, or the period from the Guarantee Date until the termination of this Agreement,whichever occurs earlier. "Permitted Users"means the CLIENT, its employees and agents. "Savings" means the Parties' intended result from implementing all FIMs. Savings can be derived from reductions in energy or utility consumption, reductions in operating expenses, a changed utility rate classification or a combination thereof. The Savings that are achieved from reduced energy or utility consumption are converted to a dollar figure based upon the calculation in Article 4.1.1 and as detailed in the Performance Assurance, Exhibit C. When converted to a dollar figure,these Savings become energy cost savings. Operational Savings are only expressed in a dollar figure. "Savings Shortfall" means the Annual Realized Savings less the Guaranteed Annual Savings for the Annual Period resulting in an amount less than zero. "Services"means those services to be provided by SIEMENS as described in the Scope of Work and Services, Exhibit A. "SIEMENS Pre-existing Intellectual Property"means any Intellectual Property: (i)that has been conceived or developed by an employee or subcontractor of SIEMENS before SIEMENS performs any Work or Services under this Agreement; (ii)that is conceived or developed by such employee or subcontractor at any time wholly independently of SIEMENS performing the Work under this Agreement; or, (iii) if developed while performing the Work under this Agreement, where the development of Intellectual Property for the benefit of the CLIENT is not expressly identified as a FIM or part of a FIM. SIEMENS Pre-existing Property is included in all reports, notes, calculations, data, drawings, estimates, specifications, manuals, documents, all computer programs, codes and computerized materials prepared by or for SIEMENS. "SIEMENS Product" means a product, including Software Product and/or Equipment, offered for sale or license by SIEMENS or its affiliates or subsidiaries and developed prior to performing the Work or SIEMENS rendering services in connection with this Agreement. A SIEMENS Product also includes improvements or modifications to any Equipment and any Software Product developed by SIEMENS or developed as part of the Work, including any SIEMENS Product that is configured or modified for operation at a site specified by the CLIENT. Any information that is provided by the CLIENT and incorporated into a SIEMENS Product is not, by itself, a SIEMENS Product. A compilation of such information and the product of such compilation, however, is a SIEMENS Product. "Software Product" means any software that is owned or licensed by SIEMENS or its affiliates and that is either separately deliverable for use in the Equipment or for use in a computer system owned by the CLIENT or delivered as firmware embedded in the Equipment. "Stipulated Savings"are a sub-category of Guaranteed Savings that do not require post-FIM implementation measurement and verification because they are agreed upon by the Parties based upon representations made to SIEMENS by the CLIENT and through the application of generally accepted analytical formulae. As such, Stipulated Savings are agreed upon in advance by the Parties and cannot be changed. When used as a methodology for representing a FIM's energy savings, such methodology is not recognized as a measurement and verification methodology under IPMVP. Therefore, where the IPMVP measurement methodologies are required, a methodology other than Stipulated Savings must be used to calculate energy savings. "Substantial Completion" or "Substantially Complete" means the Work, or any identifiable portion thereof, is sufficiently complete, in accordance with the provisions of this Agreement relating to the Scope of the Work and Services, Exhibit A, such that the CLIENT will be able to realize from such Work substantially all of the practical benefits intended to be gained therefrom, or otherwise employ the Work or the FIMs for their intended purposes. To the extent that the Work requires multiple Acceptances, the Work's final Substantial Completion date shall determine the Guarantee Date. "Therm"is a measure of energy equal to 100,000 BTUs. Page 7 of 19 Agreement PCA-100 PUBLIC version 2011 PERFORMANCE CONTRACTING AGREEMENT "Total Guaranteed Savings" means the sum of the Savings that are guaranteed for all Annual Periods during the Performance Guarantee Period (inclusive of the Construction Period, if applicable). The Total Guaranteed Savings are reflected in Tables 1.1 and 1.2 in the Performance Assurance, Exhibit C. "Work"means collective labor, Equipment and services comprising the FIMs to be performed by SIEMENS, as described in the Scope of Work and Services, Exhibit A. "Work Product Deliverable"means the tangible form of a report or drawing specifically prepared for, commissioned by and deliverable to the CLIENT in connection with the Work to be performed by SIEMENS under this Agreement. Article 3 General 3.1 The Parties hereto acknowledge and agree that this Agreement has been negotiated at arm's length and among the Parties equally sophisticated and knowledgeable as to the subject matter of this Agreement. Each party has conferred, or has had the opportunity to confer, with their respective legal counsel. Accordingly, in the event any claim is made relating to any conflict, omission, or ambiguity in this Agreement, no presumption, burden of proof, or persuasion shall be implied by virtue of the fact that this Agreement was drafted by or at the request of a particular party or its legal counsel. 3.2 The CLIENT hereby engages and SIEMENS hereby accepts the engagement to perform and to provide the Work and Services set forth in Exhibit A in accordance with the terms and conditions of this Agreement. 3.3 SIEMENS shall perform the Work as an independent contractor with exclusive control of the manner and means of performing the Work in accordance with the requirements of this Agreement. SIEMENS has no authority to act or make any agreements or representations on behalf of the CLIENT. This Agreement is not intended, and shall not be construed to create, between the CLIENT and SIEMENS, the relationship of principal and agent, joint-venturers, co-partners or any other such relationship, the existence of which is hereby expressly denied. No employee or agent of SIEMENS shall be, or shall be deemed to be, an employee or agent of the CLIENT. 3.4 SIEMENS represents,warrants and covenants to the CLIENT that: (a) It has all requisite corporate power to enter into this Agreement, and that its execution hereof has been duly authorized and does not and will not constitute a breach or violation of any of SIEMENS's organizational documents, any Applicable Law, or any agreements with third parties; (b) It has done and will continue to do all things necessary to preserve and keep in full force and effect its existence and the Agreement; (c) This Agreement is the legal, valid and binding obligation of SIEMENS, in accordance with its terms, and all requirements have been met and procedures have been followed by SIEMENS to ensure the enforceability of the Agreement; (d) To SIEMENS's best knowledge, there is no pending or threatened, suit, action, litigation or proceeding against or affecting SIEMENS that affects the validity or enforceability of this Agreement; and, (e) It is duly authorized to do business in all locations where the Work and Services are to be performed. 3.5 The CLIENT represents,warrants and covenants to SIEMENS that: (a) It has all requisite corporate power and/or statutory authority to enter into this Agreement, and that its execution hereof has been duly authorized and does not and will not constitute a breach or violation of any of the CLIENT's organizational documents, any Applicable Law, or any agreements with third parties; (b) It has done and will continue to do all things necessary to preserve and keep in full force and effect its existence and the Agreement; (c) This Agreement is the legal, valid and binding obligation of the CLIENT, in accordance with its terms, and all requirements have been met and procedures have been followed by the CLIENT to ensure the enforceability of the Agreement; (d) To the CLIENT's best knowledge, there is no pending or threatened, suit, action, litigation or proceeding against or affecting the CLIENT that affects the validity or enforceability of this Agreement; and, (e) The CLIENT has consulted with its legal counsel and is relying on the advice of its counsel concerning all legal issues related to this Agreement, and is not relying on SIEMENS in this regard. Page 8 of 19 Agreement PCA-100 PUBLIC version 2011 PERFORMANCE CONTRACTING AGREEMENT Article 4 Performance Guarantee 4.1 The Annual Realized Savings generated during each Annual Period will be no less than the Guaranteed Annual Savings as shown in Tables 1.1 and 1.2 of the Performance Assurance, Exhibit C, subject to the limits in Section 4.8. The measurement and verification calculation methodology for determining the Savings is set forth in the Performance Assurance, Exhibit C. 4.1.1 General. Except as otherwise provided, energy savings will be calculated for each month of each Annual Period as the product of(a)"units of energy saved"(kWh, Therms, GJ, etc.) multiplied by(b) "cost of energy." (a) Units of energy saved are calculated by 1) assuming the Contracted Baseline has been maintained per Section 4.3 below, and 2) subtracting the then current period measured units of energy consumed from the Baseline units of energy defined in Article 5 of Exhibit C. (b) Costs of energy are defined in Article 6 of Exhibit C-Utility Rate Structures and Escalation Rates. 4.2 Any future Escalation Rates to be applied to utility, energy or other costs are set forth in Exhibit C. SIEMENS and the CLIENT agree that the Baseline data set forth in Exhibit C is a full and accurate reflection of the existing Facility, equipment, operation, business use and energy usage, and that such Baseline data will be the basis on which all future energy use will be compared in order to determine the Annual Realized Savings. 4.3 SIEMENS and the CLIENT agree that the Contracted Baseline fully described in Exhibit C will represent the new operating and/or equipment profile of the Facility resulting from the FIM implementation. The Performance Guarantee is dependent upon and is subject to the express condition that the CLIENT operates and maintains its Facilities within the Contracted Baseline parameters, as may be adjusted in accordance with the terms herein, during the entire term of the Performance Guarantee Period. 4.4 The CLIENT agrees to notify SIEMENS prior to or within thirty (30) days of CLIENT's knowledge of any Material Change. 4.5 Within thirty (30) days of notice of a Material Change, SIEMENS's discovery of a Material Change and with prompt notice to CLIENT, SIEMENS will either: (a) Require an adjustment to the Performance Assurance and the Performance Guarantee as a result of the Material Change; or, (b) Where a commercially reasonable adjustment to the Performance Guarantee is unavailable,terminate both the Performance Assurance and the Performance Guarantee. 4.6 A Performance Guarantee Period savings reconciliation as identified in Section 4.1 will be performed at the end of each Annual Period as follows: (a) Within ninety (90) days of the Guarantee Date, the Construction Period Savings shall be reconciled and applied to the calculation of the first Annual Period's Annual Realized Savings. (b) At the conclusion of each Annual Period, SIEMENS will calculate the Annual Realized Savings and compare the calculated amount to the applicable Guaranteed Annual Savings amount. (c) Where the Annual Realized Savings are less than the Guaranteed Annual Savings, a Savings Shortfall shall be recorded for the applicable Annual Period. (d) A Savings Shortfall shall be paid by SIEMENS within sixty(60) days following the CLIENT's acceptance of the reconciliation and once paid SIEMENS shall have fulfilled its obligations under the Performance Guarantee for the applicable Annual Period. 4.6.1 As the mutual goal of the Parties is to maximize Savings, if SIEMENS can correct a Savings Shortfall through an operational improvement at no expense or material inconvenience to the CLIENT and without future operational expenses, and the CLIENT declines to allow such operational improvement,then any future Savings Shortfall that the improvement would have corrected will be negated by deeming the value of the Savings Shortfall as Savings achieved and adding the amount of same to the Annual Realized Savings calculations for each Annual Period thereafter. 4.7 The Performance Guarantee is dependent upon and is subject to the express condition that the CLIENT maintains the PASP during the entire Performance Guarantee Period. If the CLIENT fails to maintain, breaches, cancels or otherwise causes the termination of the PASP then; (a) The Performance Guarantee shall terminate immediately and be void and of no force or effect; or, (b) Where termination of the Performance Guarantee acts to render the Agreement in violation of Applicable Law, all Guaranteed Savings thereafter shall be determined to have been achieved and Page 9 of 19 Agreement PCA-100 PUBLIC version 2011 PERFORMANCE CONTRACTING AGREEMENT SIEMENS shall have been deemed to have met its Performance Guarantee obligations under this Agreement for each and every Annual Period thereafter without the obligation to provide the CLIENT, or any third-party as the case may be, with any further Annual Performance Assurance Reports. 4.8 The payments and credits based on Savings Shortfalls, if any, are the sole remedy of the CLIENT under this Performance Guarantee. ANY PAYMENTS MADE OR TO BE MADE TO THE CLIENT UNDER THE TERMS OF THIS PERFORMANCE GUARANTEE SHALL NOT EXCEED THE PAYMENTS ACTUALLY MADE BY CLIENT TO EITHER SIEMENS AND/OR A THIRD-PARTY (IN THE EVENT THAT THE CLIENT HAS FINANCED THE TRANSACTION) FOR THE AGGREGATE OF: THE PRICE, AS DEFINED IN EXHIBIT B, ARTICLE 1.1; THE PASP PAYMENTS; THE MSP PAYMENTS, IF ANY; AND, IF APPLICABLE, THE CLIENT'S COST OF FINANCING THE WORK. The CLIENT's cost of financing the Work is the cost of financing calculated either: (a) On the date that the escrow account is funded in accordance with Exhibit B, Article 1.2; or, (b) On the Effective Contract Date if the escrow requirement is expressly waived by SIEMENS. 4.9 The CLIENT represents that all existing equipment that is not installed by SIEMENS under this Agreement but is deemed necessary to achieve the Performance Guarantee, is in satisfactory working condition. Prior to the beginning of the Performance Guarantee Period, SIEMENS will have inspected all such existing equipment and reported any deficiencies to the CLIENT. To the extent that the deficiencies are not remedied by the CLIENT prior to the Guarantee Date, the adverse affect on the ability of the Project to attain the necessary Guaranteed Savings shall be factored into the Annual Performance Assurance Report and, if necessary, the Performance Guarantee shall be adjusted accordingly. 4.10 If the Equipment or the existing equipment is altered or moved by any person (including the CLIENT) other than SIEMENS or a person authorized by SIEMENS, the CLIENT shall immediately notify SIEMENS in writing, and SIEMENS reserves the right to perform a reacceptance test on, or if necessary a re-commissioning of, the system at the CLIENT's expense in order to determine if a Material Change has occurred. 4.11 SIEMENS will have no liability or obligation to continue providing PASP Services or any Guaranteed Savings under the Performance Guarantee in the event that the CLIENT fails to: (a) Authorize a re-acceptance test or re-commissioning that SIEMENS reasonably deems necessary in order to determine if a Material Change has occurred; (b) Provide access to any Facility where Work is to be performed; (c) Service and maintain all Equipment in accordance with the manufacturers' recommendations in order to prevent a Savings Shortfall; or, (d) Provide SIEMENS with accurate Facility operating information as soon as such information becomes reasonably available to the CLIENT, including energy usage and cost, executed preventive maintenance and repair records, building or equipment additions, and occupancy levels during each Annual Period. 4.12 Unless expressly contrary to Applicable Law, should the CLIENT decide to discontinue the PASP before the end of the Performance Guarantee Period, the CLIENT will give SIEMENS thirty (30) days prior written notice and in such notice indicate that the CLIENT has selected one of the following: (a) The CLIENT will re-invest the avoided cost of cancellation of the PASP into Facility improvements and services that improve the overall Facility's performance and which improvements and services are implemented by SIEMENS; or, (b) The CLIENT will pay to SIEMENS 50% of the remaining value left in the PASP Annual Period, as a liquidated damage and not as a penalty, to compensate SIEMENS for SIEMENS's up-front costs and expenses in preparing to perform the PASP as contracted for the Annual Period. 4.13 Unless expressly contrary to Applicable Law, any disputes concerning the calculation of the Annual Realized Savings or changes to the Contracted Baseline that are not resolved by negotiation between the Parties within thirty(30)days of the notice of the dispute, will be resolved by a third-party professional engineering firm which is reasonably acceptable to both SIEMENS and the CLIENT. The determination of such firm will be final and binding upon CLIENT and SIEMENS. SIEMENS and the CLIENT will each be responsible for half of the fees of such firm. Page 10 of 19 Agreement PCA-100 PUBLIC version 2011 PERFORMANCE CONTRACTING AGREEMENT Article 5 Work by SIEMENS 5.1 SIEMENS will perform the Work expressly described in this Agreement and in any work release documents or change orders that are issued under this Agreement and signed by both Parties. The Work performed by SIEMENS shall be conducted in a workmanlike manner. 5.2 SIEMENS shall perform the Work during its normal hours, Monday through Friday inclusive, excluding holidays, unless otherwise agreed herein. The CLIENT shall make the Facility available so Work may proceed in an efficient manner. 5.3 SIEMENS is not required to conduct safety, reacceptance or other tests, install new devices or equipment or make modifications to any Equipment unless expressly made a part of the Work identified in the Scope of Work and Services, Exhibit A. Any CLIENT request to change the scope or the nature of the Work or Services must be in the form of a mutually agreed change order, effective only when executed by the Parties. 5.4 All Work Product Deliverables shall become the CLIENT's property upon receipt by CLIENT. SIEMENS may retain file copies of such Work Product Deliverables. If any Instruments are provided to the CLIENT under this Agreement, any such Instruments shall remain SIEMENS property, including the Intellectual Property conceived or developed by SIEMENS in the Instruments. All SIEMENS Pre-existing Intellectual Property that may be included in the Deliverables provided to the CLIENT under this Agreement shall also remain SIEMENS's property including the SIEMENS Pre- existing Intellectual Property included in the Work Product Deliverables. All Work Product Deliverables and any Instruments provided to the CLIENT are for Permitted Users' use and only for the purposes disclosed to SIEMENS. SIEMENS hereby grants the CLIENT a royalty-free (once payments due under this Agreement are paid to SIEMENS), non-transferable, perpetual, nonexclusive license to use any SIEMENS Pre-existing Intellectual Property solely as incorporated into the Deliverables and SIEMENS' Intellectual Property as incorporated into any Instruments provided to the CLIENT under this Agreement. Under such license, and following agreement to be bound to such separate confidentiality provisions that may exist between the Parties, Permitted Users shall have a right to: (a) Use, in object code form only, the Software Products included in the Deliverables ("Software Deliverables"); (b) Make and retain archival and emergency copies of such Software Deliverables (subject to any confidentiality provisions) except if the Software Deliverable is embedded in the Equipment; and, (c) Use all such Deliverables and such Instruments, provided however, the Deliverables and Instruments shall not be used or relied upon by any parties other than Permitted Users, and such use shall be limited to the particular project and location for which the Deliverables are provided. All Deliverables provided to the CLIENT are for Permitted Users' use only for the purposes disclosed to SIEMENS, and the CLIENT shall not transfer them to others or use them or permit them to be used for any extension of the Work or any other project or purpose,without SIEMENS's express written consent. 5.4.1 Any reuse of such Deliverables or such Instruments for other projects or locations without the written consent of SIEMENS, or use by any party other than Permitted Users will be at Permitted Users' risk and without liability to SIEMENS; and, the CLIENT shall indemnify, defend and hold SIEMENS harmless from any claims, losses or damages arising therefrom. 5.4.2 In consideration of such license, CLIENT agrees not to reverse engineer any Equipment or Software Product to reconstruct or discover any source code, object code, firmware, underlying ideas, or algorithms of such Equipment or Software Product even to the extent such restriction is allowable under Applicable Law. 5.4.3 Nothing contained in this Agreement shall be interpreted or construed to convey to the CLIENT the pre-existing Intellectual Property rights of any third party incorporated into the Deliverables. CLIENT agrees to take delivery of any Software Deliverables subject to any applicable SIEMENS or third party end-user license agreement accompanying such Software Deliverable. 5.5 SIEMENS shall be responsible for any portion of the Work performed by any subcontractor of SIEMENS. SIEMENS shall not have any responsibility, duty or authority to direct, supervise or oversee any contractor of the CLIENT or their work or to provide the means, methods or sequence of their work or to stop their work. SIEMENS's work and/or presence at the Facility shall not relieve others of their responsibility to the CLIENT or to others. 5.6 SIEMENS warrants that: (a) Unless otherwise agreed, all Equipment shall be new and of good quality. Until one year from the date the Equipment is installed, all Equipment manufactured by SIEMENS or bearing its nameplate will be free from defects in material and workmanship arising from normal use and service. Page 11 of 19 Agreement PCA-100 PUBLIC version 2011 PERFORMANCE CONTRACTING AGREEMENT (b) Labor for all Work, excluding PASP or MSP Services, is warranted to be free from defects in workmanship for one year after the Work is performed. PASP Services and MSP Services are warranted to be free from defects in workmanship for ninety(90)days after the Services are performed. 5.7 Warranty Limitation: (a) The limited warranties set forth in Section 5.6 will be void as to, and shall not apply to, any Equipment () repaired, altered or improperly installed by any person other than SIEMENS or its authorized representative; (ii) which the CLIENT or a third party subjects to unreasonable or improper use or storage, uses beyond rated conditions, operates other than per SIEMENS's or the manufacturer's instructions, or otherwise subjects to improper maintenance, negligence or accident; (iii) damaged because of any use of the Equipment after the CLIENT has, or should have had, knowledge of any defect in the Equipment; or (iv) not manufactured, fabricated and assembled by SIEMENS or not bearing SIEMENS's nameplate. However, SIEMENS assigns to the CLIENT, without recourse, any and all assignable warranties available from any manufacturer, supplier, or subcontractor of such Equipment. (b) Any claim under the limited warranty granted above must be made in writing to SIEMENS within thirty (30) days after discovery of the claimed defect unless discovered directly by SIEMENS. Such limited warranty only extends to the CLIENT and not to any subsequent owner of the Equipment. The CLIENT's sole and exclusive remedy for any Equipment or Services not conforming with this limited warranty is limited to, at SIEMENS's option: (i) repair or replacement of defective components of covered Equipment; (ii) re-performance of the defective portion of the Services; or (iii) to the extent previously paid and itemized, the issuance of a credit or refund for the original purchase price of such defective component or portion of the Equipment or Services. (c) SIEMENS shall not be required to repair or replace more than the component(s) of the Equipment or the portion of the Work and Services actually found to be defective. SIEMENS's warranty liability shall not exceed the purchase price of such item. Repaired or replaced Equipment or Services will be warranted hereunder only for the remaining portion of the original warranty period. 5.8 THE EXPRESS LIMITED WARRANTIES PROVIDED ABOVE ARE IN LIEU OF AND EXCLUDE ALL OTHER WARRANTIES, STATUTORY, EXPRESS, OR IMPLIED, INCLUDING WITHOUT LIMITATION ANY WARRANTY OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE, WHICH ARE HEREBY EXPRESSLY DISCLAIMED. THE LIMITED EXPRESS WARRANTIES AND REPRESENTATIONS SET FORTH IN THIS AGREEMENT MAY ONLY BE MODIFIED OR SUPPLEMENTED IN A WRITING EXECUTED BY A DULY AUTHORIZED SIGNATORY OF EACH PARTY. 5.9 SIEMENS will not be responsible for the maintenance, repair or replacement of, or Services necessitated by reason of: (a) Non-maintainable, non-replaceable or obsolete parts of the Equipment, including but not limited to: ductwork, shell and tubes, heat exchangers, coils, unit cabinets, casings, refractory material, electrical wiring, water and pneumatic piping, structural supports, cooling tower fill, slats and basins, etc., unless covered by the warranty provisions herein or otherwise specifically stated herein; or (b) The CLIENT's or a third-party's negligence, abuse, misuse, improper or inadequate repairs or modifications, improper operation, lack of operator maintenance or skill, corrosion, erosion, improper or inadequate water treatment, electrolytic action, chemical action, failure to comply with manufacturer's operating and environmental requirements, Acts of God, or other reasons beyond SIEMENS's control. Unless expressly agreed in writing, SIEMENS is not responsible for the removal or reinstallation of replacement valves,dampers, or waterfiow and tamper switches with respect to pipes and ductwork, including vent or drain system. SIEMENS ASSUMES NO RESPONSIBILITY FOR ANY SERVICE PERFORMED ON ANY EQUIPMENT OTHER THAN THAT PERFORMED BY SIEMENS OR ITS AGENTS. Article 6 The CLIENT's Responsibilities 6.1 The CLIENT,without cost to SIEMENS, shall: (a) Designate a contact person with authority to make decisions for the CLIENT regarding the Work and provide SIEMENS with information sufficient to contact such person in an emergency; (b) Coordinate the work of contractors under CLIENT's sole control so as not to disrupt the Work and Services proceeding in an efficient manner; Page 12 of 19 Agreement PCA-100 PUBLIC version 2011 • PERFORMANCE CONTRACTING AGREEMENT (c) Provide or arrange for 24 hour, 7 day per week access and make all reasonable provisions for SIEMENS to enter any Facility where Work is to be performed so that Work may proceed in an efficient manner; (d) Permit SIEMENS to control and/or operate all building controls, systems, apparatus, equipment and machinery necessary to perform the Work; (e) Fumish SIEMENS with blueprints,surveys, legal descriptions,waste management plans and all other available information pertinent to the Work and any Facility where the Work is to be performed as may be reasonably requested by SIEMENS. Such plans and blueprints, along with an executed copy of this Agreement, with its Exhibits, shall be kept and maintained in CLIENT's files for a period of fifteen (15) years from the Effective Contract Date; (f) Furnish SIEMENS with all approvals, permits and consents from government authorities and others as may be required for performance of the Work, except for those SIEMENS has expressly agreed in writing to obtain; (g) In accordance with Article 11 hereof, promptly notify SIEMENS of all known or suspected Hazardous Materials at the Facility, of any contamination of the Facility by Oil or Hazardous Material, and of any other conditions requiring special care or which may reasonably be expected to affect the Work, and provide SIEMENS with any available documents describing the quantity, nature, location and extent of such materials, contamination or conditions; (h) Comply with Applicable Law and provide any notices required to be given to any government authorities in connection with the Work, except such notices SIEMENS has expressly agreed in writing to give; (i) Provide SIEMENS with legally required materials and information (including but not limited to Material Safety Data Sheets) related to all Hazardous Materials located at any Facility where the Work is to be performed; (j) Furnish SIEMENS with any contingency plans, safety programs and other policies, plans or programs related to any Facility where the Work is to be performed; (k) Operate, service and maintain all Equipment according to the manufacturer's recommendations including those set forth in the manufacturer's operating manuals or instructions, as well as all requirements of Applicable Law or of authorities having jurisdiction. The CLIENT shall furnish all needed servicing and parts for said FIMs, which parts shall become part of the FIMs. Such Equipment shall be operated only in the specified operating environment, which shall be supplied by the CLIENT, including without limitation: (1) suitable electrical service, including clean, stable, properly conditioned power, to all Equipment; (2) telephone lines, capacity and connectivity as required by such Equipment; and (3) heat, light, air conditioning or other environmental controls, and other utilities in accordance with the specifications for the Equipment; (I) Promptly notify SIEMENS of any unusual operating conditions, hours of usage, system malfunctions, installed equipment or building alterations that may affect the Equipment or energy usage or any Services; and, (m) If applicable, provide and pay for a dedicated voice grade dial-up phone line, or a mutually agreed communication method, and install a terminal block, or an equivalent communication mechanism, in a mutually agreed upon location. All on-line service Equipment (excluding the phone line) will remain the property of SIEMENS unless otherwise stated herein. 6.2 Unless contrary to Applicable Law, the CLIENT acknowledges that the technical and pricing information contained in this Agreement is confidential and proprietary to SIEMENS and agrees not to disclose it or otherwise make it available to others without SIEMENS's express written consent. 6.3 The CLIENT acknowledges that it is now and shall at all times remain in control of the Facility. Except as expressly provided herein, SIEMENS shall not be responsible for the adequacy of the health or safety programs or precautions related to the CLIENT's activities or operations,the CLIENT's other contractor(s),the work of any other person or entity, or Facility conditions. SIEMENS shall not be responsible for inspecting, observing, reporting or correcting health or safety conditions or deficiencies of the CLIENT or others at the Facility. So as not to discourage SIEMENS from voluntarily addressing health or safety issues while at the Facility, in the event SIEMENS does address such issues by making observations, reports, suggestions or otherwise, the CLIENT shall not hold, or attempt to hold, SIEMENS liable or responsible on account thereof. Article 7 Changes and Delays 7.1 As the Work is performed, Applicable Law or conditions may change, or circumstances outside SIEMENS's reasonable control may develop, which would require SIEMENS to expend additional costs, effort or time to complete the Work, in Page 13 of 19 Agreement PCA-100 PUBLIC version 2011 PERFORMANCE CONTRACTING AGREEMENT which case SIEMENS will notify the CLIENT and an equitable adjustment will be made to SIEMENS's compensation and the time for performance. In the event such changes require the Work to be suspended or terminated, SIEMENS shall be compensated for Work previously performed and for costs reasonably incurred in connection with the suspension or termination. 7.2 Either party may request additions, deletions, modifications or changes to the Work. Any such requests shall only become effective upon execution of a written agreement by authorized representatives of both Parties. 7.3 SIEMENS may, in its sole discretion, substitute altemative parts, goods or equipment in the performance of the Work, provided that any such substitution shall be of an equal or better quality. 7.4 SIEMENS shall not be responsible for loss, delay, injury, damage or failure of performance that may be caused by circumstances beyond its control, including but not restricted to acts or omissions by the CLIENT or its employees, agents or contractors, Acts of God, war, civil commotion, acts or omissions of govemment authorities, fire, theft, corrosion, flood, water damage, lightning, freeze-ups, strikes, lockouts, differences with workmen, riots, explosions, quarantine restrictions, delays in transportation, or shortage of vehicles, fuel, labor or materials. In the event of such delay or failure, the time for performance shall be extended by a period equal to the time lost plus a reasonable recovery period and the compensation shall be equitably adjusted to compensate for additional costs SIEMENS incurs due to such delay. If any such delay exceeds sixty (60) days, SIEMENS may terminate this Agreement upon three (3) days notice to the CLIENT and the CLIENT shall promptly pay SIEMENS for the allocable portion of the Work completed, for any costs and expenses of termination, and for any loss or damage incurred with respect to materials, equipment,tools and machinery, including reasonable overhead and profit. Article 8 Compensation 8.1 The aggregate amount paid by CLIENT provides for and is solely in consideration of the Scope of Work and Services described in Exhibit A, and is detailed in Exhibit B. 8.2 SIEMENS will invoice the CLIENT in accordance with the schedules set forth in Exhibit B. Unless otherwise agreed in writing, invoices are due and payable upon receipt by the CLIENT. If the CLIENT disagrees with any portion of an invoice, it shall notify SIEMENS in writing of the amount in dispute and the reason for its disagreement within 21 days of receipt of the invoice, and shall pay the portion not in dispute. 8.3 SIEMENS may suspend or terminate the Work or Services at any time if payment is not received when due. In such event, SIEMENS shall be entitled to compensation for the Work or Services previously performed and for costs reasonably incurred in connection with the suspension or termination. 8.4 On amounts not paid within thirty (30) days of invoice date, the CLIENT shall pay interest from invoice date until payment is received at the lesser of 12% per annum or the maximum rate allowed by law. The CLIENT shall reimburse SIEMENS for SIEMENS's costs and expenses (including reasonable attomey and witness fees) incurred for collection under this Agreement. 8.5 Except to the extent expressly agreed herein, SIEMENS's fees do not include any taxes, excises, fees, duties or other government charges related to the Work or Services. The CLIENT shall pay such amounts or reimburse SIEMENS for any such amounts SIEMENS pays to the extent such charges are lawfully due and payable by CLIENT and have been paid or incurred by SIEMENS in furtherance thereof. If the CLIENT claims that the Work or Services is subject to a tax exemption or direct payment permit, it shall provide SIEMENS with a valid exemption certificate or permit and, unless specifically prohibited by law, shall indemnify, defend and hold SIEMENS harmless from any taxes, costs and penalties arising out of the use or acceptance of same. 8.6 All other work or services requested by the CLIENT, including but not limited to the following, shall be separately billed or surcharged on a time and materials basis: (a) Emergency services, if inspection does not reveal any deficiency covered by the Scope of Work and Services, Exhibit A; (b) Work and/or services performed at times other than during SIEMENS's normal working hours, unless otherwise agreed to in Exhibit A; or (c) Work and/or services performed on equipment not covered by the Scope of Work and Services, Exhibit A. Page 14 of 19 Agreement PCA-100 PUBLIC version 2011 PERFORMANCE CONTRACTING AGREEMENT Article 9 Acceptance 9.1 When SIEMENS believes that all, or an independent, definable phase or portion, of the Work is Substantially Complete, SIEMENS will submit a Certificate of Substantial Completion to the CLIENT which shall be subject to the following: (a) If the CLIENT concurs that the described portion of the Work as performed is Substantially Complete, the CLIENT will accept that Work by signing the Certificate of Substantial Completion and returning it to SIEMENS; (b) If the CLIENT does not concur that the Work is Substantially Complete,then the CLIENT shall notify SIEMENS within five (5) business days of any discrepancies; (c) To the extent SIEMENS does not dispute the discrepancies raised by the CLIENT, SIEMENS shall correct the Work to conform to the description of the Work set forth herein, and resubmit the Certificate of Substantial Completion to the CLIENT; (d) If SIEMENS disagrees with the discrepancies raised by the CLIENT, SIEMENS shall notify the CLIENT of a dispute and such dispute shall be resolved in accordance with Section 9.3 herein; (e) If the CLIENT Representative does not deliver written notice to SIEMENS within five (5) business days of receiving the Certificate of Substantial Completion, in the mutual interests of the Project proceeding in a timely manner, the CLIENT will be deemed to have agreed to, signed and returned the Certificate of Substantial Completion. 9.2 To the extent that this Project requires multiple Certificates of Substantial Completion,the final Certificate of Substantial Completion shall determine the date on which the Construction Period is completed. 9.3 Any disputes concerning the Substantial Completion of the Work will be resolved by submitting the issue to a third party professional engineering firm and which is reasonably acceptable to both SIEMENS and the CLIENT. The determination of this firm with respect to completion or Substantial Completion will be final and binding upon the Parties. SIEMENS and the CLIENT shall share equally the costs or fees for such firm in connection with such dispute resolution process. Article 10 Insurance and Allocation of Risk 10.1 SIEMENS shall maintain, at SIEMENS's expense, the following insurances while performing the Work and shall add the CLIENT as an "Additional Insured" to each policy that is referenced in subsections (c) through and including (e) hereof: (a) Workers'Compensation at the statutory amounts and limits as prescribed by Applicable Law. (b) Employer's Liability insurance (and, where applicable, Stop Gap extended protection endorsement) limits of liability shall be: • $1,000,000 per occurrence • $1,000,000 Disease Policy • $1,000,000 Each Employee (c) SIEMENS shall carry, in the Occurrence Coverage Form, Comprehensive General Liability or Commercial General Liability, insurance covering SIEMENS's operations and providing insurance for bodily injury and property damage with limits of liability stated below and including coverage for: • Products and Completed Operations • Contractual Liability insuring the obligations assumed by SIEMENS in this Agreement • Broad Form Property Damage (including Completed Operations) • Explosion, Collapse and Underground Hazards • Personal Injury Liability: —Limits of liability shall be$1,000,000 per occurrence/aggregate (d) SIEMENS shall carry Automobile Liability Insurance in the Occurrence Coverage Form covering all owned, hired and non-owned automobiles and trucks used by or on behalf of SIEMENS providing insurance for bodily injury liability and property damage liability for the limits of: • $1,000,000 per occurrence/aggregate (e) SIEMENS shall carry Excess Liability Insurance in the Occurrence Coverage Form with limits of: Page 15 of 19 Agreement PCA-100 PUBLIC version 2011 PERFORMANCE CONTRACTING AGREEMENT • $5,000,000 per occurrence/aggregate 10.2 The CLIENT will either maintain at its own expense, or self-insure for the equivalent risks, property insurance written on a builder's "all-risk" or equivalent policy form in an amount no less than the Price identified in Exhibit B, Article 1.1, plus the value of subsequent modifications and cost of materials supplied or installed by others, on a replacement cost basis without optional deductibles. Such property insurance shall be maintained, unless otherwise provided in the Contract Documents or otherwise agreed in writing by SIEMENS, until final payment has been made to SIEMENS or no person or entity other than the CLIENT has an insurable interest in the property, whichever is later. The policy form shall include without limitation, insurance against the perils of fire (with extended coverage) and physical loss or damage including, without duplication of coverage, theft, vandalism, malicious mischief, collapse, earthquake, flood, windstorm, falsework, testing and start-up, rebuilding and debris removal including demolition occasioned by enforcement of any applicable legal requirements, and shall cover reasonable compensation for SIEMENS's services and expenses required as result of such insured loss. If the insurance requires deductibles or retentions, the CLIENT shall pay costs not covered because of such deductibles or retentions. This insurance shall cover portions of the Work off the Facility, and also portions of the Work in transit. Partial occupancy or use shall not commence unless the insurance company providing this insurance has consented to such partial occupancy or use by endorsement for otherwise. The CLIENT shall purchase and maintain boiler and machinery insurance which shall specifically cover such insured objects during installation and until Acceptance by the CLIENT.The insurance required by this section shall include the interests of the CLIENT, SIEMENS, subcontractor and sub-subcontractor in the Work. SIEMENS shall be included as an additional insured on each such insurance coverage. The CLIENT and SIEMENS waive all rights against each other and any of their subcontractors, sub-subcontractors, agents and employees for damages caused by fire or other causes of loss to the extent covered by the insurance required by this section and for any other property insurance applicable to the Work, except such rights as they have to proceeds of such insurance held by the CLIENT as fiduciary. A waiver of subrogation shall be effective as to a person or entity even though that person or entity would otherwise have duty of indemnification, contractual or otherwise, did not pay the insurance premium directly or indirectly, and whether or not the person or entity had an insurable interest in the property damaged. Insurance certificates shall be furnished upon request. 10.3 Title and risk of loss of materials and Equipment furnished by SIEMENS shall pass to the CLIENT upon their delivery to the Facility, and the CLIENT shall be responsible for protecting them against theft and damage. 10.4 SIEMENS will indemnify the CLIENT from and against losses, claims, expenses and damages (including reasonable attorney's fees) for personal injury or physical damage to property (collectively "Damages'). Such indemnification shall be solely to the extent the Damages are caused by or arise directly from SIEMENS or its employees', consultants' or agents' negligent acts or omissions or willful misconduct in connection with SIEMENS's performance of the Work or Services. SIEMENS's obligations under this indemnity shall not extend to Damages arising out of or in any way attributable to the negligence of the CLIENT or its agents, contractors or employees. SIEMENS reserves the right to control the defense and settlement of any claim for which SIEMENS has an obligation to indemnify hereunder. UNLESS CONTRARY TO APPLICABLE LAW, IN NO EVENT SHALL THE CLIENT OR SIEMENS BE LIABLE UNDER THIS INDEMNITY OR OTHERWISE UNDER THIS AGREEMENT FOR SPECIAL, INDIRECT, INCIDENTAL, PUNITIVE, EXEMPLARY OR CONSEQUENTIAL DAMAGES, INCLUDING COMMERCIAL LOSS, LOSS OF USE, OR LOST PROFITS, HOWEVER CAUSED, EVEN IF SIEMENS OR THE CLIENT HAVE BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES AND, IN ANY EVENT, UNLESS CONTRARY TO APPLICABLE LAW, SIEMENS'S AGGREGATE LIABILITY FOR ANY AND ALL CLAIMS, LOSSES OR EXPENSES ARISING OUT OF THIS AGREEMENT, OR OUT OF ANY GOODS OR SERVICES FURNISHED UNDER THIS AGREEMENT, WHETHER BASED IN CONTRACT, NEGLIGENCE, STRICT LIABILITY, AGENCY, WARRANTY, TRESPASS, INDEMNITY OR ANY OTHER THEORY OF LIABILITY, SHALL BE LIMITED TO THE LESSER OF $1,500,000 OR THE TOTAL COMPENSATION RECEIVED BY SIEMENS FROM THE CLIENT UNDER THIS AGREEMENT. The preceding limit shall not apply to the CLIENT's remedy under the Performance Guarantee as such is limited by Section 4.8. 10.5 As to Patents and Copyrights: (a) SIEMENS will, at its own expense, defend or at its option settle any suit or proceeding brought against the CLIENT in so far as it is based on an allegation that any Work (including parts thereof), or use thereof for its intended purpose, constitutes an infringement of any United States patent or copyright, if SIEMENS is promptly provided notice and given authority, information, and assistance in a timely manner for the defense of said suit or proceeding. SIEMENS will pay the damages and costs awarded in any suit or proceeding so defended. SIEMENS will not be responsible for any settlement of such suit or proceeding made without its prior written consent. In case the Work, or any part thereof, as a result of any suit or proceeding so defended is held to Page 16 of 19 Agreement PCA-100 PUBLIC version 2011 PERFORMANCE CONTRACTING AGREEMENT constitute infringement or its use by the CLIENT is enjoined, SIEMENS will, at its option and its own expense, either: (i) procure for the CLIENT the right to continue using said Work; (ii) replace it with substantially equivalent non-infringing Work; or(iii) modify the Work so it becomes non-infringing. (b) SIEMENS will have no duty or obligation to the CLIENT under Section 10.5(a)to the extent that the Work is: (i) supplied according to the CLIENT's design or instructions, wherein compliance therewith has caused SIEMENS to deviate from its normal course of performance; (ii) modified by the CLIENT or its contractors after delivery; or, (iii) combined by the CLIENT or its contractors with items not furnished hereunder, and by reason of said design, instruction, modification, or combination, a suit is brought against the CLIENT. If by reason of such design, instruction, modification or combination, a suit or proceeding is brought against SIEMENS, unless expressly prohibited by law, the CLIENT shall protect SIEMENS in the same manner and to the same extent that SIEMENS has agreed to protect the CLIENT under the provisions of Section 10.5(a) above. (c) THIS SECTION 10.5 IS AN EXCLUSIVE STATEMENT OF ALL THE DUTIES OF THE PARTIES RELATING TO PATENTS AND COPYRIGHTS, AND DIRECT OR CONTRIBUTORY PATENT OR COPYRIGHT AND OF ALL THE REMEDIES OF THE CLIENT RELATING TO ANY CLAIMS, SUITS, OR PROCEEDINGS INVOLVING PATENTS AND COPYRIGHTS. Compliance with Section 10.5 as provided herein shall constitute fulfillment of all liabilities of the Parties under the Agreement with respect to the intellectual property indemnification. 10.6 The Parties acknowledge that the price for which SIEMENS has agreed to perform the Work and obligations under this Agreement was calculated based upon the foregoing allocations of risk, and that each Party has expressly relied on and would not have entered into this Agreement but for such allocations of risk. Article 11 Hazardous Materials Provisions 11.1 The Work does not include directly or indirectly performing or arranging for the detection, testing, handling, storage, removal, treatment, transportation, disposal, monitoring, abatement or remediation of any contamination of any Facility at which Work is performed and any soil or groundwater at the Facility by petroleum or petroleum products (collectively called "Oil"), asbestos, PCBs or hazardous, toxic, radioactive or infectious substances, including any substances regulated under RCRA, CERCLA or any other Applicable Law (collectively called "Hazardous Materials"), including without limitation: ionization smoke detectors, ballasts, mercury bulb thermostats, used oil, contaminated filters, contaminated absorbents, and refrigerant. Except as expressly disclosed pursuant to Section 11.2, the CLIENT represents and warrants that, to the best of its knowledge following due inquiry, there are no Hazardous Materials or Oil present where the Work is to be performed. SIEMENS will notify the CLIENT immediately if it discovers or reasonably suspects the presence of any previously undisclosed Oil or Hazardous Material. All Services have been priced and agreed to by SIEMENS in reliance on the CLIENT's representations as set forth in this Article. The discovery or reasonable suspicion of Hazardous Materials or hazardous conditions at a Facility where SIEMENS is to perform Work, or of contamination of the Facility by Oil or Hazardous Materials not previously disclosed pursuant to Section 11.2, shall entitle SIEMENS to suspend the Work immediately, subject to mutual agreement of terms and conditions applicable to any further Work, or to terminate the Work and to be paid for Work previously performed. 11.2 The CLIENT warrants that, prior to the execution of the Agreement, it notified SIEMENS in writing of any and all Oil or Hazardous Materials, to the best of its knowledge following due inquiry, known to be present, potentially present or likely to become present at the Facility and provided a copy of any Facility safety policies and information, including but not limited to lock-out and tag procedures, chemical hygiene plan, material safety data sheets, and other items covered or required to be disclosed or maintained by Applicable Law. 11.3 Regardless of whether Oil or Hazardous Material was disclosed pursuant to Section 11.2, the CLIENT shall be solely responsible for properly testing, abating, encapsulating, removing, disposing, remedying or neutralizing such Oil or Hazardous Materials, and for the costs thereof. Even if an appropriate change order has been entered into pursuant to Section 11.1, SIEMENS shall have the right to stop the Work until the Facility is free from Oil or Hazardous Materials. In such event, SIEMENS will receive an equitable extension of time to complete the Work, and compensation for delays caused by Oil or Hazardous Materials remediation. In no event shall SIEMENS be required or construed to take title, ownership or responsibility for such Oil or Hazardous Materials. The CLIENT shall sign any required waste manifests in conformance with all government regulations, listing the CLIENT as the generator of the waste. If someone other than the CLIENT is the generator of the waste,the CLIENT shall arrange for such other person to sign such manifests. Page 17 of 19 Agreement PCA-100 PUBLIC version 2011 PERFORMANCE CONTRACTING AGREEMENT 11.4 Except where expressly prohibited by Applicable Law, for separate consideration of$10 and other good and valuable consideration, the receipt and adequacy of which are hereby acknowledged, the CLIENT shall indemnify, defend and hold SIEMENS harmless from and against any damages, losses, costs, liabilities or expenses (including attorneys' fees) arising out of any Oil or Hazardous Materials or from the CLIENT's breach of, or failure to perform its obligations under this Article. 11.5 For purposes of this Article 11, in the context of the phrase "to the best of its knowledge following due inquiry"; "knowledge" means actual awareness of the facts by the CLIENT's directors, officers, employees or agents, or the presence of relevant information contained in the CLIENT's books or records; and, "due inquiry" means inquiry of those persons under the CLIENT's control who should have knowledge of the subject matter of such inquiry. Article 12 Miscellaneous Provisions 12.1 Notices between the Parties shall be in writing and shall be hand-delivered or sent by certified mail, express courier, or acknowledged telefax properly addressed to the appropriate party. Any such notice shall be deemed to have been received when delivered in-person or when sent by telefax, or five (5) business days subsequent to deposit in the U.S. mails, or one (1)day after deposit with express courier. 12.2 Neither the CLIENT nor SIEMENS shall assign or transfer any rights or obligations under this Agreement, except that either party may assign this Agreement to its affiliates and SIEMENS may use subcontractors in the performance of the Work or Services. Nothing contained in this Agreement shall be construed to give any rights or benefits to anyone other than the CLIENT and SIEMENS without the express written consent of both Parties. 12.3 This Agreement shall be governed by and construed in accordance with the laws of the state or commonwealth within which the Facilities are located. 12.4 This Agreement and all provisions of this Agreement allocating responsibility or liability between the Parties shall survive the completion of the Work, the Services, and the termination of this Agreement. 12.5 Unless contrary to Applicable Law and with the exception of disputes arising under Article 4 or Article 9, all disputes not resolved by negotiation between the Parties shall be resolved in accordance with the Commercial Rules of the American Arbitration Association in effect at that time, except as modified herein. All disputes shall be decided by a single arbitrator.A decision shall be rendered by the arbitrator no later than nine months after the demand for arbitration is filed, and the arbitrator shall state in writing the factual and legal basis for the award. No discovery shall be permitted. The arbitrator shall issue a scheduling order that shall not be modified except by the mutual agreement of the Parties. The arbitrator shall have no authority to award, and shall not award, attomeys' fees. Judgment may be entered upon the award in the highest state or federal court having jurisdiction over the matter. 12.6 SIEMENS's performance of the Work and Services is expressly conditioned on the Parties assenting to all of the terms of this Agreement, notwithstanding any different or additional terms contained in any writing at any time submitted or to be submitted by a Party to the other Party relating to the Work or Services, even if signed by the Parties, unless the written statement expressly indicates that such terms supersede the terms of this Agreement 12.7 Any provision of this Agreement found to be invalid, unlawful or unenforceable by a court of law shall be ineffective to the extent of such invalidity, and deemed severed herefrom, without invalidating the remainder of this Agreement. All other provisions hereof shall remain in full force and effect. 12.8 The waiver by a party of any breach by the other party of any term, covenant or condition hereof shall not operate as a waiver of any subsequent breach hereof. No waiver shall operate or be effective unless made in writing and executed by the party to be bound thereby. 12.9 In the event that Applicable Law or the CLIENT requires that SIEMENS procure a performance bond and/or a payment bond, SIEMENS shall provide a performance and payment bond in the amount of$10.50 per$1,000 of contract price. The performance and payment bond will solely apply to the Work performed during the Construction Period and to the required statutory lien filing period thereafter. The performance and payment bond will not apply to any of the obligations included in the Performance Assurance, Exhibit C. Furthermore, the CLIENT's funding source may be named as"Co-Obligee" on the performance bond if so requested by the CLIENT. Page 18 of 19 Agreement PCA-100 PUBLIC version 2011 PERFORMANCE CONTRACTING AGREEMENT Article 13 Maintenance Services Program 13.1 If applicable,the scope of Services provided by SIEMENS for the Maintenance Services Program is stated in Exhibit A. 13.2 The CLIENT represents that all equipment not installed by SIEMENS under this Agreement and subject to a MSP is in satisfactory working condition. SIEMENS will have inspected all such equipment within the first thirty (30) days of MSP commencement or no later than the first scheduled inspection. Testing and inspection will not be deemed to be complete until all such equipment has been so tested and inspected. 13.3 If the equipment is altered or moved by any person, including the CLIENT, other than SIEMENS ora person authorized by SIEMENS, the CLIENT shall immediately notify SIEMENS in writing, and SIEMENS reserves the right to perform a reacceptance test on, or if necessary a re-commissioning of,the system at the CLIENT's expense. 13.4 If SIEMENS reasonably determines as a result of such inspection and/or testing that any equipment requires repair or replacement, the CLIENT will be so notified and shall take corrective action within thirty (30) days, or such equipment shall be removed from coverage hereunder without further action by the Parties. SIEMENS is not liable or responsible for the continued testing, maintenance, repair, replacement or operating capabilities of any portion of the equipment until it has been inspected and/or tested and has been, if necessary, restored to an acceptable initial condition at the CLIENT's sole expense. Any services provided by SIEMENS in the course of such restoration will be separately charged on a time and materials basis, and not included in fees paid hereunder. If individual items of equipment cannot, in SIEMENS's sole determination, be properly repaired or replaced due to age, obsolescence, lack of availability of refrigerant gas, halon gas, necessary parts, materials, compatibility or otherwise, or as a result of excessive wear or deterioration, SIEMENS may, within ten (10) days of such inspection, give written notice that it is withdrawing such items from coverage under the MSP and adjust the MSP payments due hereunder accordingly. 13.5 If the removal of equipment from coverage would compromise or impair the integrity of the Work, Services or compliance with law of any system, then SIEMENS will provide a written statement thereof for execution by the CLIENT. The CLIENT's failure to execute such statement within ten (10) days will void the MSP and release SIEMENS from any further obligations with respect to the MSP. 13.6 If the MSP scope of Services provides for equipment maintenance, repairs and/or replacements of equipment by SIEMENS, those Services are limited to restoring the proper working condition of such equipment. SIEMENS will not be obligated to provide replacement equipment that represents significant capital improvement compared to the original. Exchanged components become the property of SIEMENS, except Hazardous Materials, which under all circumstances remain the property and responsibility of the CLIENT. Page 19 of 19 Agreement PCA-100 PUBLIC version 2011 Exhibit A - Scope of Work and Services Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Article 1:Scope of Work 1.1 Description: Except as otherwise expressly provided herein, SIEMENS shall provide each and every item of cost and expense necessary for: 1.1.1 FIM 1.00 Lighting Upgrades 1.1.2 FIM 1.01 Lighting Controls 1.1.3 FIM 2.00 Water Fixture Upgrade 1.1.4 FIM 4.00 -Building Automation System Upgrade 1.1.5 FIM 4.03 Night Setback Control 1.1.6 FIM 4.04 Demand Control Ventilation 1.1.7 FIM 4.06 -Slab Heat Control Optimization 1.2 Specific Elements Included: The Work shall include the following: 1.2.1 FIM 1.00 Lighting Upgrades In the Office and Laboratory Areas, SIEMENS will install new lamps and ballasts in all existing 4 ft. T8 fixtures. Install new Pulse Start Metal Halide kits in the exterior HID fixtures. SIEMENS will remove of all lamps, ballasts and fixtures identified in the attached Room by Room Lighting Survey identified for replacement. All removed lamps, ballasts and fixtures will be disposed in accordance with all local and state requirements. New ballasts, lamps, and kits will be installed in existing fixtures as identified in the attached Room by Room Lighting Survey. 1.2.2 FIM 1.01 Lighting Controls Upgrade the existing Triatek lighting control system so that it can be controlled directly by a new SIEMENS APOGEE Insight energy management control system. Each of the 12 existing lighting control panels will be provided with a new controller module that will communicate directly to the SIEMENS P1 control network. All other components in the lighting control panel will be reused. SIEMENS will recreate lighting control system database in SIEMENS Insight software. New table graphics representing the existing lighting control system will be created to facilitate owner interface with this system. SIEMENS will provide an I/O point schedule for each existing lighting control panel. 1.2.3 FIM 2.00 Water Fixture Upgrade SIEMENS will provide all labor and materials necessary to modify or replace fixtures to meet low flow standards. SIEMENS will provide disposal of old fixtures as required. This upgrade will include replacing 35 water closets, 6 urinals and installing low flow aerators for 28 lavatories. 1.2.4 FIM 4.00 -Building Automation System Upgrade A new master SIEMENS APOGEE Insight building automation system (BAS)will be provided. In addition, this will integrate many of the disparate systems together, reuse what is salvageable, and replace the control components that cannot be incorporated into the APOGEE system. This measure will include replacing the two existing NCM field panels in the control room with a new PXCM controller that will integrate to the existing JCI N2 unitary controllers currently networked through this panel. This will enable the ASLC to monitor and control all existing N2 devices from the new Insight BAS server. As part of this upgrade SIEMENS will reuse all existing N2 controllers and their associated control devices. It is SIEMENS intent to reuse all temperature sensors, valves, dampers actuators, relays, etc. Page 1 of 8 Siemens Industry, Inc., Building Technologies Division Exhibit A - Scope of Work and Services v. 2011 Exhibit A - Scope of Work and Services Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > SIEMENS will also provide a new server and operator workstation for the new graphical APOGEE Insight Advanced software with APOGEE Go and RENO options, and a laptop for remotely accessing the system. Two concurrent site licenses will be provided. This upgrade will add the ability to monitor seven life support relays that currently alarm locally at a basement wall cabinet. Four new CO2 sensors for outside air reset of two air-handling units will be provided and one new outside air CO2 sensor to be mounted in the outside air intake of an air-handler(opposite the ocean). Also a total of four new uninterrupted power supplies will be added—one for each new PXCM field panel and desktop computer. New BAS controls will be added to automate one zone of slab heat that is currently running wildly. SIEMENS will add a new strap-on return water temperature sensor for each of the existing 10 slab heat zones. The new sensors will be wired to spare slots on the each zone's respective existing N2 controller. A new exterior rain &snow sensor will be provided to control operation of all slab heat to reduce the heating run time of the system. SIEMENS APOGEE will replace the existing Reliable control system currently controlling the central heat plant equipment. All end devices except analog temperature sensors will be reused. This upgrade will also replace the existing electric control devices currently controlling the domestic hot water equipment with BAS system compatible components to reestablish connections for efficient control of this system. SIEMENS will optimize the HVAC systems sequence of operation wherever possible to utilize day/night setbacks, outside air and supply temperature resets, motor scheduling, and other measures described by FIMs 4.03, 4.04 and 4.06. SIEMENS will include 40 hours of on-site customer training. SIEMENS will need to replace the motor controls for select fans currently connected to the obsolete Cutler-Hammer IMPACC electrical system in order to control these motors directly and efficiently. Eleven of the existing Advantage starters will be replaced with external motor starters that can be easily controlled by the SIEMENS BAS via a low voltage contactor,wired to a spare output on an existing N2 controller. 1.2.5 FIM 4.03 Night Setback Control SIEMENS will program the new DDC system to implement Night Temperature Setback during heating period. The operating costs will be reduced by lowering the setpoint for heating (setback) to 65°F during unoccupied times for the following AHUs' reheat coils- 2A, 2B, 4, & 5. 1.2.6 FIM 4.04 Demand Control Ventilation Implement Demand Control Ventilation strategy for AHU-5 and AHU-6. The ventilation airflow will be determined by comparing the CO2 concentration of return air and the outside air. Return air CO2 concentration will be measured at two locations for each of the AHUs: one at office area common return and the other at visitor area common return. The ventilation airflow will be modulated to keep the difference between outside air CO2 concentration and higher of the two return air CO2 concentration (office or visitor area)to less than or equal to 700 ppm. 1.2.7 FIM 4.06 -Slab Heat Control Optimization SIEMENS will program the new DDC system to operate the slab heating. The slab heat will only operate when the outside air temperature is equal to or below 32°F and the outside air relative humidity is above 80%. Upon being enabled the slab heat will operate a minimum of 6 hours. Page 2 of 8 Siemens Industry, Inc., Building Technologies Division Exhibit A - Scope of Work and Services v. 2011 Exhibit A- Scope of Work and Services Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > 1.3 General Elements Included: The Work shall include the following: 1.3.1 This agreement includes materials, demolition, installation, freight, and project management to complete the energy efficiency upgrades as described above. 1.3.2 New work will be in compliance with current code requirements and industry standards. Siemens excludes engineering and any code required upgrades to the existing systems that will be retrofitted by this proposal. Siemens is not responsible for existing system code issues, and understands that like-in-kind replacement of devices on existing systems will not obligate Siemens to upgrade any systems with existing code deficiencies or that have been "grandfathered" by the authority having jurisdiction. 1.3.3 Lighting pricing is based on total lighting quantities shown in the Room by Room Lighting Surveys included later in this Exhibit A. These quantities will be verified during installation and Siemens will provide as-built quantities, as well as reconcile any cost or savings impacts due to quantity discrepancies or owner-requested changes. Changes to quantities or fixture types will be incorporated into the Proposed FIM Summary. 1.3.4 Siemens price includes waste disposal fees and dumpster rentals. 1.3.5 Siemens assumes all existing infrastructure is in good working order and we will not be required to make repairs resulting from outstanding maintenance or malfunctioning systems that are discovered during project execution. Alaska SeaLife Center personnel have agreed to correct any known or discovered deficiencies that would prevent the optimal execution of this contract in a prompt manner. 1.3.6 Siemens is planning on providing a project manager based in Anchorage, AK for this contract. He will conduct weekly teleconferences with the City and bi-weekly on-site visits as needed during the construction phase of this project. Agendas and meeting minutes will be issued. 1.3.7 Proposal assumes that power quality and voltage phase balance is adequate to support the installation of equipment and motors without damage. 1.3.8 Siemens will reuse existing wire and conduit wherever practical. Installation will utilize surface mounted conduit as needed,where walls are concrete or inaccessible. 1.3.9 Provision of a 50% performance and 50% payment bond is included with this project (What is required by City??). 1.4 General Elements Excluded: The Work shall exclude the following: 1.4.1 Installation work will be performed by licensed contractors who will pay prevailing wage as required. It is our understanding that by utilizing Davis-Bacon that the State of Alaska, Department of Labor permit and associated 1% fee will not be required. This cost for this State fee has not been included with this proposal. 1.4.2 Pricing excludes all painting. 1.4.3 Pricing assumes that all work will be performed during normal working hours. Siemens does not anticipate nor has included any costs for overtime or second shift labor in this proposal. 1.4.4 Siemens excludes any testing or abatement of asbestos. It is our understanding through conversations that asbestos is not anticipated to be encountered. We will not be responsible for testing or abatement should it become necessary. 1.4.5 Proposal excludes the cost of obtaining City permits for the work included in this agreement as none are anticipated. 1.4.6 Scope assumes that the cleaning and replacement of existing lighting lenses is excluded at this time. 1.4.7 Formal operation & maintenance manuals for the existing equipment are excluded. 1.4.8 Pricing excludes all work with Lucent lighting control panels associated exclusively with the life support systems. 1.4.9 Pricing excludes all work with the other existing buildings systems such as the CardKey access control system, Notifier fire alarm system, and CCTV system. These systems will remain separated from the BAS and remain accessible via their current operator interfaces. No upgrades will be performed on these systems under this FIM. 1.4.10 All work associated with existing abandoned humidifiers is excluded and existing control dampers and/or smoke/fire dampers will be reused. Page 3 of 8 Siemens Industry, Inc., Building Technologies Division Exhibit A- Scope of Work and Services v. 2011 Exhibit A - Scope of Work and Services • Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > 1.4.11 Existing control valves will be reused wherever practical. 1.4.12 All motors receiving new motor starters will be reused. 1.4.13 All balancing of any air or hydronic systems is excluded. 1.4.14 Formal, third-party commissioning is excluded. All system start-up and point-to-point check-out procedures will be completed per SIEMENS standard check-list methodology. 1.5 Technical Specifications, Drawings, and Exhibits: The Work shall be performed in accordance with the following specifications, drawings and other attachments hereto, which are specifically incorporated herein and made part hereof: 1.5.1 Room by Room Lighting Surveys 1.5.2 Product Specification Sheets for Lighting Components/Major Equipment will be provided during the submittal process after Notice To Proceed has been issued. 1.6 CLIENT'S Responsibilities (in addition to those in Article 6 of the Agreement): 1.6.1 Proposal excludes all cutting, patching or painting —to be provided by the CLIENT on an as needed basis. 1.6.2 The CLIENT will provide adequate on-site storage space for SIEMENS material storage containers as needed. 1.6.3 The CLIENT will provide SIEMENS with easy access to all facility spaces. 1.6.4 The CLIENT will be responsible for all equipment maintenance during and after the warranty period. Article 2: Work Implementation Period 2.1 Commencement of Work: 2.1.1 SIEMENS shall commence the Work within four (4) weeks upon receipt of a written Notice To Proceed from the CLIENT, shall perform the Work diligently and shall complete the Work no later than 300 calendar days from the day of commencement in the Notice To Proceed. 2.2 Milestones: Specific scheduling milestones and coordination requirements are as follows: 2.2.1 Contract Award/Notice to Proceed—June 15, 2011 2.2.2 Construction /FIM Implementation Begins—September 15, 2011 2.2.3 Substantial Construction Complete—April 15, 2012 Article 3: Scope of Services-Performance Assurance Services Program 3.1 SIEMENS Performance Assurance Services Program (PASP) is described in detail by Exhibit C of this Agreement. It will be included for an original term of three (3) years to correspond to the length of the State of Alaska's loan requirements for the energy savings guarantee and associated measurement&verification plan (M&VP). 3.2 Payment terms for the PASP are detailed in Exhibit B, Article 2 of this agreement. Article 4: Scope of Services-Maintenance Services Program 4.1 CLIENT has elected to self-implement maintenance. Therefore SIEMENS shall not perform any on-going maintenance services, although the Parties may negotiate a separate agreement for such services at a later date. CLIENT agrees that it will maintain the equipment per manufacturer specifications and that it will operate the Equipment in accordance with the Contracted Baseline described in Article 7 of Exhibit C. If CLIENT fails to properly maintain or operate the Equipment, SIEMENS shall have the right to modify the Performance Guarantee pursuant to Article 4 of the Agreement. Page 4 of 8 Siemens Industry, Inc., Building Technologies Division Exhibit A - Scope of Work and Services v. 2011 Exhibit A - Scope of Work and Services Alaska SeaLife Center Enemy Performance Contract < CUSTOMER DRAFT 1.2 EXCLUDED: SIEMENS will provide an annual support program for the APOGEE BAS CLIENT's investment in their control system. Regular updates keep the electronic obsolescence. By signing below, this Exhibit is attached to and made a part of the Agreement between SIEMENS and the CLIENT. CLIENT: City of Seward SIEMENS: Siemens Industry,Inc. Signature: Signature: Printed Name: Printed Name: Title: Title: Date: Date: Signature: Printed Name: Title: Date: Page 5 of 8 Siemens Industry, Inc., Building Technologies Division Exhibit A - Scope of Work and Services v. 2011 Exhibit A - Scope of Work and Services iska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Alaska SeaLife Center Room by Room Lighting Survey,_ ECM FIIR I IXIST PROP OPER UNE FLOOR I SLOG I AREA ROOM CODE �, IXISTING FIXTIiE TYPE WATT I WATT HRS L I FLOOR 1 CLRATORIAL 188 • 7 441.F3218/32W WI EB VAPOR TIGHT 4.F0281841(1)01E002NVASL 112 84 _ 6760_ 2 FLOOR 2 CORRIDOR 259 4 ,4.F321932W WI EB VAPOR 110147 4.F028/841(1)OHE4X12JN/6SI 112 84 8,700 3 FLOOR 2 OOLONG 203 1 4.F3278/32W WI EB VAPOR 110OT 4.F028/841(1)QHEEI32LNVASL 112 84 3,244 4 FLOOR 2 HOLDING 267 I ,4.F3214323 WI EB VAPOR TIGHT 4.F023841(I)OHE4IG2UNVASL 112 84 3244 5 FLOOR 2 OOLONG 205 4 M.F3278/324 WI EB VAPOR 115117 4_F0281841(I)O11E4X32RJVASL 112 84 3,244 B FLOOR 2 HOLDING 264 2 ,41.F3213324 Wl EB VAPOR TIGHT _--- 4.F028/841(1)OHEE02NV/SL 112 84 3.244 7 FLOOR 1 LOO(ER ROOM 120 1 2 4L F3233/32W W/EB RECESSED 2)41 4 F0201841(1)OHE4102UNVOSL 112 64 8,780 8 ADO 04 SOUTH BEACH 1 7 ,4L F3278/32W W/EB RECESSED 2 I 4L F023841(1)0E4)02U6965L 112 84 500 9 FLOOR 2 STORAGE 248 1 31.210 FB031/78 31 WATT WIEB(1.31.BALLAST)20 PBoBdk 3LF803134 W 1(0E3032UNVEL 83 68 500 10 FLOOR 2 STORAGE 214 1 31.2X2 F8031118 31 WATT W/EB(1-31.BALLAST)SQ Pa06 80 31F30394W 1(OIE3o32UNVSL 83 68 500 11 FLOOR 2 STORAGE 215 4 31.2)F1 F3031/1831 WATTW/EB(1-31.BALLAST)DO P180Odk 3LFB03Qo81(01E3432UNVSL 83 68 500 12 FLOOR 2 8REAKR00M 243 2 3.210 FBO31IT831 WATT WIE8(431.BALLAST)20 PMo0dk 3LF13030w V41(OIES13SJNVSL W 88 2800 13 BASEMENT CENTRAL CONTROL 009 6 31.210 F8031R8 31 WATT W/EB(43.BALLAST)210 Psoc0lk 3LFB03 O V4I)01E3132UNVSL 83 68 1.768 14 c BASEMENT FACILITIES 008 6 31.2X2 78031/15 31 WATT W/EB(1-31.BALLAST)2Q P180508k 3LF13030w W I(01E3432UNVISL 83 68 1.708 IS BASEMENT ROOM 007 3 3L 2X270031/1831 WATT W/EB(1.3.BALLAST)20 Puoedk 3LFB034/wt(04E3932UNVSL 83 68 1,768 16 FLOOR 1 TISSUE STORAGE 101 8 3L 22278031115 31 WATT W/E8(1.31.BALLAST)20 Para0 80 3LFB0304W 1(04E3t32UNVSL 83 68 500 17 FLOOR 1 LAB 157 2 31.20 FB031178 31 WATT WIEB(1.31.BALLAST)244 P440DNX 3LFB034/W 1(0FE3332)NVSL 83 68 1.766 18 FLOOR I LAB 156 2 3.210 F8031/1831 WATT W/EB(431.BALLAST)2)0 Py00o40 31780300 W 1(0E0132JNVSL 83 68 1,768 10 FLOOR 1 DART%ROOM 158 L 3 3.2X0 7 80 31118 31 WATTW/EB(13 BALLAST)2)0 PM00,0 31F8033/41824E3632UNVEL 83 68 1,788 20 FLOOR 1 EOUPTMENT 153 4 3.20 FB0314831 WATT WIEB(1.31 BALLAST)2X2 PMa011 3.FB0304 W 1(OHE3A32NVISL 83 88 1,788 21 FLOOR I LAUNDRY 130 2 ,3L 2%2E8031/78 31 WATT W/EB(1.3E BALLAST)272 P4000lk 3LFB030441304E332UNVEL 1 83 88 _ 8.700 22 FLOOR 1 SECURITY 128 2 31.210FB031/T831 WATT 4413 mlk(1.31.BALLAST)2)0 PMo3LF6030wWt(04E3132UNVSL T 83 88 1,788 23, FLOOR 1 JANITOR 117A 2 3.21/2 FB03108 91 WATT W/EB(1-3L BALLAST)2)0 Pro0001 3LFB0304 W 1(OE3432LNVISL 83 88 500 I 24 FLOOR I STORAGE 117 B 3L 210 F803VT8 31 WATT W/EB(1-3L BALLAST)20 Paocdk 3LFB030/4 W I(OHE34321NVSL 83 68 500 25 FLOOR 1 L00/ER ROOM 126 3 2312 FB031/T8 91 WATT W/EB(1.3.BALLAST)210 P18O Glk 3LFBO304 W 1(0/E232UNVSL 63 63 8,760 26 FLOOR 1 SHOWER 127A 1 3L 20 75057/7831 WATT W/EB(1.31 BALLAST)244 Pa 68440 3LF80304 W 1(OIE3x32UNVISL 83 68 8.780 27 FLOOR 1 SHOWER 128A 1 31.20430311831 WATTW/EB(1.31.BALLAST)210 Pare8dic 3LFB0304 41(04E3032UNISL 83 68 8,760 28 ADD ON SO TH BEACH . 6 5.2X2 F8031/78 31 WATT WEB(431.BALLAST)7)0 Parmdic 3780304 W 1631E30320IVISL 83 68 500 29 FLOOR I WET LAB 1008 1 15 ,31.F32T328W WI EB EIPLOSION PROOF 3.F032/841(1)01E3X32UNVASL 72 71 268D 30 FLOOR 1 MARIE BIRD 154 1 9 31 F3278/28W WI EB E*LOSION PROOF 3_F052/841(1)01E342LNV/ISL 72 71 2600 31 FLOOR 1 ANIMAL F000 PREP 143 2 3 8.F32 32WATT WIEB RECESSED 241 01.F028 WI(A 0E342LNVASL 171 126 500 32 FLOOR 1 AREA 133 2 2 AL F32 32WATT WIEB RECESSED 2X4 _PI F028 WI(A 01E342UNTSL 171 128 500 33 FLOOR I AREA 134 2 2 BL F32 32WATT WIEB RECESSED 214 81E028 IN/(2)04£3X32lAJVASL 171 128 500 34 FLOOR 1 AREA 136 2 2 (BL F3232WATT W/EB RECESSED 2146L F028 W/(2)OHE3X32U4V651 171 128 1 500 35 FLOOR 1 AREA 138 2 2 61.F32 32WATT WIEB RECESSED 24 61.L 7028 W/(2)O143X'32NV6SL 171 126 400 36 FLOOR 1 AREA 137 2 8 ,8L F3232WATT WIEB RECESSED 2Y46L F028 W/(21 O1E3Xt2UNVIISL 171 126 500 37 FLOOR 1 / AREA 138 2 4 BL F32 324A77 WIEB RECESSED 2w 61.7028 WII(2)0143)3246949. 171 1 28 400 38, FLOOR 1 AREA 139 2 2 /IL F32 32WATT W/EB RECESSED 214 8L F028 W/(2)O4E3X42LNVIISL 171 126 500 39 FLOOR 1 AREA 140 2 2 6L F32 32WATT W/EB RECESSED 241 BL F0218 WI(2)OIE3102U4VASL 171 124 503 40 FLOOR1 AREA 146 2 4 /BL F32 32WATT W/EB RECESSED 24 e1.FON W/(2)OIE3X12NV0SL , 171 126 508 41 FLOOR 1 AREA 148 2 1 6L F32 32WATT W/EB RECESSED 29 BL F028 W/(2)OIE3)O29VVSL 171 128 500 42 FLOOR 1 AREA 149 B2 1 8L F32 32WATT WIEB RECESSED 241 BL F028 W/(2)04E3421MVASL 171 126 500 43 FLOOR 1 AREA 150 B2 2 6L F32 32WATT WIEB RECESSED 244 BL F023 W/(2)04E3X32LJNASL 171 120 500 44 FLOOR 1 AREA 145 , 03 6 3L F327328W W/EB RECESSED 214 31 F032/841(1)O'IE3XG2UNV6SL 72 71 500 45 FLOOR 1 AREA 147 83 4 7L F32T8128W WI EB RECESSED 2X4 _ 3L F032/841(1)OHE3102LWVASL72 71 500 46 FLOOR 2 GALLERY 2 AQUARIUM 1 C ' 2 2 F3278/32W WI E8 VAPOR TIGHT 2.F028/841(1)OHE202l/VASL I 59 42 500 47 FLOOR 2 GALLERY 2 AQUARIUM 2 , C 2 21.F327332W W/EB VAPOR TIGHT 21.F023841(1)011E2X12N9651 50 42 500 48 FLOOR 2 GALLERY5 253 AQUARIUM 1 C 1 2 21.F327332V WI EB VAPOR 110147 -~ 21E028/841(1)OPE2X12W VASL ( 59 42 500 49 FLOOR 2 GALLERY 5 253 AOUARIUA 2 C 1 2L F3273324 WI EB VAPOR 11047 ,2L F028/841(1)OIE2X32NVASL 59 - 42 50D 50 FLOOR 1 W.CURATORIAL 182 C 18 2 F323032W WI EB VAPOR TIGHT 2 F028/841(1)01E202NVASL 59 42 8,780 51 FLOOR 1 CLRATORIAL 188 C B 2 73218132W W/EB VAPOR 11GHT 2.7023841(1)011E2028N419. 59 42 8.760 52 FLOOR 1 S.comae 167 C 12 2L F3233132W WI EB VAPOR TIGHT 2.F028/341(t)0E2XG2UNVASL 59 42 8,730 53 FLOOR 2 CORRIDOR 259 C 3 2 F3218/32W WI EB VAPOR TIGHT 2 F028/841(I)01E2XG2NV65L 59 42 0.760 54 FLOOR 2 601014 267 C 1 2.F3278132W W/EB VAPOR 11G/17 2.F028/841(I)OHE2XG2UNV/ISL 56 42 3,244 1 FLOOR 2 CORRIDOR 220A Cl 3 2 cd F32T8132W W/EB 0re06rocl 12L F028/841(1)01E2X32NVASL 1 59 I 42 6,780 1 2 FLOOR 2 STAFF 201 Cl 5 2 F3231/324 WI EB 0rect/ndr8I 27023841(1)0E2X32UIVASL 59 42 2.800 3 FLOOR 1 ELEVATOR 4 CIX 3 2 F3218132W W/EB 1X1 RECESSED 2.F028/841(1)Q4E2X42LNVISL 59 42 8.76D 4 FLOOR 2 CLASSROOM 213 _C2 5 2.F2'Ti B WI EB Lh*r Cannot 21 F0251841(1)01E2X12Nv/ISL 49 38 3.244 5 FLOOR 1 RECEMNG 131 CTX 1 2 F91360 W/16 fWSTRIAL STRIP 4L F023/841(1)OHE4332UNV8SL WIE SUPER 80 217 84 8.760 8 I FLOOR 2 JANITOR 212 C3 1 ,2L F32T332W W/EB FT WRAP 2 F028/841(I)01EZO2JN0SL 59 42 500 7 FLOOR 1 GALLERY 181 C3 2 2 F32T332W WI EB FT WRAP 21 F02131841(1)0E242UNASL 50 42 8."- 8 FLOOR 1 GALLERY 180 C3 6 ,2L F3278/32W'WI EB FT WRAP _21.F028/841(1)014E2X32UNV7SL S9 42 8. 9 FLOOR 1 GALLERY 179 C3 3 2L F3278/324 W/ER FT WRAP 2 F028/841(1)01E2)O2UNV/ISL 59 42 8'- 10 FLOOR 1 GALLERY 178 C3 1 ,2L F32I3323 W/EB 4T WRAP 2L F023841(1)O4E2XG2UNV/ISL 59 42 8 11 FLOOR I ELECTRICAL ROOM 104A C3 1 21 F323/324 W/EB 41 WRAP 2 F020/841(1)O4E7X42UNV/ISL 59 42 8.'' 12 FLOOR I ELEVATOR EOLJPTMENT 189 C3 1 2 F321332W W/EB 4FT WRAP 2 F028/841(1)OHE2IG2LNV05L 4 59 42 8 13 FLOOR 1 ELECTRICAL 160 C3 1 ,2LF32T8/37W W/EB 47 WRAP - 27023841(I)OIE242LNVASL 59 42 1 14 FLOOR 1 MENS RR 1108 C3 0 2 F32T332W W/EB-CT WRAP 27023841(1)04E2821JNASL I 59 42 '• 15 FLOOR 2 BIRD OJBT0RIAL254 C3 11 21.F32781324W/ER 45 WRAP 2 F028/841(1)0E2362U4VASL 59 - 42 . 16 FLOOR 1 STORAGE 112 C3 3 2 F3278/32W WI EB FT WRAP _ 2 F028/841(1)01E2421611/ASL 59 42 II FLOOR 2 BID CURITORIAL 2548 C3X 1 21.F1718 W/EB VAPOR TIGHT 2 70171841(I)01E2G2NVASL 59 42 18 FLOOR 2 GALLERY 2 AQUARIUM 1 01 1 ,2L 4FTEX.POSICON PROOF VHO INDUSTRIAL STRIP _NO CHANGE 145 145 10 FLOOR 2 GALLERY 2 AQUARIUM 2 C4 1 2 4F-1E/19030N PROOF 0/10 INDUSTRIAL STRIP NO CHANE 145 145 500 20 FLOOR 1 W CURATORIAL 182 C4 2 ,2L 4FT EXPOSION PROOF 0810 IICJSTRIAL STRIP_ - NO CHANGE 145 145 3.244 21 FLOOR I CURATORIAL 188 04 _ 2 2L4FTE/POSIOJ PROOF 040 INDUSTRIAL STRIP NO CHANGE 145 145 3.244 22 FLOOR 2 LP 208 C5 1 21E4042 W/M8 VAPOR TIGHT 3.F023/841(I)061E202NVAS1. 72 42 500 23 FLOOR 2 OFFICE 235 C8 4 2L F3218/32W W/ER IICGJSTRIAL STRIP 2 F0213/841(1)061E_0O2NV6S1. 59 42 1.168 24 BASEMENT ROOM 19 C0 1 2 F32151324 WI EB InCUSTRIAL STRIP 2 F028/841(1)OFIEDO2NVASL 50 42 50 25 BASEMENT ROOM 003 CO 1 2 F3218/5251 W/EB ITCUSTRIAL STRIP 2.F028/841(I)0E20212IVASL 59 42 ' 26 BASEMENT MECHANICAL ROOM 010 CO 70 2 P 2 F3278/32W WI EB INOUSTRIAL STRIP (1)04E2X32U41/6SL 5d 42 1 27 BASEMEC ELECTRICAL ROOM 018 C6 8 21F32T8/32WW/EB INO/STRIAL STRIP 2F028/841(1)01E7X♦2t8N6SL 59 42 8'. 28 43A5EMEr1T ROOM 012 C6 77 2 F3273314 WI EB IFf7U5T4ilAL STRIP 2 7023441(1)01E2021.941SL Sa 42 3 29 BASEMEIIT ELECTRICAL 021 C8 2 21.F321432W W/EB 2 F BDUSTRIAL STRP 21E028341(1)OE2/G2AVASL 59 42 8'. _. . ..__ -._... ..__ 30 BASEMEIIT ELECTRICAL 020 06 2 ,,2L F32781324 4/EB MLVSTRIAL STRIP 21. 023/847(7)OIE7XVUNVeSL SB 42 8.': 31 BASEMEIIT SHOP 006 C6 10 21.F3718/12W WI EB INDUSTRIAL STRP 2L F0281841(1)04E22321.81419L 92 42 - 32 BASE/.IE, STORAGE004 CO 2 2.F321332W W/EB INDUSTRIAL STRP 27036/8410)OHE202UNVASL 50 42 33 BASEMEU' STORAGE 005 CO 2 2 F323932W WI EB IRN2JSTRIAL SlRP 2 F023841(1)OHE202J4VASL 49 42 54 BASEMENT JANITOR 014 0e 2 21 F321332W WI EB INDUSTRIAL STRP 2 F0288841(1)0E2X42UNASL 59 42 35 BASEMENT WTC 001 CO 0 2L F3213132W WI EB INDUSTRIAL STRIP -21.F0288410)Q4E242NVASL 59 42 . 56 FLOOR 3 SOUTH PENTHOUSE 03 17 21.F321332W W/EB INDUSTRIA.STRP 2 F0281841)1)0 402)02UV6 NS1 59 42 8760_ 37 FLOOR 3 NORTH PENMOUSE CO 15 21.F3278/32W W/ED INDUSTRIA.S1RP 21E078441(1)01E2XG2UNVIISL 59 42 8730 38 BASEMENT MECHANICAL ROOM 010 C7 2 2 F3233/324 WI ES WALL WASH 2 F028/841(1)5E2)02UIVAS1 59 42 0.766 39 BASEMENT GENERATOR ROOM 013 C7 8 2.F3278/324 WI EB WALL WASH 21E028/841(1)0E2X32U8V/ISL 59 42 8.780 40 FLOOR1 STAR5 C7 9 ,2L F3218I324 WI EB WALL WASH _ 2.F0231841(1)01E2/G2UNV/ISL 59 42 8760 41 FLOOR 1 STAR 3 C7 10 2.73215132W WI EB WALL WASH 2 F0231841(1)521842)02U100051 59 42 8.760 42 FLOOR I STAIR 2 C7 10 ,21.F321332W WI EB WALL WASH _ 2L F023/1341(1)01E2X12NV0SL 59 42 8.780 43 FLOOR 1 STAR 1 Cl 7 2 F321332W WI ER WALL WASH -... 2 F023/841(1)0HE232LNVASL 59 42 . 8.74 44 BASEMENT BOILER023 C8 24 ]L F321932.V:-'- OSON PROOF 2L F028/841(1)01E2X/2Vf NSL 59 42 ) 8,730 Page 6 of 8 Siemens Industry, Inc., Building Technologies Division Exhibit A - Scope of Work and Services v. 2011 Exhibit A- Scope of Work and Services Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Fuer MIST PROP "'SIUMFLOORI BLDG I AREA ROOM CCM] IXISTNG FIXTURE TYPE OD WATT W OPS MIO n n (. NI BASEMENT ©02LF327832W WI EB EXPLORON PROOF - 2.FC7273/8L2)02UN - - Om BASEMENT BOILER 023 OZONE ROOM 011 002LF321W32NW/EBEJPLOSgNPROOF _ EZEEMEEN Ea® AEC HANCAL ROOM 176 imp,F32I8132W WI E13 EXPLOSION PROOF _ WEN=NEM 0� KM® FB32T8 01AMP W/EB RECESSED PTV P� 8.7W 0 0©2L FB32T8 LLLAMP W/EB RECESSED PRIZ a FE(034841s WEN= 500 © ••-2 NENS-•• Oa 1LF3278132WWIEB WALL WASH 9 F028/841 ® FLOOR 2 WOMENS1c 216 .7.a 1LF3278132WWIEB WALL WASH__- •,: .. s ®® ' ® W.0 ILF3218/32W WI EB WALL WASH ILF028/841(1)OIElX321NWISL ®� ©� WOMENS RR 210 EM01LF3218/32W WI EB WALL WASH IL F028/841 I OFE1X12LNVn5L ® 22 © BASEMENT RESTROOM 015 .' ©IL F3215327 WI EB WALL WASH IL FO28D841 1 O1EIXDU4VASL -_ ®E B '�" NENS RESTROOM 115 B. II IL F321B/32W W/EB WALL WASH IL E028/841(I)OHEIX'21NVASL ®e =_ IL F3Z78/32N W/EB WALL WASH L F0281841 111 OHE1X42UdVASL 8.%v: 1111 FLOOR I VvOMENS RR 110 DI I IL F2578I32WR I EB WALL WASH 1L F025/841(1)OHE 1X12WVIISL . I 8.703 58 FLOOR 2 KENS ROOM 211 1L F2578 32 EB WALL WASH 1L F025/841(1)CE1X32W VASL 8,780 FLOOR 2 WOMENS RR 210 DI I IL F2578 W/EB WALL WASH IL F0251841(1)01E1X42UNVOSL 28 20 970) 51: FLOOR 1 ALCOVE 106 DI 2 IL F2578 WI EB WALL WASH IL F025/841(I)OHEIT32LNV/ISL DA 20 0 70D 51 FLOOR I WOMENS RR 188 DI 2 IL F2578 WI ER WALL WASH IL F025/841(I)01E932LNVRSL131 88:79D 62 FLOOR I MENS RR 185 DI 2 IL F2518 WI EB WALL WASH (1) 83 FLOOR I MENS RR 110A Di 1 1LF2518 WI EB WALL WASH IL F025/841(1)OYE1X32WVIIA B mull F2511101/WIM S7RWASH PALL IL F01/841(1)OE002NVASL HM20 FLOOR 2 HALL 210 STORAGE 1L F20112W/MB LF017/841(7)OIE7)O2UNASL FLOOR 1503 7LF7718WI EB WALL WASH IL FO71/B/1(I)O1E1Xl2UNASL .,• IL F2575 WI EB STIP IL F028/841 1 SE1X12UNVASL 23 22 70)0.8.7.0 i,4 es FLOOR 1 ,rIL,I, 71 ILF321W32W WI EB STRIP IL FO23/84111 1 OHEIXIDNVASL ea FLOOR 1 CORRIDOR 125 05 3 IL F32TW32W WI EB 5TRP IL F028/841(I)OHEIXRUNVASL ® B1L F3278/32W WI EB STRIP --- IL F028/841(I)01EIMUJVASL WNW CORRIDOR - �1L F178 W/EB STRIP /L F017/841(101EIX32WASL FLOOR63 2 CLASSROOM ne HH•.PAIR(2)26WR ed Can •CANGE HHF FLOORCORRID• / •,TWIN(2)26W Recessed Can •CHANGE ® ®®•,TWIN,(2)29N Recessed Can NO CHANGE 2803 FLOCR 2 NIERS ROOM 217 ® • TWIN,(526W Recessed Can +CHANGE FLOOR 2 WCAWNS RR 216 TWIN.(A 25N Recessed Can NO CHANGE 51 51 8,760 III '®•' '®'' W� ®®•'DAN,(A 2815 Recessed Can NO CHANGE 51 51 8.7110 6,TAN,(2129N Recessed Can NO CHANGE 51 51 8.760 ® FLOOR 2 ®�CF TWIN.(2)2BWRecessed Can NO CHANGE FLOOR 2 CORRIDOR CF T WN(2(23V/Recessed Can NO CHANGE 51 51 8.700 FLOOR 2 CORRICOR 257 M 1 •• TWIN(2)26w Recessed Can —_- •CHANGE ® MO FLOOR 2 • TWIN, •26W Recessed Can •CHANGE Mil8.760 FLOOR 2 TWN.(2(26W Recessed Can •CHANGE ®®�.1 BASEMENT ®®•,TWIN.(2)28W Recessed Can •CHANGE I15, FLOOR 1 ®�•.1WIN,(21 2A11 Recessed Can •CHANGE ®® FLOOR 1 •.'TWIN.(2)2d'4 Recessed Can •CHANGE FLOOR CORRIDOR •,7WN,(2126W Recessed Can CHANGE FLOOR8.780 88 CORRIDOR 11®• TWIN. Recessed Can * II®1110 13 I �• ••- .- -•• .•,TWIN.( 2815 Recessed Can •CHANGE8.760 BFLOOR 1 vvOMENSCORRIDOR. -_ : ®®•,TWIN.(2)2BNRecessed Can_._--.-._-- T■71 ®®W FLOOR 1 •,TWN.(2)26W R41.3500Cen •CHANGE1 NO CHNWE ®� CH FLOOR ,TWIN,(2)26W Recessed Can •CHANGE CF.TWIN.(2)26W Recessed CM1.758 FLOOR 1 CONSCOR 141 El 13 28W •,TWIN,(2)KIN Recessed Can ._-- ®® .8.760 1WN,(2)26W Recessed Can •CHANGE 9780 ,TWIN(2)28W Recessed Can *CHANGE 8.760 97 FLOOR 1 CFRCE 208 El 5 FLOOR 2 CORRIDOR 222 HARD UD ff,TWIN, )32VV)RE Recessed Can — icnANe Him e ®�•(1)32W SCREW IN Recessed Can • 1)32W SCREW IN Recessed Can DCLUCEDNO CHANGE FLOOR 1 FOOD SERVICE 102 E2 12 CF(I)32W SCREW IN Recessed Can .UDECINO CHANGE 32 32 3,244 10:1 FLOOR 1 ALCOVE 108 E2 4 CF(1)32W SCREW IN Recessed Can •UCEDNO CHANGE 32 32 8 no 102 FLOOR 1 DSOOVERY SISOP E2 12 gOr(1(32WSCREWINRRAN88SCAR 103 FLOOR 1 LCEIBY 100 E2 73 • (7)32W SCREW IN RKessad Can 104 FLOOR 2 GALLERY 1 E3 31 , CF FLOOD STEW IN LSI'RACK FDOURE DaLCEDNO CHANGE 28 26 8.70) CF FLOOD STEW IN LSI TRACK FDOURE EXTLUCEDNO OMNGE 25 26 3.N4 toe FLOOR 2 GALLERY 2 E3 10 CF FLOCO STEW IN LSI'MACK FDOURE DCLUCEDNO CHANGE 26 26 8.793 107 FLOOR 2 GALLERY 4 238 ®®2• CF FLOOD SREW N LS TRACK FDOURE EXLLCEONO CHANGE ilig 108 FLOOR 2 GALLERY 3237 28W CF FLOOD SREW Al LSI'RACK FDOUFE EX7-LCEDNO CANGE 109 FLOOR 2 GALLERY 5253 8.780 110 FLOOR I GALLERY 181 28W CF FLOOD SREW N LSI(RACK FDOURE EXT-LCEO'NO CHANGE 28W CF FLOOD SREW IN LSI IRAQ(FIXTURE EXLLCELYNO CHANGE HFLOOD SREW IN LW'RAD(FIXTURE EXILCEDNO CHANGE BACFFLOOD SREW IN LSI'RACK FOCURE E%1LCED/NO CHANGEHB 28W CF FLOOD SREW IN LSI TRACK FDOUREE)CLLCEDNO CHANGE114 FLOOR 1 CISCOVERY SHOP 26W CF FLOOD STEW IN LSI TRACK MOI RE E)CLUC'ED'NCHANGE ®I_II1.0,_. 20wOr ®®28W CF FLOOD STEW IN Recessed CAR •LAEDNO CHANGE 244 CF.TWIN.(1)¶3W WALL PACK F LEIEDMO CHANGE CF,TAN.(1)13W WALL PACK ENCLUCEDWNO CHANGE 15 15 WO 2:15 2:15 111 FLOOR 1 STORAGE 141E lil MI Or TWIN(1)13W WALL PAC( EXLUCEONO CHANGE 15 15 503 119 FLOOR 1 STORAGE 141B E5 I CF,TWO,(7)13W WALL PACK EXLICEDWNO CHANGE ,W ® FLOOR 1 STORAGE 14IC OFFICE C6 " ®�Or TWIN.(1)13W WALL PAC( -.---_EXLLCELNO OUNGE WW •,TWIN.(1)13W WALL PACK EXLUCEONO CHANGE WW N ALO 18 3.244 _••.__•/I.H)A ®� • PAR 38 OA OGEN ILW IRA RAOIURE EXLUCEDNO CHANGE CF(1)32W SCREW IN JELLY.AR ••LCEDIIOOHANGE 70W15:275 188 m PM 38 HALOGEN LSI TRACK FIXTURE EXLU:EQ'NO CANGE OW PAR 38 HALOGEN LSI'RACK FIXTURE ••LCEONO CHANGE H FLOOR 2'OO- .®B 70W PAR 38 HALOGEN LSI TRACK FIXTURE EXIUCEONO CHANGE75 U13,244 70W PAR 38 HALOGEN LSI TRACK FIXTURE EXLlCE0N0 CHANGE 75 75 8.760 6 FLOOR i GALLERY 181 I. • 75 1175 3 244 70W PAR 38 HALOGEN LCHANGE FIXTURE •LEE0N0 ANGE - 75 75 8.7130 TPN PAR 36 HALOGEN LSIS 0CHANGETRACK FIXTURE .•lCEN0 CHANGE TAN PAR 38 HALOGEN LSI TRACK FIXTURE •LCE0NG CHANGE 75 75 8.NO H ®�70W PAR 38 HALOGEN LSI IRAQ(mum ER '•UDEONO OIAJGE ®m TOW PAR 38 HALOGEN LSI IRAQ(ROIME EXCLLCE0NO CHANGE 75 70W PAR 38 HALOGEN LSI MACK FIXTURE E)KLLCEO140 CHANGE 75 ®® HI FLOOR 1 CISCOVERI SHOP MI/1 W PAR 38 HALOGEN LSI TRW(FDOURE E)CLLCEMIO CHANGE 75 ®� 270 ®®NCAN.(1)70W R40LSIARAQ(FIXIIRE +LCEDNO CHANGE ��®" I INCAN,1 70W,ELLWIR '•LCEONO CHANGE H FLOOR 2 AREA 14270 FREEZER ® • 70W PAR 38 HALOGEN RW Hd Cen EXIULED/NO CHANGE ®®M FLOOR I GRALLERYR 81 OOM?51 ®®' 75W PAR 30 HAL 1150IRAQ(FINITE 70W PAR 38 HALOGEN Recessed CmEX7.LCEDNO CHANGE7.3 11711 Mile3 55 .UCECVNO CHANG.E 75 14 8.70D 17 FLOOR 1 GALLERY 1W F5 3 75W PAR 30 HAL-LINO'RAO(FIXTURE •LCEDE0NO CHANGE 75 14 9703 18 FLOOR 1 GALLERY 179 F5 9 5W PAR 30 HAL 1940'RAO(FIXTURE • • . •CHANGE 15 14 8.78) 19 FLOOR 1 N CLRROSAL 177 F5 9 5W PAR 30 HAL 1150 TRACK FIWLRE •LCEONC CHANGE 75 14 8.780 20 FLOOR 1 FOOD SERVICE 102 F5 9 MAN PAR 30 HAL 1150 TRACK FIXTURE a•LCEDNO CHANGE 75 14 3.244 Page 7 of 8 Siemens Industry, Inc., Building Technologies Division Exhibit A - Scope of Work and Services v. 2011 Exhibit A - Scope of Work and Services • Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > BOST ECM I FIXT �, MIT PROP 0 LDS FLOOR:BLOB/ARG ROOM CODE CITY EXISTING FIXTURE TYPE WATT WATT • 21 FLOOR 1 CISCDVERY SHOP F5 36 75W PAR 30 HAL JEIO TRACK FIXTURE _EX0.UDEDINO CHANGE 75 14 3,244 22 FLOOR 1 N.OJRITORAL 177 F6 7 70W PAR 36 HALOGEN RECESSED CAN EX LUCEI3NO CHANGE 70 70 8.760 23 FLOOR I OSCOVERY SHOP F7 15 70W PAR 38 HALOGEN HALO TRACK FIXTURE EXLUOECYNO CHANGE 75 18 3,244 24 FLOOR 2 GALLERY 2 AQUARIUM 1 G 2 MH.(1)250W TOWNUG1R NOT IN USE 295 296 0 __._.... - _ _..... . 25 FLOOR 2 GALLERY 2 AQUARIUM A2 5 1 MH.(1)250W DOWN UGHT NOT IN 115E 295 296 0 26 FLOOR I W.CLRATORIAL 182 G 8 ,MH,(1)250W DOWN UGHT NOT IN USE 295 295 0 27 FLOOR 1 CURATORIAL 188 G 5 Mn,(1)250W TOWN UGHT NOT IN USE 295 295 0 28 FLOOR2 BIRD TAN(183 GI 7 MH,(I)4008,DOWN UGHT SPECIAL LAMPS CO NOT TOUCH 458 458 4.380 29 FLOOR 2 SEA LION TANK 184 GI 7 441,(1)400W DOWN UGHT SPECIAL LAMPS DO NOT TOUCH 458 458 4,380 30 FLOOR 2 SEAL TAN(185 G1 7 MH,(1)400N DOWN UGHT SPEOAL LAMPS DO NOT TOUCH 458 453 4.380 31 FLOOR 2 GALLERY 5 253 AQUARIUM 2 G2 3 MH,(1)175W CROP LIGHT NOT IN USE 215 215 0 32 FLOOR 1 RECEIVING 131 G3 7 MH,(1)50N PENDANT Nov 2,2388,8 Nth 3F017Imre 4410 SL 72 38 8,760 33 FLOOR 1 CORRIDOR 132 G3 8 447.11)50W PENDANT Nay 2,2 TKture with 3F017Imps sad SL 72 38 8,760 34 FLOOR 1 LABORATORY 183 8X16 1 ,84.18FT F32/T8 32 WATT W/EB 142E BALLAST Drecl/IrOrect 81 F023 W/(4)O-E2X32 107SL 236 _ 168 _ 2600 35 FLOOR 1 LABORATORY 162 8%16 1 81 16FTF32'B 32 WATT WIEB(421 BALLAST Ikea/Ir0recl 81 F028 WI(4)OIE2)02UJVIISL 230 188 2800 36 FLOOR 1 LABORATORY 144 19(16 1 81.NOT F32'B 32 WATT W/EB(42L BALLAST Dre6APGrect 810023 WI(4)OFE2/02UNV/ISL 236 168 2600 37 FLOOR 1 LABORATORY 163 FOM 1 a 4FT F32/T13 32 WATT WIEB(1.2.BALLAST)DraCIH1a-KI a F023 W/(1)OIE24324NVASL 59 42 2600 38 FL0OR 1 LABORATORY 182 NOK 1 24FT F32/11332 WATT WIEB(1.2 BALLAST)ONc1IBBrect 2 F021 W/(1)O+E2232LNV/ISL 59 42 2800 39 FLOOR 1 LABORATORY 144 HVA 1 2 4FT F32R8 32 WATT WIEB(1.21 BALLAST)Drecl5Uaracl 2 FO23 WI(1)OIE2432 NVASL 59 42 2.000 40 FLOOR I OFFICE 121 1-1X4 2 2 4T F32118 32 WATT WIEB(1-2 BALLAST)DrecEnsr u 2LF028 WI(I)04E2X42UNVASL 59 42 1.768 41 FLOOR 1 OFFICE 122 K9 2 24T F32118 32 WATT WIEB(1-2 BALLAST)C+ectAneroa ,2L F028 WI(1)OHE2X32LNVASL 59 42 1.708 42 FL0OR 1 OFFICE 129 H041 2 24T F32/1332WATT WEB 11.2 BALLAST)WectAndred �2L F028 W/(1)01E2X321NVASL 9) 42 1.788 43 FLOOR) OFFICE 124 10M 2 24FTF37/T832WATT WIE0(1-2 BALLAST)DrectAnarea 21 FO28W/(I)OIE2`021.14VASL 59 42 1.708 44 FLOOR 1 OFFICE 18, KM 2 2.4-T F32/78 32 WATT WIEB(141 BALLAST)WecIlnclred 2L F028 W/(1)01E2X12UNVASL 59 42 1,768 45 FLOOR 1 LABORATORY 163 108 5 A.BFT F32/T8 32 WATT WIEB(2-3 BALLAST)Drect/I drect 41 F028 W/(2)OHE2X32NVASL 118 81 2800 46 FLOOR 1 CENTRAL LAB 159 808 10 41 BFT F32/I8 32 WATT W/EB(2.2 BALLAST)On7NAdred 41 F028 W/(2)04E2X32UNVASL 118 81 2800 47 FLOOR 1 LAB 155 8,8 1 AL 8FT F321113 32 WATTW/EB(2YBALLAST ewct/ndred 4L F028 W/(2)OIE2102UNVASL 118 84 1,768 48 FLOOR 1 LABORATORY 182 11)8 4 YL BFT F32R8 32 WATT WIEB(22 BALLAST)Drecl/naroct 41 F028 W/(A O1E2K32NVASL 6 118 84 26W 49 FLOOR I CRY LAB 152 808 8 AL BFT F32/T13 32 WATT W/EB(2-2 BALLAST)C rectAnAnM 4L F023 W/(2)OFEb43211WASL 118 84 2.800 50 FLOOR I LABORATORY 144 1-09 5 4L BFT F32/I8 32 WATT W/EB(2-2 BALLAST)Drad/O0rect 41 F028 WI(Z)OFEDG2NYISL 118 84 2800 51 FLOOR 2 OFFICE 209 HZ1 2 3L 4FT F32/18 32 WATT WIEB(7.2 BALLAST)WKUndrod 31 F028 W/(1)01E2X32UJVASL&(I)01E1X12UNWISL 95 88 1,768 52 FLOOR 2 OFFICE 208 111 2 ,3L 4FT F32178 32 WATT WIEB(2 21 BALLAST)Droculnerea 31 F028 W/(1)OPE2)52 UNVASL&(1)OHE 932NVA3L 95 68 1,788 53 FLOOR 2 OFFICE 277 1121 2 31 4FT F32/18 32 WATT WIEB(2-2 BALLAST)CrecLndrecl 3L FO2 W/(1)01E2X42LNVASL 6(1)0PE 6102SIVASL 96 88 1,788 54 FLOOR 2 OFFICE 206 HZ1 2 ,3L 4FT F32R8 32 WATT WIEB(2-2 BALLAST)0ectAn red IL F023 WI(1)01EZOTIJ NASL 6(1)OHE 110214WISL 96 68 UN 51 FLOOR 2 OFFICE 21 141 2 3L 4FT F32/T8 32 WATT WIEB(2-2 BALLAST)CreclAndred IL F028 Wl(1)OIEZOTINVASL 6(1)68461)931195358. 96 68 1.795 55 FLOOR 2 OFFICE 203 641 2 ,3L OFTF32/TI 32 WATT W/EB(2-2 BALLAST)Creak sired 31_0028 WI(1)0E2X2UNWISL 6(1)OPE 1X32LNVASL 95 68 1.788 56 FLOOR 2 OFFICE 202 1.121 2 31 4FT F32T8 32 WATT WIEB(2-2 BALLAST)WestAn6,4a N.0028 W/(1)OEIXTRNVASL&(1)O6E O0IIINVA51. 95 68 1,788 57 FLOOR 1 OFFICE 233 641 2 3L 4FT F32/18 32 WATT W/EB(2-2 BALLAST)DroctAn4rNt 31 F028 W/(1)OPE2X321NVASL 6(1)OPE SIO ONVASL 95 88 1.768 58 FLOOR 2 OFFICE 232 141 2 '314FT F32/T8 32 WATT W/EB(2-2 BALLAST)Dre0Nnared 31 F028 WI(1)GEI232UNVASL&(1)O6E1XI2LNV/ISL 95 68 1.768 59 FLOOR 2 OFFICE 231 1-121 2 31_4FT F32R8 32 WATT WIEB(2-2 BALLAST)DrectAndred 31 F023 W/(I)OIE2222l.NNASL&(1)OPEIX32NVASL 96 68 1,768 60 FLOOR 2 OFFICE 230 141 2 314F F32/I13 32 WATT WIEB(2-2 BALLAST)CYrKMndrad 3L F023 W/(1)OIE2)O2LNVASL&(1)OPE002UN ASL 95 68 1.768 61 FLOOR 2 OFFICE 220 141 2 ,31_AFT F32118 32 WATT WIEB 9_2 BALLAST)0r9c1Andred 3L F028 W/(1)OPE2X 25457A&(1)0PE1X32NWISL 95 68 1.768 62 FLOOR 2 OFFICE 225 141 2 3L 4FT F32/113 32 WATT WIEB(22 BALLAST)CrecIAndrect 3L F028 W/(1)0E2X32NVASL&(t)OPEI)02NVASL 95 88 1,788 63 FLOOR 2 OFFICE 224 841 1 3L 4FT F32/18 32 WATT WEB(2.21 BALLAST)DreclAndred 3L F028 W/(1)OIE2132UNASL 6(1)OPE 032LNVASL 95 88 1,708 64 FLOOR 2 OFFICE 223 141 2 ,3L 4FT F32R8 32 WATT W/EB(2-2 BALLAST)CrectAnArad 31_F023 W/(1)O4E2)02NVASL&(1)01E1152NVASL _ 95 68 1.788 65 FLOOR 2 OFFICE 229 H21 3 3L 4FT F32/78 32 WATT WIEB(2-2 BALLAST)BreNn0Na31 F023 W/(1)O/E2X42UNVASL&(1)OPE 032UNASL 96 68 1,768 66 FLOOR 2 OFFICE 234 641 3 ,3L 4FTF32I113 32 WATT W/EB(2-2 BALLAST)CLrecuInared 310028 WI(1)OPE2X32L/NVA51&(1)OPE IX32NWISL 95 68 1.788 07 FLOOR 2 OFFICE 245 1121 2 3L 4FT F32/11332 WATT WIEB(2-2 dre BALLAST)DtectAnct 31 F023 W/(1)01E2X32INVASL&(1)OPE IX32R4VASL 95 88 1,788 68 FLOOR 2 OFFICE 248 121, 2 ,31_4FT F32R8 32 WATT W/EB(2-2 BALLAST)WsctAncln0 31 F028 WI(1)01E2X32NVASL&(1)OIE 5321NVASL 95 68 1.768 FLOOR 2 CONFERENCE ROOM 251 141 3 3.4FT F32/78 32 WATT WIEB(2-2 BALLAST)DwctAndred 3L F023 W/(1)01E2)C42)1WASL 6(1)OFEIX32tINVASL 95 88 1,768 68 FLOOR 2 OFFICE 252 141 3 314FT 032/78 32 WATT W/EB(2-2 BALLAST)0+80 454.8 3L F028 W/(1)OFE2X421NVASL&(1)011E1/021NVA51. 95 88 1.768 70 FLOOR 2 OPEN OFFICE 249 141 2 3L 4FT F32/18 32 WATT WIEB(2-2 BALLAST)Cr ann3185 31 F028 WI(1)O)E2X32NVASL&(1)01E1X32NVASL 95 08 1.768 71 FLOOR) OFFICE 168 141 2 IL 4FTF3213 32 WATT WIEB(22 BALLAST)CrecNnSIM 31 F028 WI(1)OfE2X32UNWISL&(1)O8E1)02UNASL 95 68 1.788 72 FLOOR1 OFFICE169 1-41 3 3L4FTF327832WATTWIEB(2-2 BALLAST)WectAndrecl TI F028W/(1)01E2.222AVASL&(1)08E1M2INVASL 95 68 1,788 73 FLOOR 1 OFFICE 170 141 3 3L 4FTF32T8 32 WATT WIEB(22 BALLAST)DrectAn6nct 3L F023 W/(1)O8E2)02t-NVAS1&(I)O4EIX32LNVASL 95 88 1.768 74 FLOOR 2 OFFI0 260 1111 2 3L 4FTF32R8 32 WATT WIEB(2-2 BALLAST)124recc1An4434 31 F023 W/(1)COE204UNNASL&(1)OEIX32UNASL 95 88 1.788 75 FLOOR 2 STAFF 219 H22 3 0.BFT F3218 32 WATT WIEB(14.BALLAST,1-21.BALLAST 0*ct BL F028 WI(1)08E4,232NVASL&(1)O6E2)02NVASL 171 123 2800 76 FLOOR 2 STAFF 201 141 2 BL 8FT F32/I3 32 WATT WIEB(14.BALLAST.1-2 BALLAST Mixt 0.F028 W/(I)01E4)322WASL&(1)OBE2102UNASL 171 123 2800 77 FLOOR 2 OFFICE 250 8,3 2 61.BFT F32/18 32 WATT WIEB(14.BALLAST.1.21 BALLAST West 0.F028 WI(I)OPE4)32NVASL&(1)O1E2X32UM/ASL 171 128 1,768 78 FLOOR 1 OFFICE 114 642 2 /81_8FT F32/11 32 WATT WIEB(14 BALLAST.1.2 BALLAST Disc(0.F026 WI(1)O1E4132UNASL&(1)OPE2)02NVASL 171 128 1,768 79 FLOOR 1 OFFICE 26 142 2 6L SOT F32/TB 32 WATT WIEB(14.BALLAST,1-21 BALLAST(meet 0.002 WI(1)OPE41521NVASL&(1)08E2)442 4575. 171 126 2600 80 FLOOR 2 CLASSROOM 213 HZ 2 121 16FT F32/78 32 WATT WEB(3-4L BALLAST)WN1Andwd 121 F028 W/(3)0PE42432NV/SL _ 336 248 0244 81 FLOOR 2 STAFF 219 143 3 12168T F32F18 32 WATT W/EB(34 BALLAST)Orec/186Na 121 0028W/(3)OPE4X321NVASL 336 248 2600 82 FLOOR 2 STAFF 201 18, 4 151 20FT F32/78 32 WATT WEB(34L BALLAST.2-2 BALLAST)W 151 F02B WI(3)+E4202UIVASL&(1)O-E2X32INVASL 8 454 313 2600 83 FLOOR 2 CLASSROOM 213 HIE 1 9.I2FT F32T8 32 WATT W/EB(2IL BALLAST,1.2 BALLAST CON 91_F028 WI(2)01E4X32UNVASL&(1)06EIX32NVASL 233 28, 3.244 84 FLOOR 2 OFFICE 215 145 1 /0112FTF3ST832 WATT W/EB(2-4L ,1.2 BALL9L BALLASTAST0r. F02 X32 W/(2)0YE4UN/ISL 6(1)OPE1)82NVASL 283 269 1.768 _.. 85 FLOOR 2 CLASSROOM 221 HZ 181 2487 8327832 WATT WEB(44 4E ALUST,1-2 BALLAST)WN 10.80288,1(4)OIE4`02NVASL 6(1)O1E22O2NVASL 507 350 3,244 86 FLOOR 1 ELEVATOR EOUPTMENT 186 J "40 ACCESS _..........,. ,P10 ACCESS 0 0 8,780 87 FLOOR 1 MECHANCAL ROOM 023 J NO ACCESS NO ACCESS 0 0 8.760 8B FLOOR 1 WET LAB 180 J NO ACCESS NO ACCESS 0 0 2.803 89 FLOOR 1 ELECTRICAL 141A J NO ACCESS NO ACCESS 0 0 8.780 90 E)OEI8OR FAN ROOM 01 PPS.(1)70W WALL PACK 40 wet IMXUm W4l0eck 95 40 4.380 91 EXTERIOR EXTERIOR K2 1 161(1)150N WALL PACK 70 wet Indudrmwdlpeck 190 70 4.380 02 EXTERIOR EXTERIOR K4 1 kV.(1)400W FLOOD ILMP32/350PSIBLLpLYIBT29(I)M32YMILIIP5/0T 458 MS 4.380 93 EXTERIOR S.YARD K4 1 ^1H.(1)400W FLOOD _11 MP3293501PSIBBOILY/BT2B(I)M326MlLRPSJ(T 458 368 4,380 94 EXTERIOR W.YARD K4 MH.(1)400W FLOOD IL MP370/3501PSIg1ONLYA3R8(1)M320MLLIFPSNGT 458 368 4,380 95 EXTERIOR PARING LOT K5 IPS.(1)1000/l POLE 750 PUNA Sod wth 1101 Low 1,100 818 4,380 96 EXTERIOR WALKWAY KB 1 MH,(1)40 M POLE 90 watt LED P4a1TAp K1 458 50 4.380 1.735 Page 8 of 8 Siemens Industry, Inc., Building Technologies Division Exhibit A - Scope of Work and Services v. 2011 Exhibit B— Payment Schedules Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Article 1: Payment for Scope of Work 1.1 Price: As full consideration of the Work as described in Exhibit A, Article 1: Scope of Work, the CLIENT shall pay to SIEMENS $ 808,435.00 (plus taxes, if applicable). This price includes Energy Project Implementation Cost of $760,315.00 and a 3-year Performance Assurance Services Program (PASP) described by Article 2 of this document. 1.2 Escrow: The CLIENT has agreed to deposit the Price into an Escrow Account at a financial institution satisfactory to both the CLIENT and SIEMENS. All expenses to establish the Escrow Account shall be the complete responsibility of the CLIENT and the CLIENT will receive all interest earnings from the Escrow Account. SIEMENS will submit periodic invoices to the CLIENT based on the Payment Schedule in Table B.1 below. The CLIENT shall be responsible for submitting the necessary documents to the Escrow Agent to allow for timely disbursements from the Escrow Account. The funding of the Escrow Account in an amount equal to or greater than the Price stated in Article 1.1 above shall be a condition precedent to SIEMENS obligation to perform or to continue the performance of the Work. If the Escrow Account is not funded within 60 days of the execution of this Agreement, this Agreement shall be null and void. This 60 day funding period may be extended as mutually agreed in writing by the Parties. In the event that the Agreement becomes null and void as described in this paragraph and CLIENT has previously authorized SIEMENS to proceed with the Work, the CLIENT shall be obligated to reimburse SIEMENS either: (i) for the Work performed to date; or (ii) for the Work specifically authorized by the CLIENT. 1.3 Timely Payments: The CLIENT agrees to pay SIEMENS during the progress of the work SIEMENS may request progress payments for work done during the preceding calendar month. Such request must be accompanied by an updated progress schedule if requested by the CLIENT. Progress payments may include reimbursement for materials stored at an approved site provided proof of payment by the SIEMENS is given. No later than the tenth (10th) day of each month the SIEMENS shall furnish such data necessary for the CLIENT to make an estimate of the amount of work completed and of the value of such completed work. SIEMENS shall furnish prior to the submission of his first progress payment, a breakdown estimate on his lump sum Bid into a schedule of values for such payment. Payments to SIEMENS will be made no later than twenty-one (21)working days following submission of a properly completed pay request to the CLIENT. 1.4 Upon completion of the work, final inspection, and issuance of a Certificate of Completion by SIEMENS,the CLIENT will accept request for the Final Payment. Final payment cannot be made until the SIEMENS has furnished the CLIENT with a Department of Labor Certificate of Completion. 1.5 In addition, the CLIENT agrees to pay all invoices submitted by SIEMENS per Article 8 of the Agreement. Page 1 of 4 Siemens Industry, Inc., Building Technologies Division Exhibit B - Payment Schedules v. 2011 Exhibit B— Payment Schedules • Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > 1.6 The CLIENT may also use the following Payment Schedule described in Table B.1, if completed below: Table B.1 — FIM Work Payment Schedule Project Phase Payments ($) Payments (%) Schedule PROJECT TOTAL: Article 1 of Exhibit B is attached to and made a part of the Agreement between SIEMENS and the CLIENT. CLIENT: City of Seward SIEMENS: Siemens Industry, Inc. Signature: Signature: Printed Name: Printed Name: Title: Title: Date: Date: Signature: Printed Name: Title: Date: Page 2 of 4 Siemens Industry, Inc., Building Technologies Division Exhibit B - Payment Schedules v. 2011 Exhibit B— Payment Schedules Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Article 2: Payment for Performance Assurance Services Program (PASP) 2.1 Price: As full consideration of the Services as described in Exhibit A, Article 3, the CLIENT shall pay to SIEMENS the amounts identified in Table B.2 plus taxes, if applicable, on the dates identified therein. 2.2 Performance Assurance Services Program Term: The term of the PASP shall commence on the Guarantee Date and shall extend for either: (a) the term of the Performance Guarantee Period where multi-year obligations are allowed; or(b) for twelve (12) month periods corresponding to the term of each Annual Period. The original term of this PASP is three (3) years to comply with State regulations. 2.3 Automatic Renewal: Where the PASP term is limited to an Annual Period, the PASP shall automatically renew for successive Annual Periods beginning on the anniversary date of Guarantee Date. Either party may request to amend the PASP at the end of an Annual Period by giving the other party at least sixty (60) days prior written notice of such amendments and such amendment shall be mutually negotiated by the Parties and effective upon a written amendment signed by both Parties prior to commencement of the next Annual Period. Each automatic renewal shall be and remain subject to the terms and conditions of this Agreement. SIEMENS obligations under the Performance Guarantee are dependent upon and subject to the express condition that the CLIENT maintains the PASP during the entire Performance Guarantee Period. 2.4 Termination: See Section 4.7 of the Agreement. Table B.2—Performance Assurance Program Payment Schedule PASP Date Annual Payments($) Notes June 2012—May 2013 $ 15,491.00 June 2013—May 2014 $ 16,034.00 June 2014—May 2015 $ 16,595.00 PASP TOTAL= $48,120.00 Paid in advance per Exhibit B, Article 1.1 Article 2 of Exhibit B is attached to and made a part of the Agreement between SIEMENS and the CLIENT. CLIENT: City of Seward SIEMENS: Siemens Industry, Inc. Signature: Signature: Printed Name: Printed Name: Title: Title: Date: Date: Signature: Printed Name: Title: Date: Page 3 of 4 Siemens Industry, Inc., Building Technologies Division Exhibit B- Payment Schedules v. 2011 Exhibit B — Payment Schedules Alaska SeaLife Center Energy Performance Contract < CUSTOM` 'AFT Article 3: Payment for Maintenance Services Program (MSP) = Excluded 3.1 Price: As full consideration of the Services as described in Exhibit A, Article 4, the CLIENT shall pay to SIEMENS the amounts identified in Table B.3 plus taxes, if 3.2 Maintenance Services Program Term: The initial or first term of the MSP shall commence on the Guarantee Date and shall have duration of N/A months and shall 3.3 below. Al.: . • .• • • ,, beginning on the ending anniversary date of the initial or first term as set forth in Article 3.2 and remain subject to the terms and conditions of this Agreement. Date Annual Payments($) Notes Article 3 of Exhibit B is attached to and is NOT made a part of the Agreement between SIEMENS and the CLIENT. CLIENT: City of Seward SIEMENS: Siemens Industry, Inc. Signature: Signature: Printed Name: Printed Name: Title: Title: Date: Date: Signature: Printed Name: Title: Date: Page 4 of 4 Siemens Industry, Inc., Building Technologies Division Exhibit B - Payment Schedules v. 2011 Exhibit C - Performance Assurance Alaska SeaLife Center Enemy Performance Contract < CUSTOMER DRAFT > The following Articles and Tables are hereby included and made part of this Exhibit C: Article 1: Summary of Articles and Total Guaranteed Savings Article 1 Summary of Articles and Total Guaranteed Savings Article 2 Measurement and Verification Options Article 3 Performance Guarantee Period Responsibilities of CLIENT Article 4 Measurement and Verification Plan Article 5 Baseline Data Article 6 Utility Rate Structures and Escalation Rates Article 7 Contracted Baseline Data Appendix 1- N/A Appendix 2- N/A Table 1.1 - Total Guaranteed Savings (Units) Performance Electric Electric Natural Gas No. 2 Fuel Water Saved Period Energy Power Saved Oil Saved (Gallons) Saved (kWh) Saved (kW) (Therms) (Gallons) Construction 110,658 0 0 -845 0 Annual Period 1 314,820 0 0 14,731 456,000 1.1 Only Annual Period 1 is shown as the energy/utility unit Savings will remain constant for each Annual Period of the Performance Guarantee Period as the CLIENT will operate the Facility in accordance with the Contracted Baseline identified in Article 7. Table 1.2 -Total Guaranteed Savings (Cost) Performance Energy/Utility Operational Savings Total Savings Period Savings Construction $4,794 $0 $4,794 Annual Period 1 $65,425 $3,500 $68,925 Annual Period 2 $68,696 $3,605 $72,301 Annual Period 3 $72,131 $3,713 $75,844 Annual Period 4 $75,738 $2,513 $77,650 Annual Period 5 $79,524 $2,589 $81,494 Annual Period 6 $83,501 $0 $83,501 Annual Period 7 $87,676 $0 $87,676 Annual Period 8 $92,060 $0 $92,060 Annual Period 9 $96,663 $0 $96,663 Annual Period 10 $101,496 $0 $101,496 Annual Period 11 $106,570 $0 $106,570 Annual Period 12 $111,899 $0 $111,899 Annual Period 13 $117,494 $0 $117,494 Annual Period 14 $123,369 $0 $123,369 Annual Period 15 $129,537 $0 $129,537 TOTALS $1,416,572 $15,920 $1,431,272 1.2 Table 1.2 shows the CLIENT'S guaranteed cost Savings for each Annual Period that are extrapolated from the guaranteed energy/utility unit Savings shown in Table 1.1 by multiplying the energy/utility Savings by the Baseline energy/utility rates including the stipulated Escalation Rates found in Article 6. Page 1 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C - Performance Assurance v. 2011 Exhibit C — Performance Assurance Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > 1.3 SIEMENS cannot and does not predict fluctuations in utility rates or the cost of energy. Therefore, the CLIENT and SIEMENS agree that the energy/utility cost Savings for each Annual Period will be calculated by multiplying the verified units of energy/utility Savings by the Annual Period's stipulated energy/utility rate and Escalation Rates and not the Annual Period's actual utility rate. 1.4 The determination of energy/utility Savings will follow current best practice, as defined in the IPMVP, or the FEMP Guidelines where required, unless otherwise agreed to by the Parties. 1.5 The Performance Guarantee does not operate to guarantee the Savings per-FIM. Rather, the calculation of Savings is based on aggregate performance of all of the FIMs contained in the Project. The projected value of such aggregate performance is contained in Table 1.2 above representing the Total Guaranteed Savings as monetized. This Exhibit C, comprising 26 pages, is attached to and made a part of the Agreement between SIEMENS and the CLIENT. CLIENT: City of Seward SIEMENS: Siemens Industry, Inc. Signature: Signature: Printed Name: Printed Name: Title: Title: Date: Date: Signature: Printed Name: Title: Date: Page 2 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C— Performance Assurance v. 2011 Exhibit C — Performance Assurance Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Article 2: Measurement and Verification Options 2.1 Measurement and Verification Options: There are five measurement and verification options to measure and verify energy/utility Savings: Option A - Retrofit Isolation: Key Parameter Measurement; Option B - Retrofit Isolation: All Parameter Measurement; Option C - Whole Facility; and, Option D — Calibrated Simulation. Options A through and including D are part of the IPMVP. Option E- Stipulated is based on industry accepted engineering standards and is the Option used for purposes of calculating Operational Savings. Option A - Retrofit Isolation: Key Parameter Measurement. Savings are determined by field measurement of the key performance parameter(s) which define the energy use of the FIM's affected system(s) and/or the success of the Project. Measurement frequency ranges from short-term to continuous, depending on the expected variations in the measured parameter and the length of the reporting period. Parameters not selected for field measurement are estimated. Estimates can be based on historical data, manufacturer's specifications, or engineering judgment. Documentation of the source or justification of the estimated parameter is required. The plausible savings error arising from estimation rather than measurement is evaluated. If applicable, the predetermined schedule for data collection, evaluation, and reporting is defined in Exhibit A, Article 3- Performance Assurance Services Program. Option B — Retrofit Isolation: All Parameter Measurement. Savings are determined by field measurement of the energy use of the FIM-affected system. Measurement frequency ranges from short-term to continuous, depending on the expected variations in the savings and the length of the reporting period. If applicable, the predetermined schedule for data collection, evaluation, and reporting is defined in Exhibit A, Article 3- Performance Assurance Services Program. Option C - Whole Facility: Savings are determined by measuring energy use at the whole Facility or sub-Facility level. Continuous measurements of the entire Facility's energy use are taken throughout the reporting period. If applicable, the predetermined schedule for data collection, evaluation, and reporting is defined in Exhibit A, Article 3- Performance Assurance Services Program. Option D - Calibrated Simulation: Savings are determined through simulation of the energy use of the whole Facility, or of a sub-Facility. Simulation routines are demonstrated to adequately model actual energy performance measured in the Facility. This Option usually requires considerable skill in calibrated simulation. If applicable, the predetermined schedule for data collection, evaluation, and reporting is defined in Exhibit A, Article 3-Performance Assurance Services Program. Option E — Stipulated: This Option is the method of measurement and verification applicable to FIMS consisting either of Operational Savings or where the end use capacity or operational efficiency; demand, energy consumption or power level; or manufacturer's measurements, industry standard efficiencies or operating hours are known in advance, and used in a calculation or analysis method that will stipulate the outcome. Both CLIENT and SIEMENS agree to the stipulated inputs and outcome(s) of the analysis methodology. Based on the established analytical methodology the Savings stipulated will be achieved upon completion of the FIM and no further Page 3 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C — Performance Assurance Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > measurements or calculations will be performed during the Performance Guarantee Period. If applicable, the methodology and calculations to establish Savings value will be defined in Section 4.6 of this Exhibit C. 2.2 Table 2.1 below summarizes the first Annual Period's Guaranteed Savings (See Article 1, Tables 1.1 and 1.2) utilizing the applicable Measurement and Verification Options as applied to the referenced FIMs valued pursuant to the agreed upon amounts identified in Article 6 hereof. Table 2.1 — Savings for First Annual Period by Option Energy/Utility Operational Total Savings $ Savings $ Savings $ Measurement and Verification Options FIM A B C D E E Retrofit Retrofit Whole Calibrated Stipulated Stipulated Isolation:Key Isolation:All Facility Simulation Parameter Parameter Measurement Measurement Lighting $3,440 $3,500 $6,940 Upgrades Lighting $2 952 $2,952 Controls Water $2,945 $2,945 Conservation Night Setback $19,058 $19,058 Demand Control $7,240 $7,240 Ventilation Slab Heat Control $29,789 $29,789 Optimization TOTALS $65,425 $68,925 Page 4 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C — Performance Assurance Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > 2.3 Table 2.2 identifies the source of Operational Savings defined and quantified by the Parties. The Parties affirm that such amounts are Stipulated Savings for purposes of calculating Annual Realized Savings and acknowledge that the Guaranteed Savings identified herein have been based on CLIENT'S affirmation. OPERATIONAL SAVINGS SHALL NOT BE MEASURED OR MONITORED DURING THE PERFORMANCE GUARANTEE PERIOD. Table 2.2 - Source of Operational Savings #of Annual Annual Periods Savings Period Are Applied Savings Account/'Vendor Description Annual Begin Cost$ ASLC (4/13/10 Email from Commercial Lighting 1 Darryl Schaefermeyer) Lamps $1,200 3 Commercial Lighting Ballasts $2,soo 5 2.4 SIEMENS has explained to the CLIENT and the CLIENT has satisfied itself as to how Operational Savings are incorporated into the Annual Realized Savings. 2.5 The Escalation Rate applicable to the Operational Savings is 3.0% per year. BY SIGNING BELOW, THE PARTIES CONFIRM THAT THEY HAVE REVIEWED THE INCLUDED MEASUREMENT AND VERIFICATION OPTIONS AND THEIR APPLICATION TO BE USED IN CALCULATING SAVINGS UNDER THE AGREEMENT. CLIENT: City of Seward SIEMENS: Siemens Industry, Inc. Signature: Signature: Printed Name: Printed Name: Title: Title: Date: Date: Signature: Printed Name: Title: Date: Page 5 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C — Performance Assurance • Alaska SeaLife Center Err y Performance Cor jct < CUSTOMER DRAFT > Article 3: Performance Guarantee Period Responsibilities of the CLIENT In addition to the CLIENT'S responsibilities under Article 6 of the Agreement, this Article details the responsibilities of the CLIENT in connection with the management and administration of the Performance Guarantee. 3.1 The CLIENT will provide a representative at each Facility to coordinate work and provide required data described below. 3.2 The CLIENT will provide SIEMENS with accurate Facility operating information as defined below and in the Contracted Baseline article of this Exhibit C during each Annual Period, within thirty (30) days of any Material Change that may increase or decrease energy usage. 3.3 If applicable, the CLIENT will provide SIEMENS with copies of utility bills within thirty (30) days of receipt by the CLIENT or provide access to utility vendor information to allow SIEMENS to include a utility bill analysis in the Annual Performance Assurance Report. The utility bill analysis does not take the place of the Measurement and Verification Plan identified in Article 4 of this Exhibit C and is not used to measure the Project's performance. 3.4 If required for the Work, CLIENT will provide telephone/data remote access, through SIEMENS Insight® software package or otherwise, as SIEMENS reasonably requests. All charges related to telephone/data line installation, activation and communication services are the responsibility of the CLIENT. 3.5 If required for the Work, CLIENT will provide and coordinate utility meter upgrade for interface with SIEMENS metering and data collection. All charges related for these upgrades are the responsibility of the CLIENT. Page 6 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C — Performance Assurance A!c ka SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Article 4: Measurement and Verification Plan The following information is applicable to this Agreement: Article 4.1 General Overview Article 4.2 Option A - Retrofit Isolation: Key Parameter Measurement Article 4.3 Option B - Retrofit Isolation: All Parameter Measurement Article 4.4 Option C - Whole Facility Article 4.5 Option D - Calibrated Simulation Article 4.6 Option E — Stipulated-Energy/Utility Savings 4.1 General Overview — The purpose of the Measurement and Verification (M&V) Plan is to identify the methods, measurements, procedures and tools that will be used to verify the Savings for each FIM which has energy/utility Savings. Savings are determined by comparing prior usage, consumption or efficiencies (defined as the "Baseline") against the post-FIM implementation usage, consumption or efficiencies. The Baseline usage, consumption or efficiencies are described in this Exhibit C, Article 5. The post-FIM implementation usage, consumption or efficiencies is defined as the Contracted Baseline and are described in this Exhibit C, Article 7. 4.2 Option A - Retrofit Isolation: Key Parameter Measurement 4.2.1 Lighting Upgrade Description During the pre-installation study measurements were taken on 7 lighting circuits to characterize the power consumption of various lamp types. In order to optimize the amount of data measured, the most prevalent fixture types were measured. Table 4.2.1.1 identifies the locations of those 7 circuits and their respective physical locations. During the post retrofit M&V phase of the project, electrical circuit measurements will be taken at the exact same locations. This will quantify the electrical demand savings due to lighting upgrades. Energy savings from each retrofit is based on a statistically developed number of runtime hours for specific area types and the areas wattage reduction. The wattage reduction is based upon the pre and post retrofit wattages. Stipulated runtimes were derived from measured data collected from a statistically valid sampling of various use type. The logger data was analyzed and divided into specific space types and then averaged to develop the Stipulated Runtime Hours for each of the space types. Cost savings will be realized by decreasing power requirements to the respective lighting systems resulting in a decrease in annual electrical energy usage (kWh). Lighting system inventory requirements will be streamlined by standardizing lamp, ballast, and component manufacturers for the buildings. New lighting Page 7 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C — Performance Assurance • Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > systems will provide operational savings in the form of reduced ballast and lamp replacement costs. The installation of a more efficient lighting system will reduce internal heat gains. The impact of the lighting improvement measure and other measures relating to building heat loss, have been evaluated using a heat loss study. A calculation of the interaction between lighting wattage reduction and heating loads was done to determine the heating penalty. Calculations No further calculations will be done. Calculations Variables Index No further calculations will be done. Measurement or Reference Tables Table 4.2.1.1 Location of Pre and Post Retrofit Measurements Reading# Room# Room Type Panel# Panel Location 1 009 Private Office BHD(From J Box) Corridor 002/ILC 101 2 010 Mechanical Room BHD(From J Box) Corridor 002/ILC 101 3 010 Mechanical Room BHD(From J Box) Corridor 002/ILC 101 4 219 Open Office ZHB(Zone 25) Corridor 220/LP 207 5 236 Gallery 2LG1(29) Corridor 227/LP 208 6 236 Gallery 2LG1(31) Corridor 227/LP 208 7 236 Gallery 2LG1(30) Corridor 227/LP 208 Table 4.2.1.2 Existing Wattage and Retrofit Wattage for Each Fixture Type Fix Existing Retro ID Retro Lamp Watts Watts A 4L F028/841 (1)QHE4X32UNV/ISL 112 84 Al 4L F028/841 (1)QHE4X32UNV/ISL 112 84 B 3LFB030w w/1(QHE3x32UNVISL 83 68 B1 3L F032/841 (1)QHE3X32UNV/ISL 72 71 B2 6L F028 W/(2)QHE3X32UNV/ISL 171 126 B3 3L F032/841 (1)QHE3X32UNV/ISL 72 71 C 2L F028/841 (1)QHE2X32UNV/ISL 59 42 Cl 2L F028/841 (1)QHE2X32UNV/ISL 59 42 C1X 2L F028/841 (1)QHE2X32UNV/ISL 59 42 C2 2L F025/841 (1)QHE2X32UNV/ISL 46 38 C2X 4L F028/841 (1)QHE4X32UNV/ISL W/8'SUPER 60 237 84 C3 2L F028/841 (1)QHE2X32UNV/ISL 59 42 C3X 2L FO17/841 (1)QHE2X32UNV/ISL 36 25 C4 NO CHANGE 145 145 C5 2L F028/841 (1)QHE2X32UNV/ISL 72 42 C6 2L F028/841 (1)QHE2X32UNV/ISL 59 42 Page 8 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C — Performance Assurance Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > C7 2L F028/841 (1)QHE2X32UNV/ISL 59 42 C8 2L F028/841 (1)QHE2X32UNV/ISL 59 42 C9 2L FBO30/841 (1)QHE2X32UNV/ISL 59 42 D 1L F028/841 (1)QHE1X32UNV/ISL 31 22 D1 1L F025/841 (1)QHE1X32UNV/ISL 26 20 D2 1L FO17/841 (1)QHE1X32UNV/ISL 25 14 D3 1L F017/841 (1)QHE1X32UNV/ISL 20 14 D4 1L F028/841 (1)QHE1X32UNV/ISL 26 22 D5 1L F028/841 (1)QHE1X32UNV/ISL 31 22 D6 1L F017/841 (1)QHE1X32UNV/ISL 20 14 El NO CHANGE 51 51 E2 R30 LED 32 32 E3 R40 LED 26 26 E4 R40 LED 26 26 E5 NO CHANGE 15 15 E6 R40 LED 26 26 E7 MED BASE LED 32 32 Fl R40 LED 75 75 F2 R40 LED 75 75 F3 MED BASE LED 60 60 F4 R40 LED 75 75 F5 R30 LED 75 75 F6 NO CHANGE 75 75 F7 R40 LED 75 75 G NOT IN USE 295 0 G1 SPECIAL LAMPS DO NOT TOUCH 458 458 G2 NOT IN USE 215 0 G3 New 2x2 fixture with 3F017 lamps and ISL 72 38 HX16 8L FO28 W/(4)QHE2X32UNV/ISL 236 328 HX4 2L FO28 W/(1)QHE2X32UNV/ISL 59 42 HX8 4L FO28 W/(2)QHE2X32UNV/ISL 118 84 HZ1 3L FO28 W/(1)QHE2X32UNV/ISL&(1)QHE1X32UNV/ISL 95 68 HZ2 6L FO28 W/(1)QHE4X32UNV/ISL&(1)QHE2X32UNV/ISL 171 126 HZ3 12L F028 W/(3)QHE4X32UNV/ISL 336 246 15L F028 W/(3)QHE4X32UNV/ISL&(1)QHE2X32UNV/ISL HZ4 454 313 &(1)QHE1X32UNV/ISL HZ5 9L FO28 W/(2)QHE4X32UNV/ISL&(1)QHE1X32UNV/ISL 283 269 HZ6 18L F028 W/(4)QHE4X32UNV/ISL&(1)QHE2X32UNV/ISL 507 350 J NO ACCESS K1 40 watt Induction Wallpack 95 40 K2 70 watt Induction Wallpack 190 70 K4 1L MP320/350/PS/BU-ONLY/BT28(1)M320/MULTI-PS-KIT 458 368 K5 750 Pulse Start with High Low 1100 818 K6 50 watt LED Post Top Kit 458 458 L 70W PAR 38 HALOGEN RECESSED CAN 70 70 M 2L F96 HO W/MB INDUSTRIAL STRIP 207 207 Page 9 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C - Performance Assurance • Alaska SeaLife ( iter Energy Performance Contract < CUSTOMER DRAFT > Table 4.2.1.3 Existing and Retrofit Lighting Operation for Each Fixture Type Logger Results Existing Retro AREA TYPE Code Wks/Yr Exist Retro Days/ Hrs/day Hrs/day Hrs/wk Hrs/Wk wk Breakroom BR 52 50.00 25.00 5 10.0 5.0 Classroom CL 52 62.38 46.79 7 8.9 6.7 Dining Hall DH 52 62.38 46.79 7 8.9 6.7 Exits EX 52 168.00 168.00 7 24.0 24.0 Exterior EXT 52 84.23 21.06 7 12.0 3.0 Hallway/Corridors HW 52 168.00 38.75 7 24.0 5.5 Kitchen KN 52 62.38 46.79 7 8.9 6.7 Lobby LO 52 62.38 62.38 7 8.9 8.9 Mech/Elec. Room ME 52 168.00 33.69 7 24.0 4.8 Miscellaneous MISC 52 62.38 46.79 7 8.9 6.7 Meeting Room MR 52 19.73 11.85 5 3.9 2.4 Open Office 00 52 50.00 50.00 5 10.0 10.0 Private Office PO 52 34.00 28.90 5 6.8 5.8 Restroom RR 52 168.00 14.50 7 24.0 2.1 Storage Closet ST 52 9.62 1.92 5 1.9 0.4 Work Area WA 52 139.15 15.50 7 19.9 2.2 Direct Aquarium DAL 52 62.38 62.38 7 8.9 8.9 Lighting Private Corridor PHW 52 69.00 57.96 5 13.8 11.6 Private Restroom PRR 52 26.00 12.48 5 5.2 2.5 Stairwell STR 52 168.00 42.12 7 24.0 6.0 Responsibility for SIEMENS and CLIENT To verify that the energy and demand savings are accurate, SIEMENS and CLIENT shall: 1. Verify the quantity of each type of retrofit. 2. Take electrical measurements at the points listed in Table 4.2.1.1. Specifications on Measurement Tools Fluke Power Meter or equivalent. 4.2.2 Lighting Controls Description During the pre-installation study Watt Stopper data loggers were installed in 10 different locations for a period greater than 7 days to identify the savings associated with lighting controls. The 10 locations represent different space types namely: conference room, corridor, laboratory, mechanical room, private office, public restroom, and staff restroom. The reduction in the number of burn hours per year was calculated based on the data collected by the Watt Stoppers. This Page 10 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C - Performance Assurance v. 2011 Exhibit C — Performance Assurance Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > reduction in burn hours was applied to the different area types to calculate annual savings. Table 4.2.2.1 identifies the location of the 10 spaces where Watt Stoppers were installed. Calculations This FIM doesn't require any additional monitoring during the post installation M&V phase because the reduction in the number of hours of operation remain the same as calculated during the pre installation measurement. The reduction in the number of hours due to lighting controls, by space type, is identified in Table 4.2.1.3 provided in `4.2.1 Lighting Upgrades'. Calculations Variables Index No further calculations will be done. Measurement or Reference Tables Table 4.2.2.1 Watt Stopper Installation Locations Sensor# Area Type Room# 1 Conference Room 270 2 Corridor 002 3 Corridor 220 4 Laboratory 159 5 Laboratory 152 6 Mechanical Room 010 7 Private Office 207 8 Private Office 234 9 Public Restroom 211 10 Staff Restroom 217 Responsibility for SIEMENS and CLIENT To verify that the energy and demand savings are accurate, SIEMENS and CLIENT shall: 1. Verify correct operation of the occupancy sensors. 2. Verify that the locations specified in the audit for occupancy sensors match the locations where occupancy sensors were installed. Specifications on Measurement Tools No further measurements will be done. 4.2.3 Water Conservation Description Page 11 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C — Performance Assurance Alaska SeaLife Center Energy Performan Contract < CUSTOME DRAFT > Alaska SeaLife Center has water fixtures such as water closets, urinals, and lavatories that are not low volume, low flow devices. Values used to calculate stipulated savings were arrived to and agreed upon by SIEMENS and CLIENT. Annual use is shown in Table 4.2.3. Calculations There will not be any post installation measurements completed on the water fixtures. Post installation usage is based on Manufacturer's specifications. Calculations Variables Index No further calculations will be done. Measurement or Reference Tables Table 4.2.3 Fixture Type and Annual Use Fixture Pre-Water Volume per Post-Water Volume Number of Uses Annual Use Type Use(gal) per Use(gal) (#) (gal) Toilets 3.5 1.6 200,000 380,000 Lavatories 0.50 0.25 400,000 100,000 Responsibility for SIEMENS and CLIENT To verify that the energy and demand savings are accurate, SIEMENS and CLIENT shall: 1. Verify that the Manufactures specifications for the installed Toilets and Lavatories meet the Post-Water Volume per Use. Specifications on Measurement Tools No further measurements will be done. 4.2.4 Night Setback Control Description The building presently has a constant space temperature set point of 70°F. It is proposed that the space temperature set points will be adjusted during the heating season as represented in Table 4.3.1.1 Page 12 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C — Performance Assurance Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Table 4.3.1.1 Proposed Space Temperature Set points Occupied Hours Temperature Set-Points 6:00 am to 6:00 pm 70°F 6:00 pm to 6:00 am 60°F Energy savings associated with the implementation of this FIM will be verified by monitoring space temperatures for the following zones served by AHU-2, AHU-4, and AHU-5. Table 4.3.1.2 lists the 17 space temperature and 17 space temperature set points that will be trended and recorded on a 15-minute interval. The recorded space temperatures will be reviewed to verify correct operation and proper ongoing setbacks. Calculations No further calculations will be done. Calculations Variables Index No further calculations will be done. Measurement or Reference Tables Page 13 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C— Performance Assurance Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Table 4.3.1.2 FIM 4.01 M&V Points List Heating Coil Serving Space M&V Point Variable HC-1 1 Lobby 103—Temp set point HC-1 2 Lobby 103 —Space Temp HC-6 3 Pre/Post OP 146—Temp set point HC-6 4 Pre/Post OP 146 —Space Temp HC-7 5 Necropsy 147—Temp set point HC-7 6 Necropsy 147—Space Temp HC-8 7 Surgery 145—Temp set point HC-8 8 Surgery 145—Space Temp HC-9 9 Food Prep 143—Temp set point HC-9 10 Food Prep 143—Space Temp HC-10 11 Dry Lab 144—Temp set point HC-10 12 Dry Lab 144—Space Temp HC-11 13 Dry Lab 152—Temp set point HC-11 14 Dry Lab 152—Space Temp HC-12 15 Special Lab 155—Temp set point HC-12 16 Special Lab 155—Space Temp HC-13 17 Special Lab 156—Temp set point HC-13 18 Special Lab 156—Space Temp HC-14 19 Chemical Storage 157—Temp set point HC-14 20 Chemical Storage 157—Space Temp HC-15 21 Dark Room 158—Temp set point HC-15 22 Dark Room 158—Space Temp HC-16 23 Central Dry Lab 159—Temp set point HC-16 24 Central Dry Lab 159—Space Temp HC-17 25 Corridor 141 —Temp set point HC-17 26 Corridor 141 —Space Temp HC-18 27 Dry Lab 162—Temp set point HC-18 28 Dry Lab 162—Space Temp HC-19 29 Dry Lab 163—Temp set point HC-19 30 Dry Lab 163—Space Temp HC-20 31 Office 201 —Temp set point HC-20 32 Office 201 —Space Temp HC-21 33 Gallery 222—Temp set point HC-21 34 Gallery 222—Space Temp Responsibility for SIEMENS and CLIENT To verify that the energy and demand savings are accurate, SIEMENS and CLIENT shall: 1. Verify the locations where Temperature Setback was implemented correspond to the areas specified in the audit, Table 4.3.1.2. 2. Verify that the correct Heating Temperatures Setpoints for occupied and unoccupied modes is implemented. Page 14 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C — Performance Assurance Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Specifications on Measurement Tools Data for the Space Temperature and Space Temperature Setpoints will be collected through the building automation system. 4.2.5 Demand Control Ventilation Description The operation of Demand Control Ventilation will be verified by monitoring variables controlling the percent outdoor air for AHU-5 and AHU-6. The ventilation control of the units will be verified by trending the supply fan motor current, outside air temperature, return air temperature, mixed air temperature, supply air temperature after the main AHU heating coil and CO2 concentration (ppm) in outside air and return air on a 15-minute interval. The temperature measurements will be used to calculate the percentage of outside air based on Equation 4.3.2.1. The CO2 concentration difference between the outside air and return air shall be kept at 700 ppm during occupied hours. Heating coil load will be calculated based on the supply fan airflow and temperature measurements across the heating coil, Equation 4.3.2.2. Supply airflow will be calculated based on the measured supply fan motor electrical load, Equation 4.3.2.3. Table 4.3.2 lists the 12 variables that will be monitored and trended every 15 minutes to calculate savings. Calculations Equation 4.3.2.1 OA%= TMd4 —TReturnAir TOutsideAir —TRreturnAir Equation 4.3.2.2 HCALoad = 1.08 x SupplyAirflow x(TSupplyAir —TMixedAir) Equation 4.3.2.3 SupplyAirflow =%Flow x MaximumAirFlowsupply Calculations Variables Index OA% = Percent Outside Air TMixedAir = Mixed Air Temperature Page 15 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C — Performance Assurance • Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > TReturnAir = Return Air Temperature ToutsideAir = Outside Air Temperature HCALoad = Heating Coil Load SupplyAirflow = Supply Fan Air Flow TSupplyAir= Supply Air Temperature %Flow = Supply Fan Speed MaximumAirFlowsupprti, = Rated Maximum Supply Fan Air Flow Measurement or Reference Tables Table 4.3.2 FIM 4.04 M&V Points List M&V Point Variable 1 Outside air temperature 2 Outside air CO2 concentration 3 AHU-5 Supply fan motor current 4 AHU-5 Return air temperature 5 AHU-5 Mixed air temperature 6 AHU-5 Supply air temperature after heating coil 7 AHU-5 return air CO2 concentration in office areas 8 AHU-5 return air CO2 concentration in public areas 9 AHU-6 Supply fan motor current 10 AHU-6 Return air temperature 11 AHU-6 Mixed air temperature 12 AHU-6 Supply air temperature after heating coil 13 AHU-6 return air CO2 concentration in office areas 14 AHU-6 return air CO2 concentration in public areas Responsibility for SIEMENS and CLIENT To verify that the energy and demand savings are accurate, SIEMENS and CLIENT shall: 1. Verify that the Demand Control Ventilation is operating correctly. 2. Compute the savings using the equations and data obtained for the points listed above. Specifications on Measurement Tools Page 16 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C — Performance Assurance Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Data for the points listed in Table 4.3.2 will be collected through the building automation system. 4.2.6 Slab Heat Control Optimization Description Energy savings associated with the implementation of this FIM will be verified by monitoring of the supply and return water temperatures, the circulating pump motor amperage, outside air temperature, outside air relative humidity, and all corresponding set points on a 15-minute interval. A one time measurement of the true RMS power consumption by the constant volume circulating pumps motor will be measured for use in the measurement and verification calculations. The yearly electrical consumption will be calculated by determining the number of hours that the pump operates and multiplying by the measured pumping power. The flow rate will be established based on the pump curves provided by the facility and is pegged at 90 gpm for the slab heat, Table 4.3.3.1. The supply and return temperatures, and the flow will be used to calculate the radiant heating load, Equation 4.3.3. Calculations Equation 4.3.3 BTUH =500 x Flow Loop x(Tsupply —TReW Calculations Variables Index BTUH = Radiant Heating Load FlowLoop = Hot Water Loop Flow Tsupply = Loop Supply Temperature TReturn = Loop Return Temperature Measurement or Reference Tables Table 4.3.3.1 Slab Heating Loop Pump 6 and 7 Electrical Load Flow(GPM) Head(feet) Brake Horsepower(BHP) Pump Electrical Load(kW) 90 70 2.273 1.99 The outside air temperature and outside air relative humidity will be used to verify that the system is operating as intended and with respect to specified set points for initiation of the systems as well as appropriate shut down. Table 4.3.3.2 lists Page 17 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C — Performance Assurance • Alaska SeaLife Center Energy Performarr 9ct < CUSTOMER DRAFT > the 4 variables that will be monitored and trended every 15 minutes to calculate savings. Table 4.3.3.2 FIM 4.06 M&V Points List M&V Point Variable 1 Outside Air Temperature 2 Outside Relative Humidity 3 Supply Water Temperature 4 Return Water Temperature 5 Pump On/Off Responsibility for SIEMENS and CLIENT To verify that the energy and demand savings are accurate, SIEMENS and CLIENT shall: 1. Verify that the Slab Heat control is operating correctly. 2. Compute the savings using the equations and data obtained for the points listed above. Specifications on Measurement Tools Data for the points listed in Table 4.3.3 will be collected through the building automation system. 4.3 Option B - Retrofit Isolation: All Parameter Measurement Option B not utilized. 4.4 Option C - Whole Facility Option C not utilized. 4.5 Option D - Calibrated Simulation Option D not utilized. 4.6 Option E - Stipulated-Energy/Utility Savings Option E not utilized. Page 18 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C - Performance Assurance Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Article 5: Baseline Data 5.1 The year(s) selected as the Baseline Period starts on October 01, 2008 and ends on September 30, 2009. Table 5.1 outlines the utility consumption that occurred during this Baseline Period. This Baseline Period's Facility utility consumption will be used as the reference for comparing the Facility's utility consumption during the Performance Guarantee Period in order to determine the Annual Realized Savings. Table 5.1 - Baseline Utility Consumption Units Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Electric kWh 255,5 316,4 303,6 420,8 293,9 472,6 427,2 439,8 436,2 301,7 304,3 345,5 89 32 38 12 88 44 00 87 54 99 27 40 Electric kW 448 492 463 934 809 850 941 802 864 514 492 492 Oil Gal 14,27 12,359 761 8,428 0 0 0 0 0 9,055 11,21 12,42 7 7 1 5 Water kGal 245,5 393,6 300,6 178,8 317,2 365,9 356,5 869,6 1,173, 434,3 211,2 302,7 23 00 65 00 26 80 42 00 097 00 00 10 Sewer kGal 245,5 393,6 300,6 178,8 317,2 365,9 356,5 869,6 1,173, 434,3 211,2 302,7 23 00 65 00 26 80 42 00 097 00 00 10 5.2 The operating practices during the Baseline Period determine the utility consumption shown in Table 5.1. This data indicates the operating characteristics that were in effect during the Baseline Period. The Guaranteed Savings provided under this Agreement are based on the efficiencies gained by implementing the Work and implementing the Contracted Baseline in Article 7 of this Exhibit C. Table 5.2.1 Annual Lighting Burn Hours By Space Type Codes Area Type Current Annual Hours BR Breakroom 2600 CL Classroom 3244 DH Dining Hall 3244 EX Exits 8760 EXT Exterior 4380 HW Hallway/Corridors 8760 PHW Private Corridor 3588 KN Kitchen 3244 LO Lobby 3244 ME Mech/Elec. Room 8760 MISC Miscellaneous 3244 MR Meeting Room 1026 00 Open Office 2600 PO Private Office 1768 RR Restroom 8760 PRR Private Restroom 1352 ST Storage Closet 500 WA Work Area 7,236 DAL Direct Aquarium Lighting 3244 STR Stairwell 8760 Page 19 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C - Performance Assurance v. 2011 Exhibit C — Performance Assurance Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Table 5.2.2 Fixture Type and Annual Use Fixture Type Pre-Water Volume per Number of Uses Use(gal) (#) Toilets 3.5 200,000 Lavatories 0.50 400,000 Table 5.2.3 Reheat coils that are proposed for night setbacks Heating Air Flow(CFM) Air Temperature Coil AHU Air Location Served Capacity (F) Designation Stream (MBH) Max Min In Out HC-6 2A/2B Pre/Post Op 146 8.1 300 55 80 HC-7 2A/2B Necropsy 147 21.6 800 55 80 HC-8 2A/2B Surgery 145 35.4 1310 55 80 HC-9 4 Food Prep, 143 6.8 250 55 80 HC-10 4 Dry Lab 144 22.8 844 55 80 HC-11 4 Dry Lab 152 22.8 844 55 80 HC-17 4 Corridor 141 17.8 660 55 80 HC-18 4 Dry Lab 162 22.8 844 55 80 HC-19 4 Dry Lab 163 22.8 844 55 80 HC-12 4 Special Lab 155 227 840 55 80 HC-13 4 Special Lab 156 4.9 180 55 80 HC-14 4 Chemical Storage 157 4.1 150 55 80 HC-15 4 Dark Room 158 4.9 180 55 80 HC-16 4 Central Dry Lab 159 33.8 1250 55 80 HC-1 5 Lobby 103 170 7000 5250 55 80 HC-20 5 Office 201 11.9 880 440 55 80 HC-21 5 Gallery 222 18.4 2100 1050 55 80 Table 5.2.4 Current Space Temperature Set- oint(°F) Heating Heating Cooling Cooling Occupied Unoccupied Occupied Unoccupied 70 70 N/A N/A Table 5.2.5 Hours of Operation per Da For Space Tern eratures Occupied Un-Occupied 24 0 Page 20 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C— Performance Assurance v. 2011 Exhibit C — Performance Assurance Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Table 5.2.6 Maximum Hourly Number of Occupants in Office and Visitor Areas Office Workers Visitors Summer Visitors Winter 35 220 25 Table 5.2.7 Number of Occupants in AHU-5 and AHU-6 Service Area Ratio of Square Footage Maximum Number of Occupants I, AHU-6 AHU-6 AHU-5 AHU-6 Office Area 85% 15% 30 5 Visitor Area -Summer 57% 43°6 126 94 Visitor Area -Winter 14 11 Table 5.2.8 Occupancy Schedule Office 8:00 AM-6:00 PM Visitor-Summer(May 1 -October 1) 8:30 AM-6:30 PM Visitor-Winter 10:00 AM-5:00 PM Table 5.2.9 Hourly Occupancy Level (Number of Occupants) Office Visitors Summer Visitors Winter Hour AHU-5 AHU-6 AHU-5 AHU-6 AHU-5 AHU-6 0 0 0 0 0 0 0 1 0 0 0 0 0 0 2 0 0 0 0 0 0 3 0 0 0 0 0 0 4 0 0 0 0 0 0 5 0 0 0 0 0 0 6 3 1 0 0 0 0 7 9 2 0 0 0 0 8 30 5 63 47 0 0 9 30 5 101 75 0 0 10 30 5 126 94 7 6 11 30 5 126 94 14 11 12 30 5 126 94 14 11 13 30 5 126 94 14 11 14 30 5 126 94 14 11 15 30 5 126 94 14 11 16 30 5 126 94 14 11 17 30 5 126 94 0 0 18 9 2 63 47 0 0 19 0 0 0 0 0 0 20 0 0 0 0 0 0 21 0 0 0 0 0 0 22 0 0 0 0 0 0 23 0 0 0 0 0 0 Page 21 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C — Performance Assurance Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > 5.3 Applicable codes - Federal, State, County or Municipal codes or regulations are applicable to the use and operation of the Facility. SIEMENS will maintain the current level of Facility compliance relative to applicable codes unless specifically outlined to the contrary below. Unless specifically set forth in the Scope of Work and Services, Exhibit A, nothing herein should be construed as to require SIEMENS to provide additional work or services in the event that the current applicable code or regulation is modified. 5.4 Building Inventory - The following information summarizes the equipment inventory that existed in the Facility during the Baseline Period.-- See SIEMENS Investment Grade Audit for detailed descriptions of equipment used in analysis. Table 5.4.1 Major AHUs and Pumps,AHUs include corresponding Exhaust Fans AHU-1 Pump-1 Pump-11 AHU-2a Pump-2 Pump-12 AHU-2b Pump-3 Pump-13 AHU-3 Pump-4 Pump-15 AHU-4 Pump-5 Pump-16 AHU-5 Pump-6 Pump-17 AHU-6 Pump-7 Pump-18 AHU-7 Pump-8 Pump-19 AHU-8 Pump-9 Life Support System AHU-9 Pump-10 Pumps 1-31A Page 22 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C — Performance Assurance Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Article 6: Utility Rate Structures and Escalation Rates 6.1 Utility costs used for Savings calculations will be based on the utility rates and rate escalation percentages, as provided in the table(s) below. Each escalation rate will be applied annually to the utility rate. Table 6.1.1 Electricity Tariff Number or Designation: Special Contract Utility Name: City of Seward Energy Rate Structure: 0.0081 $ per kVVh CEA Fuel Adjustment 0.057 $ per kWh Surcharge: Demand Rate (greater then 750 11.69 $/kW kW base Demand): Rate Escalation: 5 % per Annual Period Table 6.1.2 Fuel Oil Tariff Number or Designation: N/A Utility Name: Shoreside Petroleum, Inc. Rate Structure: 2.62 $ per Therm Rate Escalation: 5 % per Annual Period Table 6.1.3 Water Tariff Number or Designation: N/A Utility Name: City of Seward Rate Structure: 3.52 $ per kgallon Rate Escalation: 5 % per Annual Period Table 6.1.4 Sewer Tariff Number or Designation: N/A Utility Name: City of Seward Rate Structure: 2.33 $ per kgallon Rate Escalation: 5 % per Annual Period Page 23 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C — Performance Assurance • Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Article 7: Contracted Baseline Data 7.1 The following tables detail the Facility operating parameters that are required to be implemented on the Guarantee Date or on such time as agreed upon by the Parties. This specific configuration of Facility operating parameters is the Contracted Baseline and failure of the CLIENT to maintain the Contracted Baseline may result in a Material Change which may require a modification of the Performance Guarantee pursuant to Article 4 of the Agreement. Table 7.1.1 Annual Lighting Burn Hours By Space Type Annual Burn Hours By Space Type Codes Area Type Retrofit Annual Hours BR Breakroom 1300 CL Classroom 2433 DH Dining Hall 2433 EX Exits 8760 EXT Exterior 1095 HW Hallway/Corridors 2015 KN Kitchen 2433 LO Lobby 3244 ME Mech/Elec. Room 1752 MISC Miscellaneous 2433 MR Meeting Room 616 00 Open Office 2600 PO Private Office 1503 RR Restroom 754 ST Storage Closet 100 WA Work Area 806 DAL Direct Aquarium Lighting 3244 PHW Private Corridor 3014 PRR Private Restroom 649 STR Stairwell 2190 Table 7.1.2 Fixture Type and Annual Use Fixture Type Post-Water Volume per Number of Uses Use(gal) (#) Toilets 1.6 200,000 Lavatories 0.25 400,000 Page 24 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C — Performance Assurance Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Table 7.1.3 Reheat coils that are proposed for night setbacks Coil AHU Air Heating Air Flow(CFM) Air Temperature Designation Stream Location Served Capacity (F) (MBH) Max Min In Out HC-6 2A/2B Pre/Post Op 146 8.1 300 55 80 HC-7 2A/2B Necropsy 147 21.6 800 55 80 HC-8 2A/2B Surgery 145 35.4 1310 55 80 HC-9 4 Food Prep, 143 6.8 250 55 80 HC-10 4 Dry Lab 144 22.8 844 55 80 HC-11 4 Dry Lab 152 22.8 844 55 80 HC-17 4 Corridor 141 17.8 660 55 80 HC-18 4 Dry Lab 162 22.8 844 55 80 HC-19 4 Dry Lab 163 22.8 844 55 80 HC-12 4 Special Lab 155 227 840 55 80 HC-13 4 Special Lab 156 4.9 180 55 80 HC-14 4 Chemical Storage 157 4.1 150 55 80 HC-15 4 Dark Room 158 4.9 180 55 80 HC-16 4 Central Dry Lab 159 33.8 1250 55 80 HC-1 5 Lobby 103 170 7000 5250 55 80 HC-20 5 Office 201 11.9 880 440 55 80 HC-21 5 Gallery 222 18.4 2100 1050 55 80 Table 7.1.4 Current Space Temperature Set- oint(°F) Heating Heating Cooling Cooling Occupied Unoccupied Occupied Unoccupied 70 60 NIA N/A Table 7.1.5 Occupancy Schedules For Space Temperatures Occupied Un-Occupied 6:00AM -6:00PM 6:00AM-9:00PM Table 7.1.6 Maximum Hourly Number of Occupants in Office and Visitor Areas Office Workers Visitors Summer Visitors Winter 35 220 25 Page 25 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit C — Performance Assurance Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Table 7.1.7 Number of Occupants in AHU-5 and AHU-6 Service Area Ratio of Square Footage Maximum Number of Occupants AHU-5 AHU-6 AHU-5 AHU-6 Office Area 85% 15% 30 5 Visitor Area -Summer 57% 43°6 126 94 Visitor Area -Winter 14 11 Table 7.1.8 Occupancy Schedule Office 8:00 AM -6:00 PM Visitor-Summer(May 1 -October 1) 8:30 AM-6:30 PM Visitor-Winter 10:00 AM-5:00 PM Table 7.1.9 Hourly Occupancy Level (Number of Occupants) Office Visitors Summer Visitors Winter Hour AHU-5 AHU-6 AHU-5 AHU-6 AHU-5 AHU-6 0 0 0 0 0 0 0 1 0 0 0 0 0 0 2 0 0 0 0 0 0 3 0 0 0 0 0 0 4 0 0 0 0 0 0 5 0 0 0 0 0 0 6 3 1 0 0 0 0 7 9 2 0 0 0 0 8 30 5 63 47 0 0 9 30 5 101 75 0 0 10 30 5 126 94 7 6 11 30 5 126 94 14 11 12 30 5 126 94 14 11 13 30 5 126 94 14 11 14 30 5 126 94 14 11 15 30 5 126 94 14 11 16 30 5 126 94 14 11 17 30 5 126 94 0 0 18 9 2 63 47 0 0 19 0 0 0 0 0 0 20 0 0 0 0 0 0 21 0 0 0 0 0 0 22 0 0 0 0 0 0 23 0 0 0 0 0 0 Page 26 of 26 Siemens Industry, Inc., Building Technologies Division Exhibit C — Performance Assurance v. 2011 Exhibit D—Addendum No. 1 Alaska SeaLife Center Energy Performance Contract < CUSTOMER DRAFT > Addendum No. 1 to the Performance Contracting Agreement between Siemens Industry, Inc., Building Technologies Division ("SIEMENS") and City of Seward ("CLIENT") Dated: May 15, 2011 Contract No.: 440P-080194 The Parties agree to modify and to supplement the Performance Contracting Agreement ("Agreement") as follows: 1. To the extent that any terms and conditions contained in the Agreement conflict with any terms and conditions contained in this Addendum No. 1, then the terms contained in this Addendum No. 1 shall control. 2. Defined terms that are not specifically defined herein shall be as defined in the Agreement. 3. [REMOVE THIS PARAGRAPH AND INSERT DEAL SPECIFIC LANGUAGE=TBD.] The Parties agree that this Exhibit D-Addendum No. 1 modifies the Agreement between the Parties, dated , 2011 and is attached to and made a part of the Agreement. CLIENT: City of Seward SIEMENS: Siemens Industry, Inc. Signature: Signature: Printed Name: Printed Name: Title: Title: Date: Date: Signature: Printed Name: Title: Date: 1 of 1 Siemens Industry, Inc., Building Technologies Division v. 2011 Exhibit D-Addendum No. 1